Triumph Financial (NYSE: TFIN) exec plans Rule 144 share sale

Rhea-AI Filing Summary

Triumph Financial, Inc. (TFIN) is the issuer for a notice of proposed sale of common stock under Rule 144 filed for the account of officer Edward Joseph Schreyer. The notice covers 2,900 shares of common stock, with an aggregate market value listed as $213,498.00. A separate section notes that 2,900 common shares were sold during the past three months for $193,430.87. UBS Financial Services Inc. signed as attorney-in-fact for Edward Schreyer.

Key Figures

Shares of common stock to be sold: 2,900 shares Aggregate market value of securities to be sold: $213,498.00 Shares sold during past 3 months: 2,900 shares +3 more

6 metrics

Shares of common stock to be sold 2,900 shares Securities information section for Triumph Financial, Inc. common stock

Aggregate market value of securities to be sold $213,498.00 Listed with 2,900 Triumph Financial, Inc. common shares

Shares sold during past 3 months 2,900 shares Common stock sale reported for Edward Schreyer

Proceeds from shares sold during past 3 months $193,430.87 Total for 2,900 common shares sold on 05/22/2026

Date of RSU-related securities to be sold 05/01/2026 Date associated with RSU securities to be sold by issuer

Issuer stock exchange NYSE Listing venue for Triumph Financial, Inc. common stock

Key Terms

Rule 144, attorney-in-fact, restricted securities

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

attorney-in-fact regulatory

"Signature | /s/ UBS Financial Services Inc, as attorney-in-fact for Edward"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

restricted securities financial

"Name of Person for Whose Account the Securities are To Be Sold | Schreyer"

Restricted securities are shares or other investment instruments that come with legal or contractual limits on when and how they can be sold, like stock given to founders or bought in a private offering. Think of them as assets in a locked box that can’t be freely traded until certain conditions — such as a waiting period, company registration, or specific approvals — are met. For investors this matters because restricted securities are less liquid and can affect timing, price, and perceived value when they eventually enter the market.

FAQ

What does the Form 144 filing for TFIN disclose about planned share sales?

The Form 144 for Triumph Financial, Inc. (TFIN) discloses a proposed sale of 2,900 common shares for the account of officer Edward Joseph Schreyer, with an aggregate market value listed as $213,498.00 under Rule 144.

Who is the selling security holder in the TFIN Form 144 notice?

The selling security holder is Edward Joseph Schreyer, identified as an officer. UBS Financial Services Inc. signed the notice as attorney-in-fact for Schreyer in connection with the planned Rule 144 sale of Triumph Financial, Inc. common stock.

How many Triumph Financial (TFIN) shares are covered by this Form 144?

The notice covers 2,900 shares of Triumph Financial, Inc. common stock. These shares are listed in the securities information and securities-to-be-sold sections of the Form 144 filed for the account of officer Edward Joseph Schreyer.

What is the aggregate market value of TFIN shares in this Form 144?

The Form 144 lists an aggregate market value of $213,498.00 for the 2,900 Triumph Financial, Inc. common shares covered by the proposed Rule 144 sale. This figure appears in the securities information section of the notice.

What prior sales are reported in the TFIN Form 144 filing?

The filing reports that 2,900 common shares of Triumph Financial, Inc. were sold on 05/22/2026 for total proceeds of $193,430.87. This information appears in the section covering securities sold during the past three months.

Which broker is involved in the TFIN Form 144 transaction?

The broker listed is UBS Financial Services Inc., with its New York office address provided in the securities information section. UBS also signs the notice as attorney-in-fact for Edward Schreyer for the Triumph Financial, Inc. Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/20/2026 - 04:23 PM Accepted by SEC EDGAR 08/20/2026 - 04:22 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001918655
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Triumph Financial, Inc.
SEC File Number	001-36722
Address of Issuer	12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TEXAS 75251
Phone	(214) 365-6900
Name of Person for Whose Account the Securities are To Be Sold	Schreyer Edward Joseph
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services, Inc. Eleven Madison Avenue 4th Floor New York NY 10010	2900	213498.00	23894537	08/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/01/2026	RSU	Issuer			2900	05/01/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Edward Schreyer 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251	Common	05/22/2026	2900	193430.87

144: Remarks and Signature

Remarks
Date of Notice	08/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ UBS Financial Services Inc, as attorney-in-fact for Edward Schreyer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)