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T1 Energy COO receives 33,333 shares as stock vests

The first of three equal annual RSU installments vested, leaving 66,667 RSUs outstanding for installments scheduled in 2027 and 2028.

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Form Type
4

Rhea-AI Filing Summary

T1 Energy Inc. (TE) Chief Operating Officer Jaime Eduardo Gualy had 33,333 restricted stock units vest on November 4, 2026, and they were settled in 33,333 common shares, reported at $2.73 per share. A further 8,117 shares were withheld for tax obligations; following the transactions, he beneficially owned 87,499 common shares. Another 66,667 RSUs remained outstanding.

Insider Gualy Jaime Eduardo
Role Chief Operating Officer
Type Security Shares Price Value
Exercise Restricted Stock Units (RSUs) F1, F4 33,333 -- --
Exercise Common Stock F1 33,333 $2.73 $91K
Tax Withholding Common Stock F2, F3 8,117 $2.73 $22K
Holdings After Transaction: Restricted Stock Units (RSUs) — 66,667 contracts (Direct); Common Stock — 87,499 shares (Direct)
Footnotes (4)
  1. F1. This transaction represents the vesting on November 4, 2026, of 33,333 Restricted Stock Units ("RSUs") granted on November 4, 2025, under the Company's 2021 Equity Incentive Plan (as amended and restated on April 22, 2024) and reported on the Form 4 filed November 25, 2025. This relates to the vesting of the first of three equal annual installments (further details in Note 4 below). Each RSU represents the right to receive one share of Common Stock. These 33,333 RSUs were settled in shares of Common Stock on November 4, 2026.
  2. F2. This transaction represents 8,117 shares of Common Stock withheld for tax obligations in connection with the settlement of November 4, 2026, of 33,333 RSUs that vested on November 4, 2026 (the first of three annual installments). The vesting of those 33,333 RSUs is described in Note 1.
  3. F3. The 87,499 shares of Common Stock beneficially owned following the reported transaction reflects: (i) 33,333 shares acquired upon vesting of RSUs on November 4, 2026 (Note 1 above); less (ii) 8,117 shares withheld for tax upon settlement of RSUs on November 4, 2026 (Note 2 above).
  4. F4. The RSUs reported on the Form 4 filed November 25, 2025, were granted for a total of 100,000 RSUs vesting in three equal annual installments: one-third vested on November 4, 2026; one-third will vest on November 4, 2027; and the remaining one-third will vest on November 4, 2028. Following the vesting and settlement of the first installment reported herein, 66,667 RSUs remain outstanding.
RSUs vested 33,333 RSUs November 4, 2026
Common shares settled 33,333 shares Settlement of vested RSUs on November 4, 2026
Reported per-share amount $2.73 per share Common shares acquired upon RSU vesting on November 4, 2026
Shares withheld for tax obligations 8,117 shares November 4, 2026
Common shares beneficially owned 87,499 shares Following the reported transactions
RSUs remaining outstanding 66,667 RSUs Following the November 4, 2026 vesting and settlement
Restricted Stock Units (RSUs) financial
"33,333 Restricted Stock Units ("RSUs") granted on November 4, 2025"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
vesting financial
"vesting of the first of three equal annual installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
beneficially owned regulatory
"shares of Common Stock beneficially owned following the reported transaction"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many T1 Energy (TE) shares did Jaime Eduardo Gualy receive from RSUs?

Jaime Eduardo Gualy, T1 Energy's Chief Operating Officer, had 33,333 RSUs vest on November 4, 2026, and they were settled in 33,333 common shares. The reported amount was $2.73 per share.

How many T1 Energy (TE) shares were withheld for taxes?

8,117 common shares were withheld for tax obligations in connection with the November 4, 2026 settlement of the vested RSUs. After the reported transactions, Jaime Eduardo Gualy beneficially owned 87,499 common shares.

When do Jaime Eduardo Gualy's remaining T1 Energy (TE) RSUs vest?

The original grant was for 100,000 RSUs vesting in three equal annual installments. After the first installment vested on November 4, 2026, the remaining installments are scheduled to vest on November 4, 2027, and November 4, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gualy Jaime Eduardo

(Last)(First)(Middle)
1211 E 4TH ST.

(Street)
AUSTIN TEXAS 78702

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
T1 Energy Inc. [ TE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/04/2026M33,333(1)A$2.7395,616D
Common Stock11/04/2026F8,117(2)D$2.7387,499(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)(1)11/04/2026M33,33311/04/2026(4) (4)Common Stock33,333(1)66,667D
Explanation of Responses:
1. This transaction represents the vesting on November 4, 2026, of 33,333 Restricted Stock Units ("RSUs") granted on November 4, 2025, under the Company's 2021 Equity Incentive Plan (as amended and restated on April 22, 2024) and reported on the Form 4 filed November 25, 2025. This relates to the vesting of the first of three equal annual installments (further details in Note 4 below). Each RSU represents the right to receive one share of Common Stock. These 33,333 RSUs were settled in shares of Common Stock on November 4, 2026.
2. This transaction represents 8,117 shares of Common Stock withheld for tax obligations in connection with the settlement of November 4, 2026, of 33,333 RSUs that vested on November 4, 2026 (the first of three annual installments). The vesting of those 33,333 RSUs is described in Note 1.
3. The 87,499 shares of Common Stock beneficially owned following the reported transaction reflects: (i) 33,333 shares acquired upon vesting of RSUs on November 4, 2026 (Note 1 above); less (ii) 8,117 shares withheld for tax upon settlement of RSUs on November 4, 2026 (Note 2 above).
4. The RSUs reported on the Form 4 filed November 25, 2025, were granted for a total of 100,000 RSUs vesting in three equal annual installments: one-third vested on November 4, 2026; one-third will vest on November 4, 2027; and the remaining one-third will vest on November 4, 2028. Following the vesting and settlement of the first installment reported herein, 66,667 RSUs remain outstanding.
Remarks:
/s/ Harold Callo Sanchez, as Attorney-in-Fact11/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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