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Symbotic (SYM) director receives RSU grant as earlier award converts to shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Symbotic Inc. director Ross Andrew D reported equity-based compensation and a vesting event on March 5, 2026. He received a grant of 4,738 restricted stock units (RSUs), each representing a contingent right to one share of Class A common stock.

These 4,738 RSUs vest in full upon the earliest of March 5, 2027, the company’s 2027 annual stockholder meeting, or a change of control, subject to his continued service. On the same date, an earlier grant of 5,104 RSUs from August 26, 2025 was fully exercised, converting one-for-one into 5,104 shares of Class A common stock, reflecting equity awards rather than open-market purchases.

Positive

  • None.

Negative

  • None.
Insider Ross Andrew D
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 4,738 $0.00 --
Exercise Restricted Stock Units 5,104 $0.00 --
Exercise Class A Common Stock 5,104 $0.00 --
Holdings After Transaction: Restricted Stock Units — 4,738 shares (Direct); Class A Common Stock — 5,104 shares (Direct)
Footnotes (1)
  1. Restricted stock units convert into Class A common stock on a one-for-one basis. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date. On August 26, 2025, the Reporting Person was granted 5,104 restricted stock units that vest in full upon the earliest of: (1) August 26, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ross Andrew D
(Last) (First) (Middle)
C/O SYMBOTIC INC.
200 RESEARCH DRIVE
(Street)
WILMINGTON MA 01887
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/05/2026 M 5,104 A (1) 5,104 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 03/05/2026 A 4,738 (3) (3) Class A Common Stock 4,738 $0 4,738 D
Restricted Stock Units (2) 03/05/2026 M 5,104 (4) (4) Class A Common Stock 5,104 $0 0 D
Explanation of Responses:
1. Restricted stock units convert into Class A common stock on a one-for-one basis.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
3. The restricted stock units vest in full upon the earliest of: (1) March 5, 2027, (2) the Issuer's 2027 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
4. On August 26, 2025, the Reporting Person was granted 5,104 restricted stock units that vest in full upon the earliest of: (1) August 26, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
Remarks:
/s/ Corey Dufresne, as Attorney-in-Fact for Andrew D. Ross 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Symbotic Inc. (SYM) director Ross Andrew D report?

He reported equity award activity, not open-market trades. On March 5, 2026, he received 4,738 new restricted stock units and 5,104 previously granted units vested and converted into 5,104 shares of Symbotic Class A common stock.

How many Symbotic (SYM) restricted stock units were newly granted to the director?

He was granted 4,738 restricted stock units on March 5, 2026. Each unit represents a contingent right to receive one share of Symbotic’s Class A common stock if the vesting conditions are satisfied and his service with the company continues.

When do the newly granted Symbotic (SYM) RSUs to Ross Andrew D vest?

The 4,738 new RSUs vest in full at the earliest of March 5, 2027, Symbotic’s 2027 annual stockholder meeting, or a change of control, provided Ross Andrew D continues serving the company through the applicable vesting date.

What happened to the 5,104 Symbotic (SYM) RSUs granted in August 2025?

The 5,104 RSUs granted on August 26, 2025 vested in full and were exercised on March 5, 2026. They converted on a one-for-one basis into 5,104 shares of Symbotic’s Class A common stock at a stated price of zero.

Do Symbotic (SYM) restricted stock units convert into common stock at a fixed ratio?

Yes. Each restricted stock unit referenced in this filing converts into one share of Symbotic Class A common stock. The Form 4 notes a one-for-one conversion ratio when the RSUs vest and are settled, consistent across the described awards.