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Michael Dunn sells multiple stakes under 10b5-1 plan (SYM)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Michael Dunn reported multiple 10b5-1 sales of Common Stock under Form 144, executed through Morgan Stanley Smith Barney LLC. The filing lists sales on 02/25/2026 (4,274 shares, $240,684.33), 02/24/2026 (15,040 shares, $841,087.94), 02/11/2026 (2,593 shares, $152,311.78), 01/28/2026 (3,051 shares, $168,128.71), 01/26/2026 (8,470 shares, $509,091.89), 01/14/2026 (1,363 shares, $93,883.44), 12/31/2025 (1,012 shares, $60,689.64), and 12/17/2025 (1,190 shares, $74,601.10).

The sales are identified as 10b5-1 plan transactions in the filing and were processed through Morgan Stanley Smith Barney LLC; timing and plan status are disclosed alongside each sale date.

Positive

  • None.

Negative

  • None.

Insights

Multiple routine 10b5-1 dispositions were reported by Michael Dunn across late 2025–early 2026.

The filing lists specific sale dates and per-sale share counts with dollar amounts processed through Morgan Stanley Smith Barney LLC. Each row in the excerpt identifies the transactions as 10b5-1 Sales, which indicates they were executed under a prearranged trading plan.

Compliance considerations hinge on plan documentation and windows; subsequent filings or plan disclosures would clarify whether sales followed an active 10b5-1 schedule. Cash‑flow treatment is the reported proceeds per sale in the excerpt.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What did Michael Dunn report on Form 144 for SYM?

He reported multiple 10b5-1 sales of Common Stock on specific dates between 12/17/2025 and 02/25/2026. The filing lists per-sale share counts and gross proceeds processed through Morgan Stanley Smith Barney LLC for each date.

Which sale sizes and proceeds are shown in the filing?

Examples include 15,040 shares for $841,087.94 on 02/24/2026 and 8,470 shares for $509,091.89 on 01/26/2026. Each listed sale in the excerpt shows share counts and corresponding dollar amounts.

Were the transactions executed under a 10b5-1 plan?

Yes. The excerpt labels the transactions as 10b5-1 Sales, indicating they were made pursuant to a prearranged trading plan. The filing pairs the 10b5-1 designation with each listed sale date and amount.

Who handled the brokerage execution for these sales?

The sales were processed through Morgan Stanley Smith Barney LLC, as shown in the securities and broker information on the form. The excerpt names the broker alongside the reported transactions.

Does the filing show aggregate totals for the reported sales?

No aggregate total is presented in the excerpt; it provides per-sale share counts and proceeds by date. The filing lists each sale separately with its share count and dollar amount.
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