Symbotic (SYM) director sells 2,000 shares under Rule 10b5-1 plan

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Symbotic Inc. director Charles Kane reported a small, pre-planned sale of company stock. On June 1, 2026, he sold 2,000 shares of Class A Common Stock at $45.99 per share in an open-market transaction executed under a Rule 10b5-1 trading plan adopted on December 8, 2025.

In connection with this sale, he redeemed 2,000 Symbotic Holdings Units into an equal number of Class A shares, while 2,000 shares of Class V-1 Common Stock and the corresponding units were canceled and retired for no consideration. After these transactions, Kane holds 89,852 shares of Class A Common Stock and 589,353 shares of Class V-1 Common Stock and 589,353 Symbotic Holdings Units directly.

Insider Trade Summary 10b5-1

Net Seller: 2,000 shares ($91,980)

Net Sell 4 txns

Insider KANE CHARLES

Role null

Sold 2,000 shs ($92K)

Type	Security	Shares	Price	Value
Other	Symbotic Holdings Units	2,000	$0.00	--
Other	Class V-1 Common Stock	2,000	$0.00	--
Other	Class A Common Stock	2,000	$0.00	--
Sale	Class A Common Stock	2,000	$45.99	$92K

Holdings After Transaction: Symbotic Holdings Units — 589,353 shares (Direct, null); Class V-1 Common Stock — 589,353 shares (Direct, null); Class A Common Stock — 91,852 shares (Direct, null)

Footnotes (1)

Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. On June 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective June 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Key Figures

Shares sold: 2,000 shares Class A Common Stock Sale price: $45.99 per share Class A holdings after: 89,852 shares +5 more

8 metrics

Shares sold 2,000 shares Class A Common Stock Open-market sale on June 1, 2026

Sale price $45.99 per share Class A Common Stock sale price on June 1, 2026

Class A holdings after 89,852 shares Direct Class A Common Stock held after June 1, 2026 transactions

Class V-1 holdings after 589,353 shares Direct Class V-1 Common Stock held after June 1, 2026 transactions

Symbotic Holdings Units after 589,353 units Direct Symbotic Holdings Units held after June 1, 2026 transactions

Restructuring shares 6,000 shares/units affected Three J-code restructuring transactions on June 1, 2026

Net share direction 2,000 net shares sold Net buy/sell shares across all reported transactions

Trading plan date December 8, 2025 Date Rule 10b5-1 trading plan was entered into

Key Terms

Rule 10b5-1, Symbotic Holdings Units, Class V-1 Common Stock, trading plan, +1 more

5 terms

Rule 10b5-1 regulatory

"pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Symbotic Holdings Units financial

"The term "Symbotic Holdings Units" is used herein to represent limited liability company units"

Class V-1 Common Stock financial

"Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share"

trading plan financial

"this transaction was executed pursuant to a trading plan entered into by the Reporting Person"

A trading plan is a written set of rules an investor follows about what to buy or sell, when to enter and exit positions, and how much risk to accept—like a travel itinerary that maps the route, stops, and budget before a trip. It matters because it helps remove emotional decisions during market swings, enforces discipline, and makes performance easier to review and improve, reducing the chance of costly impulsive moves.

limited liability company units financial

"represent limited liability company units of Symbotic Holdings LLC"

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 07:12 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KANE CHARLES

(Last)

(First)

(Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON

MASSACHUSETTS

01887

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class V-1 Common Stock⁽¹⁾⁽²⁾	06/01/2026		J⁽¹⁾⁽²⁾⁽³⁾		2,000	D	⁽¹⁾⁽²⁾⁽³⁾	589,353	D
Class A Common Stock	06/01/2026		J⁽¹⁾⁽²⁾⁽³⁾		2,000	A	⁽¹⁾⁽²⁾⁽³⁾	91,852	D
Class A Common Stock	06/01/2026		S⁽⁴⁾		2,000	D	$45.99	89,852	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Symbotic Holdings Units⁽¹⁾⁽²⁾⁽³⁾	⁽¹⁾⁽²⁾	06/01/2026		J⁽¹⁾⁽²⁾⁽³⁾			2,000	⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	Class A Common Stock	2,000	⁽¹⁾⁽²⁾	589,353	D

Explanation of Responses:

1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.

2. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock.

3. On June 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective June 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock.

4. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Remarks:

	/s/ Corey Dufresne, Attorney-in-Fact for Charles Kane	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Symbotic (SYM) director Charles Kane report?

Charles Kane reported selling 2,000 shares of Symbotic Class A Common Stock. The sale occurred at $45.99 per share on June 1, 2026, as part of a pre-arranged Rule 10b5-1 trading plan adopted on December 8, 2025.

Was the Symbotic (SYM) insider sale by Charles Kane pre-planned under Rule 10b5-1?

Yes. The 2,000-share sale by Charles Kane was executed under a Rule 10b5-1 trading plan. The plan was entered into on December 8, 2025, providing a pre-scheduled framework for the June 1, 2026 stock sale and related unit redemption.

How many Symbotic (SYM) Class A shares does Charles Kane hold after this Form 4?

After the reported transactions, Charles Kane holds 89,852 shares of Symbotic Class A Common Stock. This reflects the redemption of 2,000 Symbotic Holdings Units into Class A shares and the subsequent 2,000-share open-market sale on June 1, 2026.

What happened to Charles Kane’s Symbotic Holdings Units and Class V-1 shares?

In connection with the June 1, 2026 transactions, Kane redeemed 2,000 Symbotic Holdings Units for 2,000 Class A shares. Symbotic Holdings then canceled those units, and the issuer canceled and retired the corresponding 2,000 shares of Class V-1 Common Stock.

What are Symbotic (SYM) Class V-1 Common Stock and Symbotic Holdings Units?

Class V-1 Common Stock carries voting rights but no economic rights, with one vote per share. Symbotic Holdings Units represent LLC units paired with Class V-1 shares, redeemable one-for-one into Class A Common Stock under the Symbotic Holdings LLC agreement terms.

How large is the reported Symbotic (SYM) sale relative to Charles Kane’s holdings?

The reported transaction is relatively small at 2,000 Class A shares sold. After the sale and related restructuring, Kane continues to hold 89,852 Class A shares and 589,353 Class V-1 shares and Symbotic Holdings Units directly, according to the Form 4 data.