Triumph Financial CFO exercises options, sells shares

Triumph Financial, Inc. Chief Financial Officer William B. Voss exercised employee stock options for 427 shares of common stock at $15.87 per share and then sold 427 shares at a weighted average price of $59.57 on March 10, 2026.

Rhea-AI Filing Summary

Triumph Financial, Inc. Chief Financial Officer William B. Voss exercised employee stock options for 427 shares of common stock at $15.87 per share and then sold 427 shares at a weighted average price of $59.57 on March 10, 2026.

After these transactions, he directly owned 12,757 shares, consisting of 7,729 shares and 5,028 restricted shares or restricted stock units subject to future vesting under the company’s 2014 Omnibus Incentive Plan.

Insider Trade Summary

Exercise and Sale: 427 shares ($19K approx. pre-tax spread)

Exercise and Sale 3 txns

Insider Voss William B.

Role Chief Financial Officer

Sold 427 shs ($25K)

Approx. gross sale proceeds $25K

Approx. exercise cost $7K

Approx. pre-tax spread $19K

Type	Security	Shares	Price	Value
Exercise	Employee Stock Options	427	$15.87	$7K
Exercise	Common Stock	427	$15.87	$7K
Sale	Common Stock	427	$59.57	$25K

Holdings After Transaction: Employee Stock Options — 0 contracts (Direct); Common Stock — 12,757 shares (Direct)

Footnotes (4)

1. F1. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
2. F2. Consists of (i) 7,729 shares beneficially owned by reporting person, and (ii) 5,028 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
3. F3. Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
4. F4. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Triumph Financial (TFIN) report for William B. Voss?

Triumph Financial reported that CFO William B. Voss exercised options for 427 shares at $15.87 and sold 427 common shares at a weighted average price of $59.57 on March 10, 2026, according to the Form 4 data.

How many Triumph Financial (TFIN) shares does the CFO hold after this Form 4?

After the reported transactions, CFO William B. Voss directly held 12,757 Triumph Financial shares. This includes 7,729 shares he beneficially owns and 5,028 restricted shares or restricted stock units that remain subject to future vesting requirements under the company’s incentive plan.

What stock options did the Triumph Financial (TFIN) CFO exercise?

The CFO exercised non-qualified employee stock options for 427 Triumph Financial shares at an exercise price of $15.87 per share. These options were granted under the company’s 2014 Omnibus Incentive Plan and vest over four years from the original grant date.

At what price were Triumph Financial (TFIN) shares sold in this insider trade?

The reported sale of Triumph Financial common stock by the CFO used a weighted average price of $59.57 per share for 427 shares. A footnote states full pricing details by individual trade are available upon request from the issuer, Commission staff, or security holders.

Does the Triumph Financial (TFIN) Form 4 show remaining options for the CFO?

The filing data shows a derivative exercise of 427 options with zero derivative shares reported as remaining afterward. With derivativeSummary empty, this particular Form 4 reflects that the reported non-qualified stock options tied to this transaction were fully exercised in the transaction.

How are Triumph Financial (TFIN) restricted shares disclosed for the CFO?

A footnote explains that the CFO’s 12,757-share position includes 5,028 shares of restricted stock or restricted stock units. These awards are subject to future vesting requirements, meaning they continue to vest over time pursuant to the company’s equity incentive arrangements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/12/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Voss William B.

(Last) (First) (Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS TX 75251

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		M		427	A	$15.87	13,184	D
Common Stock	03/10/2026		S		427	D	$59.57(1)	12,757(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Options(3)	$15.87	03/10/2026		M			427	(4)	04/01/2026	Common Stock	427	$15.87	0	D

Explanation of Responses:

1. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

2. Consists of (i) 7,729 shares beneficially owned by reporting person, and (ii) 5,028 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

3. Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

4. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.