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Triumph Financial (TFIN) director receives 1,258-share equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Anderson Charles Albert reported acquisition or exercise transactions in this Form 4 filing.

Triumph Financial, Inc. director Charles A. Anderson received an equity grant of 1,258 shares of common stock as a grant or award, at a stated price of $0.00 per share. These time-vested restricted stock units vest one year from the award date.

After this grant, Anderson directly holds 129,228 shares of Triumph Financial common stock, including 1,258 restricted shares or units subject to future vesting and 12,741 shares held jointly with his spouse. Separately, 10,000 shares are held in the Charles A. Anderson Exempt Trust, where he acts as trustee and disclaims beneficial ownership except for his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Anderson Charles Albert
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,258 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 129,228 shares (Direct, null); Common Stock — 10,000 shares (Indirect, Charles A. Anderson Exempt Trust)
Footnotes (1)
  1. Shares represented by time-vested restricted stock units that vest one year from date of award. Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson. These 10,000 shares are beneficially owned by reporting person as trustee of the Charles A. Anderson Exempt Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
Equity grant size 1,258 shares Restricted stock or restricted stock units awarded to director
Grant price per share $0.00 per share Stated price for awarded common stock
Direct holdings after grant 129,228 shares Total Triumph Financial common stock directly held after transaction
Jointly held shares with spouse 12,741 shares Common stock beneficially owned jointly with spouse Kimberly Anderson
Trust-held shares 10,000 shares Held in Charles A. Anderson Exempt Trust, indirect ownership
time-vested restricted stock units financial
"Shares represented by time-vested restricted stock units that vest one year from date of award."
beneficially owned financial
"Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person..."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
pecuniary interest financial
"Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein"
restricted stock or restricted stock units financial
"1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Anderson Charles Albert
(Last)(First)(Middle)
12700 PARK CENTRAL DRIVE
SUITE 1700
(Street)
DALLAS TEXAS 75251
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026A1,258(1)A$0129,228(2)D
Common Stock10,000ICharles A. Anderson Exempt Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares represented by time-vested restricted stock units that vest one year from date of award.
2. Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.
3. These 10,000 shares are beneficially owned by reporting person as trustee of the Charles A. Anderson Exempt Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
Remarks:
/s/ Adam D. Nelson, Attorney-in-fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did director Charles A. Anderson acquire in this Triumph Financial (TFIN) Form 4?

Charles A. Anderson received an equity grant of 1,258 shares of Triumph Financial common stock at $0.00 per share. These shares are structured as restricted stock or restricted stock units awarded as compensation rather than purchased in the open market.

How do the new restricted shares for Triumph Financial (TFIN) vest?

The filing states the 1,258 restricted stock units are time-vested and vest one year from the date of award. Until vesting, they remain subject to future service-based requirements and are not fully unrestricted common shares for the director.

What are Charles A. Anderson’s total direct holdings in Triumph Financial (TFIN) after this filing?

Following the grant, Anderson directly holds 129,228 shares of Triumph Financial common stock. This total includes 1,258 restricted shares or units subject to vesting, 115,229 directly beneficially owned shares, and 12,741 shares held jointly with his spouse.

What indirect Triumph Financial (TFIN) holdings are reported for Charles A. Anderson?

The Form 4 reports 10,000 shares of Triumph Financial common stock held in the Charles A. Anderson Exempt Trust. Anderson is trustee and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the trust assets.

Was this Triumph Financial (TFIN) Form 4 a market buy or sell by the director?

The disclosed transaction is a grant or award acquisition of 1,258 shares, not an open-market purchase or sale. The transaction code is A, indicating compensation-related equity rather than a discretionary trade in Triumph Financial’s stock.

How significant is this equity award relative to Charles A. Anderson’s Triumph Financial (TFIN) position?

The 1,258-share grant modestly increases Anderson’s overall direct holdings to 129,228 shares. The bulk of his position remains in previously held common stock, with this award adding time-vested restricted equity on top of the existing ownership stake.