Triumph Financial (TFIN) director reports charitable gift of 5,144 shares

Rhea-AI Filing Summary

Triumph Financial, Inc. reported that one of its directors made a charitable gift of 5,144 shares of common stock on December 15, 2025. The shares were transferred at a price of $0, reflecting a donation to a 501(c)(3) organization.

After this transaction, the director beneficially owns 127,970 common shares directly, including shares held jointly with a spouse, and an additional 10,000 shares indirectly as trustee of the Charles A. Anderson Exempt Trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Anderson Charles Albert

(Last) (First) (Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS TX 75251

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/15/2025		G		5,144(1)	D	$0	127,970(2)	D
Common Stock								10,000	I	Charles A. Anderson Exempt Trust(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a gift by the reporting person to a 501(c)(3) charitable organization

2. Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson

3. These 10,000 shares are beneficially owned by reporting person as trustee of the Charles A. Anderson Exempt Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	12/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock transaction was reported for Triumph Financial (TFIN)?

A director of Triumph Financial, Inc. reported a gift of 5,144 shares of common stock to a 501(c)(3) charitable organization on December 15, 2025.

How many Triumph Financial shares did the director gift and at what price?

The director gifted 5,144 shares of Triumph Financial common stock at a reported price of $0, consistent with a charitable donation.

How many Triumph Financial (TFIN) shares does the director own after the gift?

Following the transaction, the director beneficially owns 127,970 common shares directly and 10,000 shares indirectly as trustee of the Charles A. Anderson Exempt Trust.

What portion of the director’s Triumph Financial shares are held with a spouse?

Of the 127,970 directly beneficially owned shares, 12,741 shares are held jointly with the director’s spouse, Kimberly Anderson.

What is the reporting person’s relationship to Triumph Financial, Inc. (TFIN)?

The reporting person is identified as a Director of Triumph Financial, Inc. and is not indicated as a 10% owner in the provided information.

How are the 10,000 indirectly owned Triumph Financial shares held?

The 10,000 shares are beneficially owned indirectly by the director as trustee of the Charles A. Anderson Exempt Trust, with beneficial ownership disclaimed except for pecuniary interest.