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TFC files Schedule 13G: 35,324 shares equal 5.05% in Calamos ETF

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Truist Financial Corp reports beneficial ownership of 35,324 shares of an Exchange Traded Fund issued by Calamos ETF Trust, representing 5.05% of the class. The filing shows Truist has sole dispositive power over these shares but no voting power, and states the holdings were acquired and are held in the ordinary course of business rather than to influence control. The form identifies Truist as a parent holding company/registered investment adviser and lists the issuer's principal office in Naperville, Illinois. The filing does not disclose any purchases, sales, or changes in voting control beyond the ownership and power allocations reported.

Positive

  • Transparent disclosure of share count and exact 5.05% ownership
  • Certification that holdings are held in the ordinary course, reducing apparent control intent

Negative

  • No voting power
  • Filing lacks transaction history

Insights

Ownership disclosure consistent with Schedule 13G rules; no control intent declared.

The statement reports beneficial ownership of 35,324 shares, equal to 5.05% of the class, and classifies the filer as an investment adviser/parent holding company. The filing indicates sole dispositive power and zero voting power, which is a common arrangement when securities are managed on behalf of clients.

Compliance risk is low given the explicit certification that the position is held in the ordinary course and not for control. Monitor regulatory filings only if future amendments show changes in voting power, material transfers, or shifts above threshold percentages.

A single 5.05% stake signals a modest, potentially strategic ETF holding but not control.

The sole dispositive designation means Truist can direct disposition of the 35,324 shares, while no voting power implies it does not control proxy votes. For portfolio reporting, this distinguishes trading/placement authority from governance influence.

Investors and counterparties may watch for future amendments showing increases above common disclosure thresholds or any transfer of voting authority, which could change the holding's investor impact within a short-to-medium timeframe.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G



TRUIST FINANCIAL CORP
Signature:Edward M. Kwiatkowski
Name/Title:Vice President
Date:10/10/2025

FAQ

What stake does Truist Financial Corp (TFC) report in Calamos ETF Trust?

Truist reports beneficial ownership of 35,324 shares, representing 5.05% of the class.

Does Truist have voting control over the reported ETF shares?

No. The filing shows zero sole and shared voting power while showing sole dispositive power for 35,324 shares.

Is the ownership intended to influence control of the issuer?

The certification states the shares are held in the ordinary course of business and not to change or influence control.

How is Truist classified in this Schedule 13G filing?

Truist is identified as a parent holding company and an investment adviser (types: IA, HC).

Where is the issuer's principal executive office listed?

The address given is 2020 Calamos Court, Naperville, Illinois 60563.
Truist Finl Corp

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