TEM: Form 144 lists 11,529 RSU shares for sale

TEM: Form 144 filing reporting proposed sale of 11,529 shares of Common Stock arising from Restricted Stock Units dated 05/19/2026.

Rhea-AI Filing Summary

TEM: Form 144 filing reporting proposed sale of 11,529 shares of Common Stock arising from Restricted Stock Units dated 05/19/2026. The filing lists prior dispositions by James Rogers of 10,853 shares on 05/19/2026 for $478,291.71 and 2,169 shares on 04/15/2026 for $119,295.00, the latter noted as 10b5-1 sales. The entries identify Morgan Stanley Smith Barney LLC as the broker. This is a routine resale disclosure under Form 144.

Insights

Securities Attorney

Routine resale filing showing an RSU-derived sale request and recent sales by the holder.

The filing shows a proposed sale of 11,529 shares dated 05/19/2026 tied to Restricted Stock Units. It separately records actual dispositions by James Rogers of 10,853 shares (proceeds $478,291.71) and 2,169 shares (proceeds $119,295.00), the latter identified as executed under a 10b5-1 plan.

Form 144 is a notice of intent to sell restricted/controlled securities; the filing indicates broker involvement with Morgan Stanley Smith Barney LLC. Cash‑flow treatment and any post‑sale holdings are not detailed in the excerpt.

Key Figures

Filed shares to be sold: 11,529 shares Disposition by James Rogers (05/19/2026): 10,853 shares Disposition by James Rogers (04/15/2026): 2,169 shares +2 more

5 metrics

Filed shares to be sold 11,529 shares Restricted Stock Units dated 05/19/2026

Disposition by James Rogers (05/19/2026) 10,853 shares Proceeds reported as $478,291.71

Disposition by James Rogers (04/15/2026) 2,169 shares Proceeds reported as $119,295.00; noted as 10b5-1 sale

Total proceeds reported (sum of listed past sales) $597,586.71 Aggregate of two past dispositions in the excerpt

Broker Morgan Stanley Smith Barney LLC Identified as broker on the filing

Key Terms

Form 144, Restricted Stock Units, 10b5-1

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common | 05/19/2026 | Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for JAMES ROGERS"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does TEM's Form 144 disclose about the 05/19/2026 transaction?

The filing discloses a proposed sale of 11,529 shares of Common Stock from Restricted Stock Units dated 05/19/2026. It names Morgan Stanley Smith Barney LLC as the broker handling the resale.

What prior sales by James Rogers are shown in the Form 144 excerpt?

The excerpt reports James Rogers sold 10,853 shares on 05/19/2026 for $478,291.71 and 2,169 shares on 04/15/2026 for $119,295.00, the latter via a 10b5-1 plan.

Does the Form 144 excerpt state who receives the sale proceeds?

The excerpt does not state who receives proceeds. It identifies the selling broker (Morgan Stanley Smith Barney LLC) but does not allocate proceeds to the issuer or selling holder in the provided text.

Are the 11,529 shares described as newly issued or from awards?

The filing ties the 11,529 shares to Restricted Stock Units dated 05/19/2026, indicating the shares derive from an equity award rather than a public primary issuance.

What does the reference to 10b5-1 sales mean in this filing?

The mention of 10b5-1 indicates at least one prior disposition (2,169 shares on 04/15/2026) was executed under a pre‑arranged trading plan; the filing excerpt does not provide the plan date or terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/25/2026 - 04:25 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002024630
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Tempus AI, Inc.
SEC File Number	001-42130
Address of Issuer	600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO ILLINOIS 60654
Phone	8009765448
Name of Person for Whose Account the Securities are To Be Sold	JAMES ROGERS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11529	598816.26	174520978	06/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/19/2026	Restricted Stock Units	Issuer			11529	05/19/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JAMES ROGERS 600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO IL 60654	Common	05/19/2026	10853	478291.71
10b5-1 Sales for JAMES ROGERS 600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO IL 60654	Common	04/15/2026	2169	119295.00

144: Remarks and Signature

Remarks
Date of Notice	06/25/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/11/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ JAMES ROGERS
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)