Was Charles Kane’s Symbotic (SYM) share sale discretionary or pre-planned?

The 2,000-share sale was executed under a trading plan entered into on December 8, 2025, in accordance with Rule 10b5-1. Such pre-planned arrangements are set up in advance and are typically used to systematize insider share sales over time.

Director Charles Kane executes 2,000-share Symbotic (SYM) sale under Rule 10b5-1 plan

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Symbotic Inc. director Charles Kane reported an open-market sale of 2,000 shares of Class A Common Stock at $44.90 per share. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan entered into on December 8, 2025.

In connection with this sale, Kane redeemed 2,000 Symbotic Holdings Units on a one-for-one basis for Class A shares, and the corresponding 2,000 shares of Class V-1 Common Stock were canceled and retired with no consideration. After these transactions, he holds 89,852 Class A shares and 587,353 Symbotic Holdings Units paired with an equal number of Class V-1 shares.

Insider Trade Summary 10b5-1

Net Seller: 2,000 shares ($89,800)

Net Sell 4 txns

Insider KANE CHARLES

Role null

Sold 2,000 shs ($90K)

Type	Security	Shares	Price	Value
Other	Symbotic Holdings Units	2,000	$0.00	--
Other	Class V-1 Common Stock	2,000	$0.00	--
Other	Class A Common Stock	2,000	$0.00	--
Sale	Class A Common Stock	2,000	$44.90	$90K

Holdings After Transaction: Symbotic Holdings Units — 587,353 shares (Direct, null); Class V-1 Common Stock — 587,353 shares (Direct, null); Class A Common Stock — 91,852 shares (Direct, null)

Footnotes (1)

Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. On July 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective July 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Key Figures

Shares sold: 2,000 shares Sale price: $44.90 per share Class A holdings after: 89,852 shares +3 more

6 metrics

Shares sold 2,000 shares Class A Common Stock sold in open market

Sale price $44.90 per share Price for 2,000 Class A shares sold

Class A holdings after 89,852 shares Class A Common Stock held following transactions

Holdings Units after 587,353 units Symbotic Holdings Units held after restructuring

Restructuring shares 6,000 shares/units Total shares/units in J-code restructuring transactions

Net share change -2,000 shares Net buy/sell direction reported as net-sell

Key Terms

Rule 10b5-1, Symbotic Holdings Units, Class V-1 Common Stock, open-market sale, +1 more

5 terms

Rule 10b5-1 regulatory

"entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Symbotic Holdings Units financial

"The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC"

Class V-1 Common Stock financial

"Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote"

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

other acquisition or disposition financial

"transaction_code_description": "Other acquisition or disposition""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 07:08 PM Accepted by SEC EDGAR 07/06/2026 - 07:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KANE CHARLES

(Last)

(First)

(Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON

MASSACHUSETTS

01887

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class V-1 Common Stock⁽¹⁾⁽²⁾	07/01/2026		J⁽¹⁾⁽²⁾⁽³⁾		2,000	D	⁽¹⁾⁽²⁾⁽³⁾	587,353	D
Class A Common Stock	07/01/2026		J⁽¹⁾⁽²⁾⁽³⁾		2,000	A	⁽¹⁾⁽²⁾⁽³⁾	91,852	D
Class A Common Stock	07/01/2026		S⁽⁴⁾		2,000	D	$44.9	89,852	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Symbotic Holdings Units⁽¹⁾⁽²⁾⁽³⁾	⁽¹⁾⁽²⁾	07/01/2026		J⁽¹⁾⁽²⁾⁽³⁾			2,000	⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	Class A Common Stock	2,000	⁽¹⁾⁽²⁾	587,353	D

Explanation of Responses:

1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.

2. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock.

3. On July 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective July 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock.

4. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Remarks:

	/s/ Corey Dufresne, Attorney-in-Fact for Charles Kane	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Symbotic Inc. (SYM) disclose for Charles Kane?

Symbotic disclosed that director Charles Kane sold 2,000 shares of Class A Common Stock at $44.90 per share. The sale was an open-market transaction executed under a pre-arranged Rule 10b5-1 trading plan dated December 8, 2025, and tied to related restructuring steps.

How many Symbotic Inc. (SYM) shares does Charles Kane hold after this Form 4?

After the reported transactions, Charles Kane holds 89,852 shares of Symbotic Class A Common Stock. He also holds 587,353 Symbotic Holdings Units paired with an equal number of Class V-1 Common Stock shares, providing additional voting rights without separate economic value on the Class V-1 shares.

What is the significance of the 2,000 Symbotic Holdings Units in this Symbotic (SYM) filing?

In connection with the 2,000-share stock sale, Kane redeemed 2,000 Symbotic Holdings Units for an equal number of Class A shares. Symbotic Holdings then canceled those units, and the issuer canceled 2,000 related Class V-1 shares, reflecting a coordinated restructuring alongside the sale.

What are Symbotic Inc. (SYM) Class V-1 Common Stock shares mentioned in the Form 4?

Class V-1 Common Stock carries voting rights but no economic rights, with each share providing one vote. In this filing, 2,000 Class V-1 shares tied to redeemed Symbotic Holdings Units were canceled and retired for no consideration as part of the coordinated redemption and share sale.

How many shares were involved in the restructuring transactions in this Symbotic (SYM) Form 4?

The filing shows restructuring-type transactions involving 6,000 shares in total, including 2,000 Class A shares, 2,000 Class V-1 shares, and 2,000 Symbotic Holdings Units. These ‘J’ code transactions represent coordinated redemptions and cancellations linked to the 2,000-share stock sale.