STOCK TITAN

Audrey Dunning of TRANSACT TECHNOLOGIES (TACT) receives 1,700 shares via RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TRANSACT TECHNOLOGIES INC director Audrey Dunning exercised equity awards to receive additional common shares. On May 4, 2026, 1,700 Restricted Stock Units granted on May 4, 2022 under the company’s 2014 Equity Incentive Plan converted into 1,700 shares of common stock on a one-for-one basis. Following this vesting and conversion, she directly holds 19,300 shares of common stock. The RSUs were compensation-related awards that vested annually and did not involve an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Dunning Audrey
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 1,700 $0.00 --
Exercise Common Stock 1,700 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 19,300 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs converted 1,700 units Restricted Stock Units converting to common stock on May 4, 2026
Common shares received 1,700 shares One-for-one conversion from Restricted Stock Units
Holdings after transaction 19,300 shares Total common stock directly held after RSU conversion
RSU grant date May 4, 2022 Original issue date under 2014 Equity Incentive Plan
Restricted Stock Units financial
"Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2014 Equity Incentive Plan, as Amended and Restated financial
"pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually"
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dunning Audrey

(Last)(First)(Middle)
242 MEADOWBROOK DRIVE

(Street)
CRANBERRY TOWNSHIP PENNSYLVANIA 16066

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TRANSACT TECHNOLOGIES INC [ TACT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/04/2026M1,700A(1)19,300D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/04/2026M1,700 (1) (1)Common Stock1,700(1)0D
Explanation of Responses:
1. Restricted Stock Units issued on May 4, 2022 pursuant to the Company's 2014 Equity Incentive Plan, as Amended and Restated, vesting 25% annually commencing on the first anniversary date of the grant, that have converted to common stock on a one-for-one basis.
/s/ William J. DeFrances, Attorney-In-Fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Audrey Dunning report in this Form 4 for TACT?

Audrey Dunning reported the exercise of 1,700 Restricted Stock Units that converted into 1,700 shares of TRANSACT TECHNOLOGIES INC common stock. This was a compensation-related vesting event under the company’s equity plan, not an open-market stock purchase or sale.

How many TRANSACT TECHNOLOGIES (TACT) shares does Audrey Dunning hold after this transaction?

After the RSU conversion, Audrey Dunning directly holds 19,300 shares of TRANSACT TECHNOLOGIES INC common stock. This total reflects her position following the vesting and one-for-one conversion of 1,700 Restricted Stock Units granted under the 2014 Equity Incentive Plan.

Were the 1,700 TRANSACT TECHNOLOGIES (TACT) shares bought or sold on the market?

The 1,700 shares were not bought or sold on the open market. They resulted from Restricted Stock Units vesting and converting into common stock at a stated price of $0.00 per unit, consistent with equity compensation, rather than a cash purchase or sale transaction.

What are the terms of the Restricted Stock Units involved in this TACT Form 4?

The Restricted Stock Units were issued on May 4, 2022 under TRANSACT TECHNOLOGIES INC’s 2014 Equity Incentive Plan, as Amended and Restated. They vested 25% annually starting on the first anniversary of the grant, then converted to common stock on a one-for-one basis upon vesting.

Does this TACT Form 4 show any remaining Restricted Stock Units for Audrey Dunning?

No remaining Restricted Stock Units are shown after this transaction. The Form 4 indicates 1,700 RSUs converted into 1,700 common shares, leaving zero derivative shares listed for that RSU grant, and no additional derivative positions are reported in the derivative summary.