Symbotic director sells 2,000 shares at $39

A Symbotic Inc. director redeemed 2,000 units into Class A shares and sold them under a pre-arranged Rule 10b5-1 trading plan.

Rhea-AI Filing Summary

Symbotic Inc. (SYM) director Charles Kane reported a pre-planned restructuring and sale of equity interests on September 1, 2026. He redeemed 2,000 Symbotic Holdings Units, each paired with a share of Class V-1 Common Stock, for 2,000 shares of Class A Common Stock, then sold those 2,000 Class A shares at $39.00 per share pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. Following the redemption and related cancellations, Kane reported 583,353 Symbotic Holdings Units and an equal number of Class V-1 shares held directly.

Insider Trade Summary 10b5-1

Net Seller: 2,000 shares

Net Sell 4 txns

Insider KANE CHARLES

Role Director

Sold 2,000 shs ($78K)

Type	Security	Shares	Price	Value
Other	Symbotic Holdings Units F1, F2, F3	2,000	--	--
Other	Class V-1 Common Stock F1, F2, F3	2,000	--	--
Other	Class A Common Stock F1, F2, F3	2,000	--	--
Sale	Class A Common Stock F4	2,000	$39.00	$78K

Holdings After Transaction: Symbotic Holdings Units — 583,353 contracts (Direct); Class V-1 Common Stock — 583,353 shares (Direct); Class A Common Stock — 89,852 shares (Direct)

Footnotes (4)

1. F1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.
2. F2. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock.
3. F3. On September 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective September 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock.
4. F4. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Key Figures

Class A shares sold: 2,000 shares Sale price per Class A share: $39.00 per share Symbotic Holdings Units redeemed: 2,000 units +3 more

6 metrics

Class A shares sold 2,000 shares Class A Common Stock sold on September 1, 2026

Sale price per Class A share $39.00 per share Sale of 2,000 Class A Common Stock shares on September 1, 2026

Symbotic Holdings Units redeemed 2,000 units Redeemed for 2,000 Class A Common Stock shares in connection with the sale

Symbotic Holdings Units held after transaction 583,353 units Directly held by Charles Kane following the September 1, 2026 redemption

Class V-1 Common Stock held after transaction 583,353 shares Paired with Symbotic Holdings Units after cancellation of 2,000 shares

Rule 10b5-1 plan adoption date December 8, 2025 Trading plan governing the redemption and sale reported

Key Terms

Rule 10b5-1, Symbotic Holdings Units, Class V-1 Common Stock, limited liability company units

4 terms

Rule 10b5-1 regulatory

"entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Symbotic Holdings Units financial

"The term "Symbotic Holdings Units" is used herein to represent limited liability company units"

Class V-1 Common Stock financial

"Shares of Class V-1 Common Stock of the Issuer have no economic rights"

limited liability company units financial

"represent limited liability company units of Symbotic Holdings LLC"

FAQ

What did Symbotic Inc. (SYM) director Charles Kane report in this Form 4?

He reported redeeming 2,000 Symbotic Holdings Units into 2,000 shares of Class A Common Stock of Symbotic Inc. and then selling those 2,000 Class A shares on September 1, 2026.

At what price were the Symbotic Inc. (SYM) shares sold in this transaction?

The filing states that 2,000 shares of Class A Common Stock were sold at a price of $39.00 per share on September 1, 2026.

Was the Symbotic Inc. (SYM) insider sale made under a Rule 10b5-1 plan?

Yes. The footnotes state the sale of 2,000 Class A shares and the related redemption were executed under a Rule 10b5-1 trading plan entered into on December 8, 2025.

How many Symbotic Holdings Units does the insider report holding after the transaction?

After redeeming 2,000 units, Charles Kane reports holding 583,353 Symbotic Holdings Units, each paired with a share of Class V-1 Common Stock, as of the reported date.

What is a Symbotic Holdings Unit in relation to Symbotic Inc. (SYM) stock?

Footnotes describe a Symbotic Holdings Unit as one limited liability company unit of Symbotic Holdings LLC paired with one share of Class V-1 Common Stock, redeemable on a one-for-one basis for a share of Class A Common Stock, subject to certain adjustments.

Do Symbotic Inc. (SYM) Class V-1 Common Stock shares have economic rights?

No. The filing states that shares of Class V-1 Common Stock have no economic rights and each share entitles its holder to 1 vote per share.

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Available on EDGAR 09/03/2026 - 06:09 PM Accepted by SEC EDGAR 09/03/2026 - 06:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KANE CHARLES

(Last) (First) (Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON MASSACHUSETTS 01887

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class V-1 Common Stock(1)(2)	09/01/2026		J(1)(2)(3)		2,000	D	(1)(2)(3)	583,353	D
Class A Common Stock	09/01/2026		J(1)(2)(3)		2,000	A	(1)(2)(3)	91,852	D
Class A Common Stock	09/01/2026		S(4)		2,000	D	$39	89,852	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Symbotic Holdings Units(1)(2)(3)	(1)(2)	09/01/2026		J(1)(2)(3)			2,000	(1)(2)	(1)(2)	Class A Common Stock	2,000	(1)(2)	583,353	D

Explanation of Responses:

1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.

2. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock.

3. On September 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective September 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock.

4. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Remarks:

	/s/ Corey Dufresne, Attorney-in-Fact for Charles Kane	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)