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Truist Files Schedule 13G/A Showing 7.61% Holding in Harbor ETF

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Truist Financial Corporation filed an amended Schedule 13G reporting ownership of 15,217 shares of an Exchange Traded Fund issued by Harbor ETF Trust (CUSIP 41151J638), representing 7.61% of the class. The filing states Truist has no voting power over these shares but holds sole dispositive power to direct their sale or disposition. The statement affirms the securities were acquired and are held in the ordinary course of business and were not purchased to influence control of the issuer. The filing is signed by a Truist vice president on 10/10/2025.

Positive

  • Reported ownership of 15,217 shares (clear, specific disclosure)
  • Stake exceeds 5% threshold (7.61%), triggering transparent reporting
  • Certification states holdings are ordinary-course investments, not intended to influence control

Negative

  • No voting power reported despite holding dispositive power, limiting governance influence
  • Concentration of 7.61% could be material to ETF holders if not further diversified

Insights

Truist discloses a >5% passive stake with dispositive but not voting rights.

The filing shows ownership of 15,217 shares equal to 7.61% of the class, which meets the regulatory threshold that requires public reporting and may change market visibility for the ETF.

This position is described as held in the ordinary course of business with sole dispositive authority but zero voting authority; monitor any future amendments that disclose voting arrangements or changes in percentage ownership during the next reporting period.

Filing aligns with Schedule 13G reporting standards and includes the required certification.

The statement explicitly certifies the securities were not acquired to change or influence control and includes the signers name and title, satisfying signature and certification requirements for an amended Schedule 13G.

Key compliance items to watch are any future amendments that would convert this filing to a Schedule 13D or disclose voting agreements; such changes would indicate different intent and require more detailed disclosure within statutory timeframes.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G



TRUIST FINANCIAL CORP
Signature:Edward M. Kwiatkowski
Name/Title:Vice President
Date:10/10/2025

FAQ

What stake does Truist Financial Corp (TFC) report in Harbor ETF Trust?

Truist reports beneficial ownership of 15,217 shares, representing 7.61% of the class (CUSIP 41151J638).

Does Truist have voting control over the shares reported in this Schedule 13G/A?

No. The filing reports 0 shares with sole or shared voting power and sole dispositive power over 15,217 shares.

Was the position acquired to influence control of the issuer?

The filing includes a certification that the securities were acquired and are held in the ordinary course of business and were not acquired to change or influence control.

When was the Schedule 13G/A signed?

The statement is signed by Edward M. Kwiatkowski, Vice President, on 10/10/2025.

Which entity filed the Schedule 13G/A for this holding?

The filer is Truist Financial Corporation as parent holding company for Truist Advisory Services, Inc., with principal office at 214 North Tryon Street, Charlotte, NC.
Truist Finl Corp

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