Welcome to our dedicated page for SYMBOTIC SEC filings (Ticker: SYM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Symbotic Inc. SEC filings document the company’s AI-enabled supply-chain robotics business, quarterly financial results, Regulation FD disclosures, governance matters and material corporate events. Recent Form 8-K reports include furnished earnings releases, investor presentation disclosures, board and officer-related arrangements, and other event reporting tied to the company’s operating and corporate structure.
The company’s proxy and annual-meeting filings cover director elections, advisory compensation votes, auditor ratification, non-employee director compensation, executive compensation and shareholder voting mechanics. Symbotic’s filings also describe its multi-class common stock structure, including Class A, Class V-1 and Class V-3 shares, and related voting power in security-holder matters.
Symbotic Inc. expanded its Board of Directors from eight to nine members and appointed Andrew Ross as a new director, effective August 26, 2025. Ross is President and Chief Operating Officer of Parker-Hannifin Corporation and brings extensive leadership experience from multiple senior roles since joining Parker-Hannifin in 1998. He will participate in Symbotic’s standard non-employee director compensation program and has entered into the company’s customary indemnification agreement.
The company also reported that on August 7, 2025, the SEC informed Symbotic it has concluded its previously disclosed investigation and does not intend to recommend an enforcement action. The investigation related to alleged violations of Rule 21F-17, the company’s 2024 revenue restatement for the year ended September 28, 2024, and certain other matters, and its closure removes this specific regulatory uncertainty.
Symbotic Inc. (SYM) Form 4: The RBC Millennium GST Non-Exempt Trust reported same-day transactions on August 22, 2025 that changed its beneficial ownership. The reporting person redeemed 220,000 Symbotic Holdings Units for 220,000 shares of Class A Common Stock and sold an aggregate 220,000 Class A shares that same day. The sales occurred in multiple trades at prices ranging from $45.90 to $47.16 per share, reported in two aggregated ranges of $45.90 to $46.895 and $46.90 to $47.16. Following the transactions, the Trust holds 220,000 shares of Class A Common Stock and beneficial ownership totals shown include 2,072,405 shares of Class V-1 Common Stock and 165,427,479 restricted stock units convertible into Class A shares. The filing notes that redeemed Symbotic Holdings Units and the corresponding Class V-1 shares were cancelled and retired for no consideration.
Symbotic Inc. (SYM) filed a Form 144 reporting a proposed sale of 220,000 shares of common stock on NASDAQ through Morgan Stanley Smith Barney. The notice lists an aggregate market value of $10,218,516 and indicates 111,314,938 shares outstanding, with an approximate sale date of 08/22/2025. The shares were acquired on 06/07/2022 as founder stock from the issuer and paid for in cash. The filer reports no securities sold in the past three months and affirms they are not aware of any undisclosed material adverse information about the issuer.
Charles Kane, a director of Symbotic Inc. (SYM), reported transactions dated 08/19/2025 in which he redeemed 25,000 Symbotic Holdings Units for an equal number of Class A common shares and then sold those 25,000 Class A shares the same day in multiple block trades at prices reported in aggregated ranges from $46.38 to $49.99. After the transactions, Mr. Kane beneficially owns 604,353 shares of Class V-1 common stock and 79,507 shares of Class A common stock, reflecting the redemption and the same-day sales. The filing was signed by an attorney-in-fact on behalf of Mr. Kane on 08/21/2025.
Maria G. Freve, Vice President, Controller and Chief Accounting Officer of Symbotic Inc. (SYM), reported the sale of 2,000 shares of Class A common stock on 08/18/2025 at a price of $51.93 per share. The sale was executed pursuant to a Rule 10b5-1 trading plan established on May 19, 2025. Following the reported transaction, the filing shows the Reporting Person beneficially owned 1,312 shares in a direct form. The Form 4 was signed by an attorney-in-fact on behalf of Ms. Freve on 08/20/2025.
Symbotic Inc. (SYM) Form 144 notice reports a proposed sale of common stock by an insider. The filer intends to sell 54,005 shares through Morgan Stanley Smith Barney at an aggregate market value of $2,527,434, against a total of 111,314,938 shares outstanding, with an approximate sale date of 08/20/2025 on NASDAQ. The shares were acquired as Restricted Stock Units on 11/03/2024 from the issuer and became deliverable on that date. The filing also discloses a recent sale by the same person of 6,293 shares on 08/04/2025 for $348,773.79. The notice includes the sellers representation about lack of undisclosed material information and trade-plan-related statements where applicable.
Symbotic Inc. (SYM) filed a Form 144 reporting a proposed sale of 25,000 Class A common shares through Morgan Stanley Smith Barney LLC on 08/19/2025. The filing states an aggregate market value of $1,190,462.50 and notes 111,314,938 shares outstanding, indicating the planned sale represents a very small portion of the outstanding stock.
The shares were acquired on 06/07/2022 in a private issuance from the issuer as payment for services rendered. The filer reports no sales in the prior three months and certifies they are not aware of undisclosed material adverse information.
Todd Krasnow, a director of Symbotic Inc. (SYM), amended a Form 4 to report changes in his beneficial ownership. The amendment covers transactions dated 08/13/2025 and was filed as an amendment on 08/15/2025. The filing shows 40,000 shares of Class A Common Stock held indirectly in two family trusts, 187,036 shares of Class V-1 Common Stock disposed, and additional indirect holdings of 609,079 and 180,000 Class V-1 Common Stock reported as held by Inlet View, Inc. and the reporting person’s spouse, respectively. The report explains that Symbotic Holdings Units are paired with Class V-1 shares and are redeemable one-for-one for Class A shares under the limited liability company agreement. Krasnow disclaims beneficial ownership of certain trust- and spouse-held securities except to the extent of pecuniary interest. The form is signed by an attorney-in-fact on behalf of Mr. Krasnow.
Symbotic Inc. (SYM) submitted a Form 144 notice reporting proposed and recent sales of common stock by an insider. The filer plans to sell 2,000 shares on or about 08/18/2025, with an aggregate market value reported at $105,140. The shares were acquired as restricted stock units on 04/23/2025. The filing states the total number of outstanding shares is 111,314,938, so the planned sale represents a small fraction of the outstanding stock. The form also discloses a prior sale by the same person: 478 shares sold on 07/23/2025 for gross proceeds of $26,160.89. The notice includes the broker name and address for the planned sale.
Todd Krasnow, a director of Symbotic Inc. (SYM), reported same-day transactions on 08/13/2025 involving transfers between Class V-1 Common Stock, Symbotic Holdings Units and Class A Common Stock. He redeemed 20,000 Symbotic Holdings Units for 20,000 shares of Class A Common Stock and sold an aggregate 30,000 shares of Class A Common Stock in multiple transactions at prices ranging approximately from $51.20 to $52.16 and $51.20 to $51.59 for certain trust-held lots. After the reported transactions, Mr. Krasnow beneficially owned 609,079 shares of Class A Common Stock indirectly via Inlet View, Inc., held 20,000 direct Class A shares, and retained indirect interests in additional Class V-1/Common stock units held by family members and trusts.