Triumph Financial CEO, spouse propose $1.78M share sale

The notice lists compensation and an option exercise as the sources of the shares, and November 5, 2026 as the approximate sale date.

Available on EDGAR 11/05/2026 - 04:48 PM EST Accepted by SEC EDGAR 11/05/2026 - 04:47 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Triumph Financial, Inc. (TFIN) has a Rule 144 notice for a proposed sale of 27,383 common shares by Aaron P. Graft, its Director / President / CEO, and Kimberly Graft jointly. The shares have a listed aggregate market value of $1,777,156.7.

The notice lists 15,500 shares acquired as compensation on May 1, 2026, and 11,883 shares acquired through an option exercise on November 5, 2026. J.P. Morgan Securities LLC is listed as broker and signed as agent and attorney-in-fact.

Key Figures

Common shares proposed for sale: 27,383 shares Aggregate market value: $1,777,156.7 Shares acquired as compensation: 15,500 shares +1 more

4 metrics

Common shares proposed for sale 27,383 shares Rule 144 notice

Aggregate market value $1,777,156.7 Shares proposed for sale

Shares acquired as compensation 15,500 shares May 1, 2026

Shares acquired through option exercise 11,883 shares November 5, 2026

Key Terms

Rule 144, Option Exercise, attorney-in-fact

3 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Option Exercise financial

"11/05/2026 | Option Exercise"

attorney-in-fact technical

"as agent and attorney-in-fact for Aaron P. Graft"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TFIN shares does the Rule 144 notice cover?

The notice covers a proposed sale of 27,383 TFIN common shares, with a listed aggregate market value of $1,777,156.7.

What is the stated source of the TFIN shares?

The notice lists 15,500 shares acquired as compensation on May 1, 2026, and 11,883 shares acquired through an option exercise on November 5, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001621666
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Triumph Financial, Inc.
SEC File Number	001-36722
Address of Issuer	Triumph Financial, Inc. 12700 Park Central Drive, Suite 1700 Dallas TEXAS 75251
Phone	214-365-6900
Name of Person for Whose Account the Securities are To Be Sold	Aaron P. Graft
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director / President / CEO

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	27383	1777156.7	23921510	11/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/01/2026	Compensation	Issuer			15500	05/01/2026	Compensation
Common Stock	11/05/2026	Option Exercise	Issuer			11883	11/05/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares covered by this filing will be sold by Aaron and Kimberly Graft jointly.
Date of Notice	11/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Aaron P. Graft
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)