Morgan Stanley Smith Barney files Form 144 to sell 33,284 TEM shares

Morgan Stanley Smith Barney LLC filed a Form 144 reporting the proposed sale of 33,284 shares of Common Stock of TEM.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filed a Form 144 reporting the proposed sale of 33,284 shares of Common Stock of TEM. The filing also discloses 10,000 shares sold on 07/06/2026 under a 10b5-1 plan for proceeds of $600,000.00.

Shares outstanding were 174,520,978 as of 07/08/2026, provided here as context.

Insights

Securities Counsel

Routine resale notice for restricted shares and a recent 10b5-1 sale.

The filing lists 33,284 shares of Common Stock tied to restricted stock awards and shows a prior 10,000-share sale on 07/06/2026 for $600,000.00. This is presented as a standard Form 144 notice of resale under applicable rules.

Cash‑flow treatment and purchaser details are not specified in the excerpt; subsequent filings would show settlement details if required.

Key Figures

Proposed resale: 33,284 shares Recent 10b5-1 sale: 10,000 shares Proceeds reported: $600,000.00 +1 more

4 metrics

Proposed resale 33,284 shares listed as securities to be sold (Restricted Stock Awards dated 10/14/2015)

Recent 10b5-1 sale 10,000 shares sold on <date>07/06/2026</date>

Proceeds reported $600,000.00 proceeds from the 10,000-share sale on <date>07/06/2026</date>

Shares outstanding 174,520,978 shares as of <date>07/08/2026</date>

Key Terms

Form 144, 10b5-1, Restricted Stock Awards

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for VANESSA KUBO ... 07/06/2026"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Awards financial

"Common | 10/14/2015 | Restricted Stock Awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does TEM Form 144 from Morgan Stanley Smith Barney LLC report?

It reports a proposed resale of 33,284 shares of TEM common stock. The notice also records a prior 10b5-1 sale of 10,000 shares on 07/06/2026 with proceeds of $600,000.00.

How many TEM shares were sold recently under a 10b5-1 plan?

The excerpt shows 10,000 shares sold on 07/06/2026. The filing lists the proceeds from that sale as $600,000.00 and identifies the sale as effected under a 10b5-1 arrangement.

Who is the filer on the TEM Form 144 and what security is affected?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services, and the security listed is TEM Common Stock tied to Restricted Stock Awards dated 10/14/2015.

What is TEM's shares outstanding listed in the filing excerpt?

Shares outstanding are shown as 174,520,978 as of 07/08/2026. This figure is provided in the excerpt for context and is separate from the resale quantities reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 07/08/2026 - 04:59 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002024250
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	TEMPUS AI INC
SEC File Number	001-42130
Address of Issuer	600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO ILLINOIS 60654
Phone	8009765448
Name of Person for Whose Account the Securities are To Be Sold	VANESSA KUBO
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	33284	2000035.56	174520978	07/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/14/2015	Restricted Stock Awards	Issuer			33284	10/14/2015	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for VANESSA KUBO 600 WEST CHICAGO AVENUE, SUITE 510 CHICAGO IL 60654	Common	07/06/2026	10000	600000.00

144: Remarks and Signature

Remarks
Date of Notice	07/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Vanessa Kubo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)