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TransAct Technologies (TACT) director converts RSUs into 17,600 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TransAct Technologies director Audrey Dunning increased her direct common stock holdings through equity awards converting into shares. On February 27, February 28, and March 1, 2026, she exercised restricted stock units granted under the company’s 2014 Equity Incentive Plan, Amended and Restated, into common stock on a one-for-one basis at a reported price of $0.00 per share. Following these conversions, her directly owned common stock position is reported at 17,600 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dunning Audrey

(Last) (First) (Middle)
2319 WHITNEY AVENUE, SUITE 3B

(Street)
HAMDEN CT 06518

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRANSACT TECHNOLOGIES INC [ TACT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 M 2,850 A (1) 14,325 D
Common Stock 02/28/2026 M 1,675 A (2) 16,000 D
Common Stock 03/01/2026 M 1,600 A (3) 17,600 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/27/2026 M 2,850 (1) (1) Common Stock 2,850 (1) 8,550 D
Restricted Stock Units (2) 02/28/2026 M 1,675 (2) (2) Common Stock 1,675 (2) 3,350 D
Restricted Stock Units (3) 03/01/2026 M 1,600 (3) (3) Common Stock 1,600 (3) 1,600 D
Explanation of Responses:
1. Restricted Stock Units issued on February 27, 2025 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
2. Restricted Stock Units issued on February 29, 2024 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
3. Restricted Stock Units issued on March 1, 2023 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
/s/ Madison Gallagher, Attorney-in-Fact for Audrey Dunning 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Audrey Dunning report at TRANSACT TECHNOLOGIES (TACT)?

Audrey Dunning reported exercising restricted stock units into common stock. The Form 4 shows multiple transactions where RSUs converted on a one-for-one basis into TransAct Technologies common shares, reflecting equity compensation vesting rather than open-market buying or selling.

How many TransAct Technologies common shares does Audrey Dunning hold after these Form 4 transactions?

After the reported transactions, Audrey Dunning directly holds 17,600 shares of TransAct Technologies common stock. This figure appears in the Form 4 as the total shares of common stock owned following the March 1, 2026 derivative exercise and conversion transaction.

Were Audrey Dunning’s TransAct Technologies transactions open-market purchases or sales?

The transactions were derivative exercises and conversions, not open-market trades. The Form 4 uses code “M” and describes an exercise or conversion of derivative securities, where restricted stock units converted into common shares at a reported price of $0.00 per share.

On what dates did Audrey Dunning’s TransAct Technologies RSUs convert into common stock?

The RSU conversions occurred on February 27, 2026, February 28, 2026, and March 1, 2026. Each date shows paired entries for restricted stock units and common stock, reflecting one-for-one conversions under the company’s 2014 Equity Incentive Plan, as Amended and Restated.

What equity plan governed Audrey Dunning’s TransAct Technologies RSU conversions?

The restricted stock units were issued under TransAct Technologies’ 2014 Equity Incentive Plan, as Amended and Restated. Footnotes explain that the RSUs vest 25% annually beginning on the first anniversary of grant, and the vested units converted to common stock on a one-for-one basis.

What transaction code is used in Audrey Dunning’s TransAct Technologies Form 4 and what does it mean?

The Form 4 uses transaction code “M” for each entry. The filing describes this as an exercise or conversion of a derivative security, indicating restricted stock units were converted into common stock rather than representing a traditional buy or sell transaction in the open market.
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34.99M
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Computer Hardware
Computer Peripheral Equipment, Nec
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United States
HAMDEN