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Triumph Financial (TFIN) CEO reports charitable gift of 4,325 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Triumph Financial, Inc. reported that its President & CEO, who is also a director, made a charitable gift of 4,325 shares of common stock on 12/11/2025. The transaction is coded as a gift at a price of $0 per share and was made to 501(c)(3) charitable organizations.

After this transaction, the reporting person beneficially owns 140,233 shares directly, consisting of 118,698 shares plus 21,535 shares of restricted stock or restricted stock units that are subject to future vesting requirements. In addition, 3,315 shares are beneficially owned indirectly through the reporting person’s spouse via a Roth IRA account.

Positive

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Negative

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Insider Graft Aaron P
Role President & CEO
Type Security Shares Price Value
Gift Common Stock 4,325 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 140,233 shares (Direct); Common Stock — 3,315 shares (Indirect, By Spouse)
Footnotes (1)
  1. Represents a gift by the reporting person to 501(c)(3) charitable organizations. Consists of (i) 118,698 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graft Aaron P
(Last) (First) (Middle)
12700 PARK CENTRAL DRIVE
SUITE 1700
(Street)
DALLAS TX 75251
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 G 4,325(1) D $0 140,233(2) D
Common Stock 3,315 I By Spouse(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a gift by the reporting person to 501(c)(3) charitable organizations.
2. Consists of (i) 118,698 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
3. 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
Remarks:
/s/ Adam D. Nelson, Attorney-in-fact 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Triumph Financial (TFIN) report in this filing?

The filing reports that the reporting person, who serves as President & CEO and director of Triumph Financial, Inc., made a gift of 4,325 shares of common stock on 12/11/2025. The transaction is coded as a gift (Code G) at a price of $0 per share and is described as a donation to 501(c)(3) charitable organizations.

How many Triumph Financial (TFIN) shares does the insider own after the reported transaction?

Following the reported gift, the insider beneficially owns 140,233 shares of Triumph Financial common stock directly. This direct holding consists of 118,698 shares and an additional 21,535 shares of restricted stock or restricted stock units that are subject to future vesting requirements. The insider also beneficially owns 3,315 shares indirectly through the reporting person’s spouse via a Roth IRA account.

Was the Triumph Financial (TFIN) insider transaction a sale for cash?

No. The transaction is reported as a gift (Transaction Code G) of 4,325 shares of common stock at a reported price of $0 per share, and the explanation states that it represents a gift to 501(c)(3) charitable organizations.

What roles does the reporting person hold at Triumph Financial (TFIN)?

The reporting person is identified as both a Director and an Officer of Triumph Financial, Inc., with the officer title listed as President & CEO.

How are indirect share holdings of the Triumph Financial (TFIN) insider structured?

The filing indicates that 3,315 shares of Triumph Financial common stock are beneficially owned indirectly through the reporting person’s spouse. These shares are held by a Goldman Sachs custodian FBO Kimberly Graft Roth IRA.

What portion of the Triumph Financial (TFIN) insider’s holdings are subject to vesting?

Out of the insider’s direct beneficial ownership of 140,233 shares, the filing specifies that 21,535 shares are restricted stock or restricted stock units that are subject to future vesting requirements.