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Director at Tempus AI (TEM) granted 5,913 RSUs vesting by 2027 meeting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Epstein David R reported acquisition or exercise transactions in this Form 4 filing.

Tempus AI director David R. Epstein received an award of 5,913 shares of Class A common stock in the form of restricted stock units. The award was granted at no cash cost per share and increased his directly held position to 31,714 shares.

The RSUs will vest in full on the earlier of the company’s 2027 annual stockholder meeting (or immediately before it if his board service ends then) or on May 21, 2027, assuming he continues serving the company through the vesting date.

Positive

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Negative

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Insights

Routine director equity grant with time-based vesting.

Director David R. Epstein received 5,913 RSUs of Tempus AI Class A common stock as compensation, with no purchase price. This is a standard, non-cash way to align board members with shareholder interests.

The RSUs vest in a single installment on the earlier of the 2027 annual meeting or May 21, 2027, contingent on continued board service. After this award, he holds 31,714 shares directly, and there are no derivative positions disclosed in this filing.

Insider Epstein David R
Role null
Type Security Shares Price Value
Grant/Award Class A Comnmon Stock 5,913 $0.00 --
Holdings After Transaction: Class A Comnmon Stock — 31,714 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 5,913 shares Restricted stock unit award to director on May 21, 2026
Grant price per share $0.00 per share Equity compensation, non-cash award
Post-grant holdings 31,714 shares Total Class A common stock beneficially owned directly after transaction
Vesting latest date May 21, 2027 Outside vesting date if earlier 2027 annual meeting has not occurred
restricted stock unit ("RSU") financial
"Represents a restricted stock unit ("RSU") award."
annual meeting of the stockholders financial
"the Issuer's 2027 annual meeting of the stockholders"
continuous service financial
"each subject to the Reporting Person's continuous service with the Issuer"
beneficially owns financial
"total_shares_following_transaction": "31714.0000""
Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Epstein David R

(Last)(First)(Middle)
C/O TEMPUS AI, INC.
600 WEST CHICAGO AVENUE, SUITE 510

(Street)
CHICAGO ILLINOIS 60654

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tempus AI, Inc. [ TEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Comnmon Stock05/21/2026A5,913(1)A$031,714D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the Issuer's 2027 annual meeting of the stockholders (or the date immediately prior to such annual meeting if the Reporting Person's service as a director ends at such annual meeting) or (ii) on May 21, 2027, each subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.
/s/ Andrew Polovin, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Tempus AI (TEM) director David R. Epstein receive in this Form 4 filing?

David R. Epstein received a grant of 5,913 restricted stock units of Tempus AI Class A common stock. The award was granted at no cash cost and is part of his director compensation, increasing his directly held position to a total of 31,714 shares.

When do David R. Epstein’s Tempus AI (TEM) RSUs from this grant vest?

The 5,913 Tempus AI RSUs vest in full on the earlier of the company’s 2027 annual stockholder meeting or May 21, 2027. Vesting is contingent on Epstein’s continuous service as a director through the applicable vesting date, according to the filing footnote.

Did David R. Epstein buy or sell Tempus AI (TEM) shares in this Form 4?

The Form 4 reports an acquisition through a grant of 5,913 restricted stock units, not an open-market buy or sale. The transaction code is “A,” indicating a grant or award, with a price per share of $0.00 as part of equity compensation.

How many Tempus AI (TEM) shares does David R. Epstein hold after this RSU grant?

Following the RSU award, David R. Epstein beneficially owns 31,714 shares of Tempus AI Class A common stock directly. This total reflects the newly granted 5,913 restricted stock units reported in the filing, assuming they ultimately vest under the stated service conditions.

What conditions apply to David R. Epstein’s Tempus AI (TEM) RSU award?

The RSUs vest only if Epstein maintains continuous service with Tempus AI through the vesting date. Vesting occurs on the earlier of the 2027 annual stockholder meeting or May 21, 2027, and would typically settle in shares of Class A common stock after vesting.