Triumph Financial (TFIN) COO sells 2,900 shares in open-market trade

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Triumph Financial, Inc. executive vice president and chief operating officer Edward Joseph Schreyer reported an open-market sale of 2,900 shares of common stock on May 22, 2026 at a weighted average price of $66.70 per share. After this transaction, he beneficially owns 18,434 shares, consisting of 6,434 shares directly owned and 12,000 shares of restricted stock or restricted stock units that are subject to future vesting requirements. This filing reflects a routine insider sale while the executive maintains a meaningful remaining equity stake in the company.

Insider Trade Summary 10b5-1

Net Seller: 2,900 shares ($193,430)

Net Sell 1 txn

Insider Schreyer Edward Joseph

Role EVP, Chief Operating Officer

Sold 2,900 shs ($193K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,900	$66.70	$193K

Holdings After Transaction: Common Stock — 18,434 shares (Direct, null)

Footnotes (1)

The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. Consists of (i) 6,434 shares beneficially owned by reporting person, and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Key Figures

Shares sold: 2,900 shares Weighted average sale price: $66.70 per share Shares beneficially owned after transaction: 18,434 shares +2 more

5 metrics

Shares sold 2,900 shares Open-market sale on May 22, 2026

Weighted average sale price $66.70 per share Price for 2,900 shares sold

Shares beneficially owned after transaction 18,434 shares Post-transaction holdings

Directly owned shares 6,434 shares Portion of beneficial ownership

Restricted stock/RSUs 12,000 shares Subject to future vesting requirements

Key Terms

weighted average price per share, beneficially owned, restricted stock units

3 terms

beneficially owned financial

"Consists of (i) 6,434 shares beneficially owned by reporting person"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

restricted stock units financial

"and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 Insider Transactions: What Each Field Means →

05/26/2026 - 04:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schreyer Edward Joseph

(Last)

(First)

(Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS

TEXAS

75251

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/22/2026		S		2,900	D	$66.7⁽¹⁾	18,434⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

2. Consists of (i) 6,434 shares beneficially owned by reporting person, and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Triumph Financial (TFIN) report for Edward Joseph Schreyer?

Edward Joseph Schreyer reported selling 2,900 shares of Triumph Financial common stock in an open-market transaction. The sale occurred on May 22, 2026, and is disclosed in a Form 4 insider trading report filed with regulators for transparency.

At what price did Edward Joseph Schreyer sell Triumph Financial (TFIN) shares?

The reported sale used a weighted average price of $66.70 per share for 2,900 shares. The filing notes Schreyer will provide full details of the number of shares sold at each individual price level upon request by appropriate parties.

How many Triumph Financial (TFIN) shares does Edward Joseph Schreyer hold after this sale?

Following the transaction, Schreyer beneficially owns 18,434 Triumph Financial shares. This consists of 6,434 shares directly held plus 12,000 shares of restricted stock or restricted stock units that are still subject to future vesting requirements.

What type of shares make up Edward Joseph Schreyer’s remaining Triumph Financial (TFIN) holdings?

His remaining 18,434-share position includes 6,434 common shares he beneficially owns outright and 12,000 shares of restricted stock or restricted stock units. The restricted awards will vest in the future according to Triumph Financial’s equity compensation terms.

What does the Form 4 weighted average price disclosure mean for Triumph Financial (TFIN)?

The Form 4 lists a single weighted average sale price of $66.70 per share for Schreyer’s trade. The filing explains that detailed breakdowns of the individual sale prices and share amounts at each price will be provided upon request to eligible stakeholders.