[144] Triumph Financial, Inc. SEC Filing

Rhea-AI Filing Summary

Triumph Financial, Inc. (TFIN) filed a Form 144 disclosing a proposed sale of 3,500 shares of common stock through Merrill Lynch on the NASDAQ with an aggregate market value of $211,164.00. The shares were originally acquired as a stock bonus on 04/01/2018 from "TRIUMPH" and the filing identifies an approximate sale date of 08/25/2025.

The notice also reports a related sale of 3,500 shares on 07/01/2025 generating $210,345.00 in gross proceeds. The filing includes the standard Rule 10b5-1/representation language and a signature notice certifying no undisclosed material adverse information.

Positive

• Timely and complete disclosure of the proposed sale including broker, share count, and aggregate value
• Acquisition and payment details provided (stock bonus dated 04/01/2018), aiding transparency
• Includes Rule 10b5-1/attestation language which clarifies trading-plan representation

Negative

• None.

Insights

Securities Analyst

TL;DR Small insider sale disclosed; transaction size is immaterial versus outstanding shares.

The filing shows a proposed sale of 3,500 shares (~$211k) executed through Merrill Lynch and a prior sale of the same quantity on 07/01/2025. Against the reported outstanding shares of 23,730,000, this represents a negligible percentage (<0.02%). From a market-impact perspective this is routine compliance disclosure rather than a material event. The presence of Rule 10b5-1 language is useful for establishing pre-planned trading intent if applicable.

Corporate Governance Expert

TL;DR Disclosure meets procedural requirements; no governance red flags apparent.

The Form 144 provides required details: acquisition date, nature of acquisition (stock bonus), broker, aggregate value, and related recent sale. It includes the customary attestation regarding material non-public information. There is no indication in this filing of unusual transfer arrangements, pledges, or large concentrated disposals that would raise governance concerns.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH ONE COWBOYS WAY STE 400 FRISCO TX 75034	3500	211164.00	23730000	08/25/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	04/01/2018	STOCK BONUS	TRIUMPH			3500	04/01/2018	STOCK BONUS

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ADAM NELSON 3041 LOCH MEADOW CT SOUTHLAKE TX 76092	COMMON	07/01/2025	3500	210345.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Triumph Financial (TFIN) disclose in the Form 144?

The filing discloses a proposed sale of 3,500 common shares via Merrill Lynch on NASDAQ with an aggregate market value of $211,164.00, and an approximate sale date of 08/25/2025.

When were the shares originally acquired?

The shares were acquired as a stock bonus on 04/01/2018 from an entity listed as "TRIUMPH."

Has the filer sold any TFIN shares recently?

Yes, the filing reports a sale of 3,500 common shares on 07/01/2025 that generated $210,345.00 in gross proceeds.

How large is the proposed sale relative to outstanding shares?

The proposed 3,500-share sale is small compared with the 23,730,000 shares outstanding, representing well under 0.1% of the outstanding float.

Does the Form 144 indicate any undisclosed material information?

The filer attests by signature that they do not know any material adverse information about the issuer that has not been publicly disclosed.