Welcome to our dedicated page for SYMBOTIC SEC filings (Ticker: SYM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Symbotic Inc. (SYM) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed automation technology company, Symbotic files current reports on Form 8-K, annual reports on Form 10-K, quarterly reports on Form 10-Q and registration statements such as Form S-3 for offerings of its Class A common stock.
In its Form 10-K and Form 10-Q filings, Symbotic presents detailed financial statements and discussions of its business, including revenue from systems, software maintenance and support, and operation services. These reports also describe risk factors, non-GAAP financial measures such as adjusted EBITDA and free cash flow, and information about its A.I.-powered warehouse automation platform and high-density storage technology.
Form 8-K filings for Symbotic disclose material events, such as the release of quarterly and annual financial results, changes to the Board of Directors and other significant corporate developments. For example, the company has used Form 8-K to furnish earnings press releases and to report the appointment of a new director, as well as to note the conclusion of an SEC investigation without a recommendation of enforcement action.
Symbotic also uses registration statements and prospectus supplements, including an effective shelf registration statement on Form S-3, to register shares for primary and secondary offerings of Class A common stock. These filings outline the terms of offerings, selling securityholders and intended use of proceeds.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight key points from lengthy documents, helping to interpret complex sections of Symbotic’s 10-Ks, 10-Qs and 8-Ks. The page is updated as new filings are posted to EDGAR, providing a structured view of Symbotic’s financial reporting, governance updates and capital markets activity.
RBC Millennium GST Non-Exempt Trust filed an initial Statement of Beneficial Ownership (Form 3) for Symbotic (SYM), reporting significant holdings following a distribution from The RBC 2021 4 Year GRAT on June 12, 2025. The trust is classified as a 10% owner of Symbotic.
Key holdings include:
- 2,292,405 shares of Class V-1 Common Stock (1 vote per share)
- 163,355,074 shares of Class V-3 Common Stock (3 votes per share)
- 165,647,479 Restricted Stock Units convertible into Class A Common Stock
The securities were received as part of the GRAT Remainder distribution following the termination of The RBC 2021 4 Year GRAT on March 31, 2025. Both Class V-1 and V-3 shares have no economic rights but differ in voting power. These shares, combined with Symbotic Holdings Units, are redeemable on a one-for-one basis for Class A Common Stock.
The RBC Millennium GST Non-Exempt Trust has filed a Schedule 13D disclosing a significant 60.3% beneficial ownership stake in Symbotic Inc.'s Class A common stock. The trust received 165,647,479 shares through a distribution from The RBC 2021 4 Year GRAT on June 12, 2025, consisting of:
- 163,355,074 shares of Class V-3 common stock (3 votes per share)
- 2,292,405 shares of Class V-1 common stock (1 vote per share)
- Equal number of OpCo Units
Both share classes are convertible 1:1 into Class A common stock. The trust was established for Janet L. Cohen and her children's benefit. On a fully diluted basis, the trust owns 28.1% of Symbotic's total outstanding stock. The trust is party to a Tax Receivable Agreement requiring Symbotic to pay 85% of certain tax savings to agreement holders. The filing indicates potential future discussions regarding company strategy, governance, and value enhancement initiatives.
Director Merline Saintil of Symbotic has reported a sale of 600 shares of Class A Common Stock at a price of $37 per share on June 20, 2025. The transaction was executed through a pre-planned Rule 10b5-1 trading plan established on February 25, 2025.
Following the transaction, Saintil retains beneficial ownership of 77,413 shares held directly. The sale represents a minor reduction in the director's holdings, suggesting routine portfolio management rather than a significant shift in position.
Key details:
- Transaction was conducted under a Rule 10b5-1 trading plan, demonstrating pre-planned nature of the sale
- Total transaction value: $22,200
- Form 4 filed within required reporting timeline
- No derivative securities transactions reported
Chief Strategy Officer William M. Boyd III of Symbotic reported multiple sales of Class A Common Stock on June 16, 2025, executed through a pre-established Rule 10b5-1 trading plan from August 29, 2024. The transactions included:
- 600 shares sold at average price of $29.66 (range $29.05-$29.95)
- 700 shares sold at average price of $30.62 (range $30.20-$31.17)
- 1,000 shares sold at average price of $32.01 (range $31.43-$32.22)
- 155 shares sold at average price of $32.48 (range $32.45-$32.49)
Following these transactions totaling 2,455 shares, Boyd retains direct beneficial ownership of 34,544 shares of Class A Common Stock. The sales were executed in multiple tranches at progressively higher price points, suggesting a strategic liquidation approach.