STOCK TITAN

Tempus AI (TEM) CFO granted 10,000 RSUs as equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rogers James William reported acquisition or exercise transactions in this Form 4 filing.

Tempus AI, Inc. reported that its Chief Financial Officer, James William Rogers, received a grant of 10,000 shares of Class A Common Stock in the form of restricted stock units. The award was granted at no cash cost to him and is part of his compensation. The RSUs vest in eight equal quarterly installments beginning on November 15, 2026. Following this grant, he holds 137,248 shares of Class A Common Stock directly.

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Insider Rogers James William
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Class A Common Stock 10,000 $0.00 --
Holdings After Transaction: Class A Common Stock — 137,248 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 10,000 shares Restricted stock unit award of Class A Common Stock
Holdings after transaction 137,248 shares Direct Class A Common Stock held by CFO after grant
Vesting schedule 8 equal quarterly installments RSUs vest starting November 15, 2026
restricted stock unit ("RSU") financial
"Represents a restricted stock unit ("RSU") grant."
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
quarterly installments financial
"The RSUs vest in eight equal quarterly installments"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rogers James William

(Last)(First)(Middle)
C/O TEMPUS AI, INC.
600 WEST CHICAGO AVENUE, SUITE 510

(Street)
CHICAGO ILLINOIS 60654

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tempus AI, Inc. [ TEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/04/2026A10,000(1)A$0137,248D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal quarterly installments commencing on November 15, 2026.
/s/ Andrew Polovin, Attorney-in-Fact05/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Tempus AI (TEM) disclose for its CFO?

Tempus AI disclosed that Chief Financial Officer James William Rogers received a grant of 10,000 Class A Common Stock restricted stock units. This is a compensation-related award, not an open-market purchase or sale, and increases his direct equity-based holdings in the company.

How many Tempus AI (TEM) shares did the CFO receive in this Form 4 filing?

The CFO received 10,000 shares of Class A Common Stock in the form of restricted stock units. These units convert into shares as they vest over time, aligning part of his compensation with Tempus AI’s long-term performance and share value.

What is the vesting schedule for the CFO’s 10,000 Tempus AI (TEM) RSUs?

The 10,000 restricted stock units vest in eight equal quarterly installments starting on November 15, 2026. This means portions of the award will regularly convert into shares over two years, encouraging the CFO to remain with Tempus AI and focus on long-term results.

Did the Tempus AI (TEM) CFO buy or sell shares on the open market?

The CFO did not buy or sell shares on the open market. Instead, he acquired 10,000 shares through a restricted stock unit grant at no cash cost, which is a standard form of equity compensation rather than a discretionary market transaction.

How many Tempus AI (TEM) shares does the CFO hold after this RSU grant?

After the reported grant, the CFO holds 137,248 shares of Tempus AI Class A Common Stock directly. This figure reflects his position following the award of 10,000 restricted stock units, underscoring a meaningful personal equity stake in the company.