Triumph Financial (TFIN) director receives 1,258-share equity award
Rhea-AI Filing Summary
Anderson Charles Albert reported acquisition or exercise transactions in this Form 4 filing.
Triumph Financial, Inc. director Charles A. Anderson received an equity grant of 1,258 shares of common stock as a grant or award, at a stated price of $0.00 per share. These time-vested restricted stock units vest one year from the award date.
After this grant, Anderson directly holds 129,228 shares of Triumph Financial common stock, including 1,258 restricted shares or units subject to future vesting and 12,741 shares held jointly with his spouse. Separately, 10,000 shares are held in the Charles A. Anderson Exempt Trust, where he acts as trustee and disclaims beneficial ownership except for his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,258 shares
Net Buy
2 txns
Insider
Anderson Charles Albert
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 1,258 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 129,228 shares (Direct);
Common Stock — 10,000 shares (Indirect, Charles A. Anderson Exempt Trust)
Footnotes (3)
- F1. Shares represented by time-vested restricted stock units that vest one year from date of award.
- F2. Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.
- F3. These 10,000 shares are beneficially owned by reporting person as trustee of the Charles A. Anderson Exempt Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
Key Figures
Equity grant size: 1,258 shares
Grant price per share: $0.00 per share
Direct holdings after grant: 129,228 shares
+2 more
5 metrics
Equity grant size
1,258 shares
Restricted stock or restricted stock units awarded to director
Grant price per share
$0.00 per share
Stated price for awarded common stock
Direct holdings after grant
129,228 shares
Total Triumph Financial common stock directly held after transaction
Jointly held shares with spouse
12,741 shares
Common stock beneficially owned jointly with spouse Kimberly Anderson
Trust-held shares
10,000 shares
Held in Charles A. Anderson Exempt Trust, indirect ownership
Key Terms
time-vested restricted stock units, beneficially owned, pecuniary interest, restricted stock or restricted stock units
4 terms
time-vested restricted stock units financial
"Shares represented by time-vested restricted stock units that vest one year from date of award."
beneficially owned financial
"Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person..."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
pecuniary interest financial
"Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein"
restricted stock or restricted stock units financial
"1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did director Charles A. Anderson acquire in this Triumph Financial (TFIN) Form 4?
Charles A. Anderson received an equity grant of 1,258 shares of Triumph Financial common stock at $0.00 per share. These shares are structured as restricted stock or restricted stock units awarded as compensation rather than purchased in the open market.
What are Charles A. Anderson’s total direct holdings in Triumph Financial (TFIN) after this filing?
Following the grant, Anderson directly holds 129,228 shares of Triumph Financial common stock. This total includes 1,258 restricted shares or units subject to vesting, 115,229 directly beneficially owned shares, and 12,741 shares held jointly with his spouse.
What indirect Triumph Financial (TFIN) holdings are reported for Charles A. Anderson?
The Form 4 reports 10,000 shares of Triumph Financial common stock held in the Charles A. Anderson Exempt Trust. Anderson is trustee and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the trust assets.
Was this Triumph Financial (TFIN) Form 4 a market buy or sell by the director?
The disclosed transaction is a grant or award acquisition of 1,258 shares, not an open-market purchase or sale. The transaction code is A, indicating compensation-related equity rather than a discretionary trade in Triumph Financial’s stock.
How significant is this equity award relative to Charles A. Anderson’s Triumph Financial (TFIN) position?
The 1,258-share grant modestly increases Anderson’s overall direct holdings to 129,228 shares. The bulk of his position remains in previously held common stock, with this award adding time-vested restricted equity on top of the existing ownership stake.