Triumph Financial EVP sells 3,750 shares

Triumph Financial, Inc. executive Nelson Adam D, EVP and General Counsel, sold 3,750 shares of common stock on August 4, 2026 at $79.05 per share in a sale described as an open-market or private transaction.

Rhea-AI Filing Summary

Triumph Financial, Inc. executive Nelson Adam D, EVP and General Counsel, sold 3,750 shares of common stock on August 4, 2026 at $79.05 per share in a sale described as an open-market or private transaction. After this trade, he holds 23,755 shares, consisting of 19,294 shares beneficially owned and 4,461 restricted shares or restricted stock units subject to future vesting requirements. The transaction was not reported as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Seller: 3,750 shares

Net Sell 1 txn

Insider Nelson Adam D

Role EVP and General Counsel

Sold 3,750 shs ($296K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	3,750	$79.05	$296K

Holdings After Transaction: Common Stock — 23,755 shares (Direct)

Footnotes (1)

1. F1. Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Key Figures

Shares sold: 3,750 shares Sale price: $79.05 per share Shares held after transaction: 23,755 shares +3 more

6 metrics

Shares sold 3,750 shares Common stock sale on August 4, 2026

Sale price $79.05 per share Price for the 3,750 common shares sold

Shares held after transaction 23,755 shares Total holdings reported following the sale

Beneficially owned shares 19,294 shares Portion of post-transaction holdings beneficially owned

Restricted shares/units 4,461 shares or units Restricted stock or restricted stock units subject to future vesting

Net shares sold 3,750 shares Net sell direction in transaction summary

Key Terms

beneficially owned, restricted stock units, future vesting requirements, Sale in open market or private transaction

4 terms

beneficially owned financial

"19,294 shares beneficially owned by reporting person"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

restricted stock units financial

"4,461 shares of restricted stock or restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

future vesting requirements financial

"restricted stock units of the reporting person subject to future vesting requirements"

Sale in open market or private transaction financial

"transaction code description: Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Triumph Financial (TFIN) report for Nelson Adam D?

Triumph Financial reported that EVP and General Counsel Nelson Adam D sold 3,750 shares of common stock on August 4, 2026. The sale was recorded as an open-market or private transaction at a price of $79.05 per share.

How many Triumph Financial (TFIN) shares does Nelson Adam D hold after the sale?

After the August 4, 2026 transaction, Nelson Adam D holds 23,755 shares of Triumph Financial stock. This consists of 19,294 shares beneficially owned and 4,461 restricted shares or restricted stock units subject to future vesting.

At what price did Nelson Adam D sell Triumph Financial (TFIN) shares?

The reported sale by Nelson Adam D was executed at $79.05 per share. He sold 3,750 shares of Triumph Financial common stock in an open-market or private transaction on August 4, 2026, according to the Form 4 disclosure.

Were the Triumph Financial (TFIN) insider sales under a Rule 10b5-1 plan?

The filing indicates the transaction was not made under a Rule 10b5-1 trading plan. The specific Rule 10b5-1 checkbox for this Form 4 was not marked as applicable to the sale reported for Nelson Adam D.

What portion of Nelson Adam D’s Triumph Financial (TFIN) holdings are restricted?

Of the 23,755 shares held after the sale, 4,461 are restricted stock or restricted stock units. These restricted shares or units are subject to future vesting requirements, while the remaining 19,294 shares are beneficially owned outright.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/05/2026 - 04:12 PM Accepted by SEC EDGAR 08/05/2026 - 04:11 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nelson Adam D

(Last) (First) (Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS TEXAS 75251

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/04/2026		S		3,750	D	$79.05	23,755(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Remarks:

	Adam D. Nelson	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)