Triumph Financial (TFIN) CEO Aaron P. Graft adds 8,949 shares

Filing Impact

(High)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

Triumph Financial, Inc. President and CEO Aaron P. Graft reported an open‑market purchase of 8,949 shares of common stock on February 27, 2026 at a weighted average price of $55.87 per share. After this trade, he directly owns 149,182 shares, consisting of 127,647 shares he beneficially owns and 21,535 shares of restricted stock or restricted stock units that are subject to future vesting. In addition, 3,315 shares are indirectly owned through his spouse’s IRA account.

Insider Trade Summary

Net Buyer: 8,949 shares ($499,981)

Net Buy 2 txns

Insider Graft Aaron P

Role President & CEO

Bought 8,949 shs ($500K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	8,949	$55.87	$500K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 149,182 shares (Direct); Common Stock — 3,315 shares (Indirect, By Spouse)

Footnotes (1)

The reported transaction reflects the open market purchase of shares of the Issuer's common stock by the reporting person. The shares were purchased in multiple transactions on the transaction date. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. Consists of (i) 127,647 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. 3,315 shares indirectly owned through reporting person's spouse by JP Morgan custodian FBO Kimberly Graft Roth IRA.

Form 4 Insider Transactions: What Each Field Means →

03/02/2026 - 04:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Graft Aaron P

(Last)

(First)

(Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS

75251

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/27/2026		P		8,949⁽¹⁾	A	$55.87⁽²⁾	149,182⁽³⁾	D
Common Stock								3,315	I	By Spouse⁽⁴⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported transaction reflects the open market purchase of shares of the Issuer's common stock by the reporting person. The shares were purchased in multiple transactions on the transaction date.

2. The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

3. Consists of (i) 127,647 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

4. 3,315 shares indirectly owned through reporting person's spouse by JP Morgan custodian FBO Kimberly Graft Roth IRA.

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Triumph Financial (TFIN) report for Aaron P. Graft?

Triumph Financial reported that President and CEO Aaron P. Graft bought 8,949 shares of common stock in an open-market transaction. The purchase occurred on February 27, 2026, and was disclosed as a weighted average price trade with multiple individual executions that day.

At what price did the Triumph Financial (TFIN) CEO buy shares on February 27, 2026?

Aaron P. Graft’s open-market purchase was reported at a weighted average price of $55.87 per share. The filing notes that the shares were bought in multiple transactions, and full trade-by-trade pricing is available upon request from the reporting person or the company.

How many Triumph Financial (TFIN) shares does the CEO own after this Form 4 transaction?

After the reported transaction, Aaron P. Graft directly owns 149,182 Triumph Financial common shares. This total includes 127,647 shares he beneficially owns outright and 21,535 shares of restricted stock or restricted stock units that remain subject to future vesting conditions.

Does the Triumph Financial (TFIN) CEO have any indirect ownership through family accounts?

Yes. The filing states that 3,315 Triumph Financial shares are indirectly owned through Aaron P. Graft’s spouse. These shares are held in a JP Morgan custodian Roth IRA account for his spouse, and are reported as indirect ownership on the Form 4.

What does the weighted average price disclosure mean in the Triumph Financial (TFIN) Form 4?

The Form 4 explains that $55.87 represents the weighted average price of multiple trades executed that day. Aaron P. Graft has agreed to provide detailed information on the number of shares purchased at each individual price level to the SEC, the issuer, or any security holder upon request.

How much of the Triumph Financial (TFIN) CEO’s stake is restricted stock or RSUs?

The filing specifies that 21,535 of Aaron P. Graft’s directly reported 149,182 Triumph Financial shares are restricted stock or restricted stock units. These awards are subject to future vesting requirements, meaning they will fully belong to him only once those vesting conditions are satisfied.