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TransAct Technologies (TACT) director receives corrected 15,759 RSU equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

TransAct Technologies director Audrey Dunning received a grant of 15,759 Restricted Stock Units on February 24, 2026 under the company’s 2014 Equity Incentive Plan, as Amended and Restated. This Form 4/A corrects an earlier filing that had mistakenly reported 14,700 units.

The RSUs cliff vest on the first anniversary of the grant date and will convert into an equal number of common shares on a one-for-one basis. Following this award, Dunning directly holds 15,759 RSUs, reflecting a compensation-related equity grant rather than an open‑market share purchase or sale.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dunning Audrey

(Last) (First) (Middle)
2319 WHITNEY AVENUE, SUITE 3B

(Street)
HAMDEN CT 06518

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRANSACT TECHNOLOGIES INC [ TACT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) (2) 02/24/2026 A 15,759 (2) (2) Common Stock 15,759 $0(2) 15,759 D
Explanation of Responses:
1. On February 26, 2026, the reporting person filed a Form 4 (the "Original Form 4") which inadvertently reported an incorrect number of Restricted Stock Units granted February 24, 2026. The Original Form 4 reported a grant of 14,700 Restricted Stock Units, and this amendment is being filed to report the correct number of Restricted Stock Units granted as 15,759.
2. Restricted Stock Units issued on February 24, 2026 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, cliff vesting on the first anniversary date of the grant and converting to common stock on a one-for-one basis.
/s/ Madison Gallagher, Attorney-in-Fact for Audrey Dunning 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TransAct Technologies (TACT) report for Audrey Dunning?

TransAct Technologies reported a grant of 15,759 Restricted Stock Units to director Audrey Dunning. These RSUs were awarded as equity compensation and will convert into common stock on a one-for-one basis after they vest under the company’s 2014 Equity Incentive Plan.

Why did TransAct Technologies (TACT) file an amended Form 4/A for Audrey Dunning?

The amended Form 4/A corrects an error in a prior Form 4 that underestimated the award. The original filing reported 14,700 Restricted Stock Units, while the correct number of units granted on February 24, 2026 was 15,759, prompting this corrective amendment.

How many Restricted Stock Units did Audrey Dunning receive from TransAct Technologies (TACT)?

Audrey Dunning received 15,759 Restricted Stock Units from TransAct Technologies. The award was granted on February 24, 2026 under the company’s 2014 Equity Incentive Plan, as Amended and Restated, and represents a non-cash equity compensation grant to a company director.

When do Audrey Dunning’s TransAct Technologies (TACT) RSUs vest and convert to shares?

The Restricted Stock Units granted to Audrey Dunning cliff vest on the first anniversary of the February 24, 2026 grant date. Once vested, each RSU converts into one share of TransAct Technologies common stock on a one-for-one basis, increasing her share ownership.

Is Audrey Dunning’s TransAct Technologies (TACT) Form 4/A a stock purchase or sale?

The Form 4/A reflects an equity award, not a market trade. It reports a grant of 15,759 Restricted Stock Units as director compensation, with no open‑market buying or selling. The transaction direction is classified as an acquisition through grant or award, not a purchase.

How many TransAct Technologies (TACT) RSUs does Audrey Dunning hold after this transaction?

After this grant, Audrey Dunning directly holds 15,759 Restricted Stock Units. These units were all issued in the February 24, 2026 award and will vest together on the first anniversary of the grant date before converting into an equal number of TransAct common shares.
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Computer Hardware
Computer Peripheral Equipment, Nec
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United States
HAMDEN