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Triumph Financial (TFIN) director gets 1,258 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Triumph Financial, Inc. director Debra A. Bradford received an award of 1,258 shares of common stock, recorded as a grant/award acquisition at $0.00 per share. These time-vested restricted stock units vest one year from the award date. Following the grant, she directly holds 8,537 shares, including restricted stock subject to future vesting requirements, and an additional 3,348 shares are held indirectly through the Bradford Living Trust, where she is trustee and disclaims beneficial ownership except for her pecuniary interest.

Positive

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Negative

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Insider BRADFORD DEBRA A
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,258 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 8,537 shares (Direct, null); Common Stock — 3,348 shares (Indirect, Bradford Living Trust)
Footnotes (1)
  1. Shares represented by time-vested restricted stock units that vest one year from date of award. Consists of (i) 7,279 shares beneficially owned by reporting person. and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. These 3,348 shares are beneficially owned by reporting person as trustee of the Bradford Living Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Restricted stock grant 1,258 shares at $0.00 Grant, award, or other acquisition of common stock
Direct holdings after grant 8,537 shares Common stock directly owned following the transaction
Indirect trust holdings 3,348 shares Shares held by Bradford Living Trust with disclaimed beneficial ownership
restricted stock units financial
"Shares represented by time-vested restricted stock units that vest one year from date of award."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
time-vested financial
"Shares represented by time-vested restricted stock units that vest one year from date of award."
Time-vested describes a right—such as stock options, restricted shares, or pension benefits—that becomes fully owned by an individual only after they have waited for or worked through a specified period. For investors, it matters because these delayed ownership rules affect when insiders or employees can sell shares, which influences share supply, executive incentives, and the timing of potential stock dilution or insider-driven stock sales.
pecuniary interest financial
"Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BRADFORD DEBRA A
(Last)(First)(Middle)
12700 PARK CENTRAL CENTRAL DRIVE
SUITE 1700
(Street)
DALLAS TEXAS 75251
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026A1,258(1)A$08,537(2)D
Common Stock3,348IBradford Living Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares represented by time-vested restricted stock units that vest one year from date of award.
2. Consists of (i) 7,279 shares beneficially owned by reporting person. and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
3. These 3,348 shares are beneficially owned by reporting person as trustee of the Bradford Living Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Remarks:
/s/ Adam D. Nelson, Attorney-in-fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Triumph Financial (TFIN) report for Debra A. Bradford?

Debra A. Bradford received 1,258 shares of Triumph Financial common stock as a grant. The Form 4 shows this was a compensation-related award at $0.00 per share, increasing her direct holdings to 8,537 shares after the transaction.

How many Triumph Financial (TFIN) shares does Debra A. Bradford hold after this filing?

After the award, Debra A. Bradford directly holds 8,537 shares of common stock. She is also trustee for 3,348 additional shares in the Bradford Living Trust, for which she disclaims beneficial ownership except for her pecuniary interest.

What are the terms of Debra A. Bradford’s 1,258-share award at Triumph Financial (TFIN)?

The 1,258-share award consists of time-vested restricted stock units. According to the filing, these restricted stock units vest one year from the date of award and are treated as a grant or other acquisition at $0.00 per share.

Is Debra A. Bradford’s Triumph Financial (TFIN) share award an open-market purchase or compensation grant?

The 1,258 Triumph Financial shares are a compensation-related grant, not an open-market purchase. The transaction code is A, described as a grant, award, or other acquisition, with a price of $0.00 per share.

How are Triumph Financial (TFIN) shares in the Bradford Living Trust treated in the Form 4?

The filing reports 3,348 Triumph Financial shares held by the Bradford Living Trust. Bradford is trustee and disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest, and they are classified as indirect ownership.