Triumph Financial COO sells 2,900 shares at $73.75

Rhea-AI Filing Summary

Triumph Financial, Inc. (TFIN) executive Edward Joseph Schreyer, EVP and Chief Operating Officer, reported selling 2,900 shares of common stock on 2026-08-20 in an open-market or private transaction at a weighted average price of $73.75 per share, under a Rule 10b5-1 trading plan. After this sale, Schreyer reports beneficial ownership of 15,534 shares, consisting of 3,534 shares of common stock and 12,000 restricted shares or RSUs subject to future vesting.

Insider Trade Summary 10b5-1

Net Seller: 2,900 shares

Net Sell 1 txn

Insider Schreyer Edward Joseph

Role EVP, Chief Operating Officer

Sold 2,900 shs ($214K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	2,900	$73.75	$214K

Holdings After Transaction: Common Stock — 15,534 shares (Direct)

Footnotes (2)

1. F1. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
2. F2. Consists of (i) 3,534 shares beneficially owned by reporting person, and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Key Figures

Shares sold: 2,900 shares of Common Stock Weighted average sale price: $73.75 per share Shares beneficially owned after transaction: 15,534 shares +2 more

5 metrics

Shares sold 2,900 shares of Common Stock Sale on 2026-08-20 by EVP, Chief Operating Officer

Weighted average sale price $73.75 per share Price for 2,900 shares of Common Stock sold on 2026-08-20

Shares beneficially owned after transaction 15,534 shares Total beneficial ownership reported following the sale

Directly owned common shares 3,534 shares Portion of post-transaction holdings beneficially owned as common stock

Restricted stock or RSUs 12,000 shares Restricted stock or restricted stock units subject to future vesting requirements

Key Terms

Rule 10b5-1 trading plan, weighted average price per share, beneficially owned, restricted stock units

4 terms

Rule 10b5-1 trading plan regulatory

"transactions affirmed under a Rule 10b5-1 trading plan checkbox"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price per share financial

"The reported price in Column 4 represents the weighted average price per share."

beneficially owned financial

"Consists of (i) 3,534 shares beneficially owned by reporting person"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

restricted stock units financial

"12,000 shares of restricted stock or restricted stock units of the reporting person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did TFIN executive Edward Joseph Schreyer report?

Edward Joseph Schreyer reported a sale of 2,900 shares of Triumph Financial, Inc. common stock on 2026-08-20, coded as a sale in an open market or private transaction at a weighted average price of $73.75 per share.

Was Schreyer’s TFIN stock sale under a Rule 10b5-1 plan?

Yes. The filing affirms that the reported transaction was made under a Rule 10b5-1 trading plan, indicating it was executed pursuant to a pre-arranged trading arrangement.

How many TFIN shares did Schreyer hold after the reported sale?

After the sale, Edward Joseph Schreyer reported beneficial ownership of 15,534 shares of Triumph Financial, Inc. equity, combining directly owned common stock and restricted equity awards.

How is Schreyer’s post-transaction TFIN ownership structured?

Post-transaction holdings consist of 3,534 shares of Triumph Financial, Inc. common stock beneficially owned by Schreyer and 12,000 shares of restricted stock or restricted stock units subject to future vesting requirements.

What price information did the TFIN Form 4 disclose for Schreyer’s sale?

The Form 4 reports a weighted average price of $73.75 per share for the 2,900 TFIN shares sold and notes that detailed per-trade pricing is available upon request to the Commission staff, the issuer, or a security holder.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/21/2026 - 04:08 PM EDT Accepted by SEC EDGAR 08/21/2026 - 04:08 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schreyer Edward Joseph

(Last) (First) (Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS TEXAS 75251

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/20/2026		S		2,900	D	$73.75(1)	15,534(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

2. Consists of (i) 3,534 shares beneficially owned by reporting person, and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)