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Symbotic (SYM) SVP Daniel awarded two RSU grants with long-term vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Symbotic Inc. SVP, Commercial Alexander Brian Daniel reported two equity awards of restricted stock units (RSUs) on January 23, 2026. He received 12,787 RSUs and 6,394 RSUs, each representing a right to receive one share of Symbotic Class A common stock at no purchase price.

For the 12,787 RSUs, one-third vests on January 23, 2027, with the remaining two-thirds vesting in equal quarterly installments (1/12 each quarter) afterward, as long as he continues serving the company. The 6,394 RSUs vest in full on January 23, 2029, also conditioned on continued service. Both awards are held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alexander Brian Daniel

(Last) (First) (Middle)
C/O SYMBOTIC INC.
200 RESEARCH DRIVE

(Street)
WILMINGOTN MA 01887

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Commercial
3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/23/2026 A 12,787 (2) (2) Class A Common Stock 12,787 $0 12,787 D
Restricted Stock Units (1) 01/23/2026 A 6,394 (3) (3) Class A Common Stock 6,394 $0 6,394 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
2. The restricted stock units vest as follows: 1/3 of the restricted stock units vest on January 23, 2027, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
3. The restricted stock units vest in full on January 23, 2029, subject to the Reporting Person continued service with the Issuer on the vesting date.
Remarks:
/s/ Corey Dufresne, as Attorney-in-Fact for Reporting Person 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Symbotic (SYM) report for Alexander Brian Daniel?

Symbotic reported that SVP, Commercial Alexander Brian Daniel received two restricted stock unit awards on January 23, 2026. He was granted 12,787 RSUs and 6,394 RSUs, each convertible into one share of Class A common stock, with vesting based on continued service.

Is the Symbotic (SYM) Form 4 a stock sale or a grant?

The Form 4 reflects stock grants, not a sale. Alexander Brian Daniel received restricted stock units at a price of $0 per unit. These RSUs convert into Class A common shares only as they vest over time, subject to his continued service with Symbotic.

How do the 12,787 RSUs granted to Symbotic (SYM) SVP vest?

For the 12,787 restricted stock units, one-third vests on January 23, 2027. The remaining units vest in equal quarterly installments of one-twelfth each quarter thereafter, provided Alexander Brian Daniel continues his service with Symbotic on each applicable vesting date.

When do the additional 6,394 RSUs for Symbotic (SYM) SVP vest?

The separate award of 6,394 restricted stock units vests in full on January 23, 2029. Vesting is conditional on Alexander Brian Daniel’s continued service with Symbotic through that date, aligning the award with longer-term employment and performance horizons.

What does each Symbotic (SYM) restricted stock unit represent for the SVP?

Each restricted stock unit granted to Alexander Brian Daniel represents a contingent right to receive one share of Symbotic’s Class A common stock. Shares are delivered only upon vesting, meaning the units convert into actual stock over the specified vesting schedule.

Are the Symbotic (SYM) RSU awards to the SVP held directly or indirectly?

The Form 4 shows the restricted stock units as directly held by Alexander Brian Daniel. The filing does not list any indirect ownership entity, indicating the awards are attributed personally to him in his role as SVP, Commercial at Symbotic.
SYMBOTIC INC

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6.30B
108.19M
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
WILMINGTON