SYMBOTIC INC SEC Filings

Symbotic Inc. director, 10% owner and Board Chair, President and Chief Executive Officer Richard B. Cohen reported changes in his indirect ownership on December 11, 2025. His spouse received a distribution of 1,000,000 shares of Class V-1 Common Stock and an equal number of Symbotic Holdings Units from The RBC Millennium GST Non-Exempt Trust, then made a bona fide gift of 1,000,000 shares and units to a charitable donor-advised fund, each at a reported price of $0.

Following these transactions, he may be considered to have indirect pecuniary interests in 520,835 shares of Class V-1 Common Stock held by The Tulia Mill Trust, 165,940,810 Symbotic Holdings Units held by The RBC Millennium Trust and The Tulia Mill Trust, 43,765,590 units held by RJJRP Holdings, Inc., and 1,681,133 units held by the Richard B. Cohen Revocable Trust. Each Symbotic Holdings Unit is paired with a share of Class V-1 or Class V-3 Common Stock and is redeemable one-for-one for a share of Class A Common Stock, while the Class V-1 and V-3 shares provide voting rights but no economic rights.

Symbotic Inc. director Janet L. Cohen reported insider transactions dated 12/11/2025 involving 1,000,000 shares of Class V-1 common stock and an equal number of paired Symbotic Holdings Units. She received these securities as a distribution from The RBC Millennium GST Non-Exempt Trust and then made a bona fide gift of the same 1,000,000 Class V-1 shares and 1,000,000 Symbotic Holdings Units to a charitable donor-advised fund, each at a reported price of $0.

Following these transactions, she reports no directly held Class V-1 shares or Symbotic Holdings Units from this block, but continues to report large indirect interests. These include 520,835 Class V-1 shares held by The Tilia Mill Trust, 2,215,990 Class V-1 shares held by her spouse, and 14,378,979, 151,561,831 and 45,446,723 Symbotic Holdings Units held through The Tilia Mill Trust, the RBC Millennium Trust and entities associated with her spouse.

Symbotic Inc. reported an insider trust distribution of voting shares and related units. On December 11, 2025, the RBC Millennium GST Non-Exempt Trust distributed 1,300,000 shares of Class V-1 common stock and an equal number of paired Symbotic Holdings Units to certain trust beneficiaries at a price of $0 per share.

After the transaction, the trust beneficially owned 772,405 shares of Class V-1 common stock and 164,127,479 Symbotic Holdings Units. Each Symbotic Holdings Unit, together with a paired Class V-1 or Class V-3 share, is redeemable on a one-for-one basis for a share of Symbotic Class A common stock, while the Class V-1 and Class V-3 shares provide only voting rights and no economic rights.

Symbotic Inc. is offering 6,500,000 shares of Class A common stock, and a selling securityholder is offering 3,500,000 shares, in an underwritten public offering at $55.00 per share.

Symbotic expects net proceeds of approximately $345 million, or about $425 million if underwriters fully exercise their 1,500,000-share option, while the selling securityholder receives the proceeds from its shares. The stock trades on the Nasdaq Global Market under the symbol SYM, and new investors face immediate dilution because net tangible book value per share is expected to rise from $3.06 to $5.78 versus the $55.00 offer price, implying $49.22 per-share dilution.

After the offering, there will be approximately 120,411,644 Class A shares outstanding as of December 2, 2025, and a customary 60-day lock-up will limit additional insider and company share sales, subject to specified exceptions.

Symbotic Inc. is offering 6,500,000 shares of Class A Common Stock, while a selling securityholder is offering 3,500,000 shares in a combined public offering. The company will receive the net proceeds from the shares it sells and plans to use them for general corporate purposes, but will not receive any proceeds from the selling securityholder’s shares. The underwriters have a 30-day option to buy up to an additional 1,500,000 shares from Symbotic. As of December 2, 2025, there were 113,911,644 Class A shares outstanding, and the stock last closed at $66.95 per share. Symbotic warns that investors may experience dilution and highlights broad management discretion over how the new capital is deployed.

Symbotic Inc. (SYM) reported an insider equity transaction by its Chief Technology Officer, James Kuffner. On November 23, 2025, 38,988 restricted stock units (RSUs) converted into the company’s Class A common stock on a one-for-one basis, increasing his directly held Class A share position to 38,988 shares.

These RSUs are part of a grant of 116,977 RSUs originally awarded on November 23, 2024. One-third of the grant vested on November 23, 2025, and the remaining two-thirds, or 77,989 RSUs, continue to vest in equal quarterly installments, subject to his continued service with the company.

Symbotic Inc. (SYM) is a robotics and A.I. company that automates warehouse operations for major retailers and wholesalers. Its systems use autonomous mobile robots, vision-enabled de‑palletizing and palletizing cells, and A.I.-powered software to store, move and pick cases and eaches in distribution centers and micro‑fulfillment centers.

As of September 27, 2025, Symbotic reports approximately $22.5 billion of backlog, largely from long‑term agreements with Walmart and the GreenBox joint venture. The company deepened its Walmart relationship in January 2025 by acquiring the Advanced Systems and Robotics business and signing a new Master Automation Agreement covering up to 400 committed and 200 optional micro‑fulfillment systems, alongside structured development payments and performance milestones.

GreenBox, a SoftBank‑backed joint venture in which Symbotic owns 35%, has committed to expend at least $7.5 billion on Symbotic systems over six years. Management estimates a long‑term total addressable market of about $433 billion for its warehouse automation solutions and an additional $305 billion opportunity for micro‑fulfillment in the United States.

Symbotic Inc. reported that it has released its latest financial information for the fiscal quarter and year ended September 27, 2025. On November 24, 2025, the company issued a press release detailing these results and made a supplemental investor presentation available on its investor relations website.

The press release is furnished as Exhibit 99.1, and the investor presentation is furnished as Exhibit 99.2. Both exhibits are provided as additional information to the market but are designated as “furnished” rather than “filed,” meaning they are not automatically subject to certain Exchange Act liabilities or incorporated into other securities law filings unless specifically referenced.

Symbotic Inc. (SYM) officer Maria G. Freve reported a sale of company stock. On 11/17/2025, the VP, Controller and Chief Accounting Officer sold 1,666 shares of Symbotic Class A common stock at a price of $58.18 per share. After this transaction, she beneficially owns 544 shares.

The sale was carried out under a pre-arranged trading plan entered into on May 19, 2025 under Rule 10b5-1, which allows insiders to sell shares according to a preset schedule. Her remaining holdings include 487 shares acquired on 02/27/2025 and 411 shares acquired on 08/29/2025 through Symbotic’s 2022 Employee Stock Purchase Plan in transactions exempt under Rule 16b-3(d) and Rule 16b-3(c).