Triumph Financial director receives stock grant

Triumph Financial director Deadman Davis R reported an equity award of 1,258 shares of common stock, classified as a grant or award acquisition at $0.00 per share.

Accepted by SEC EDGAR 05/05/2026 - 04:31 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Triumph Financial director Deadman Davis R reported an equity award of 1,258 shares of common stock, classified as a grant or award acquisition at $0.00 per share. These time-vested restricted stock units vest one year from the award date, bringing his direct common stock holdings to 10,434 shares. He also directly holds 26,500 Depository Shares, each representing a 1/40th interest in the company’s 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock.

Insider Trade Summary

Grant/Award: 1,258 shares

Grant/Award 1 txn

Insider Deadman Davis R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,258	$0.00	$0.00
Holding	Depository Shares	--	--	--

Holdings After Transaction: Common Stock — 10,434 shares (Direct); Depository Shares — 26,500 shares (Direct)

Holdings Before and After: Common Stock, 9,176 to 10,434 shares (Direct)

Footnotes (3)

1. F1. Shares represented by time-vested restricted stock units that vest one year from date of award.
2. F2. Consists of (i) 9,176 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
3. F3. Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

Key Figures

Restricted stock award: 1,258 shares Award price: $0.00 per share Common shares held: 10,434 shares +2 more

5 metrics

Restricted stock award 1,258 shares Time-vested restricted stock units vesting one year from award

Award price $0.00 per share Grant, award, or other acquisition of common stock

Common shares held 10,434 shares Total Triumph Financial common stock held directly after award

Depository Shares held 26,500 Depository Shares Direct holdings representing interests in Series C preferred stock

Preferred stock ratio 1/40th interest Each Depository Share equals 1/40th share of 7.125% Series C preferred

Key Terms

restricted stock units, Depository Shares, Non-Cumulative Perpetual Preferred Stock, Grant, award, or other acquisition

4 terms

restricted stock units financial

"Shares represented by time-vested restricted stock units that vest one year from date of award."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Depository Shares financial

"Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock"

Non-Cumulative Perpetual Preferred Stock financial

"7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share."

Non-cumulative perpetual preferred stock is a type of investment that pays a fixed dividend forever, without a set end date. If the company skips some dividends in a year, you don’t get that money later, and it’s gone forever. It matters because investors get regular income but may miss out if the company faces financial trouble.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Deadman Davis R

(Last) (First) (Middle)

12700 PARK CENTRAL DRIVE

SUITE 1700

(Street)

DALLAS TEXAS 75251

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/01/2026		A		1,258(1)	A	$0	10,434(2)	D
Depository Shares(3)								26,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares represented by time-vested restricted stock units that vest one year from date of award.

2. Consists of (i) 9,176 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

3. Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

Remarks:

	/s/ Adam D. Nelson, Attorney-in-fact	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)