Proposed sale of restricted and performance shares

TFSL notice of proposed sales under Rule 144: a broker/issuer filing lists multiple tranches of restricted stock and performance shares proposed for sale.

Rhea-AI Filing Summary

TFSL notice of proposed sales under Rule 144: a broker/issuer filing lists multiple tranches of restricted stock and performance shares proposed for sale. The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as filer and shows the filing date 05/06/2026.

Key Figures

Filing date: 05/06/2026 Tranche 1 shares: 1,661 shares Tranche 2 shares: 332 shares +2 more

5 metrics

Filing date 05/06/2026 Form 144 filing date shown in header

Tranche 1 shares 1,661 shares Restricted Stock dated 12/10/2020

Tranche 2 shares 332 shares Restricted Stock dated 12/11/2017

Tranche 3 shares 783 shares Restricted Stock dated 12/26/2017

Tranche 4 shares 3,824 shares Performance Shares dated 12/26/2017

Key Terms

Restricted Stock, Performance Shares, Issuer

3 terms

Restricted Stock financial

"Securities To Be Sold — Restricted Stock appears tied to grant dates and tranche counts"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Performance Shares financial

"Securities To Be Sold — Performance Shares listed with a 12/26/2017 grant date and share count"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Issuer regulatory

"Securities To Be Sold — several rows label the transaction party as Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the TFSL Form 144 filing show?

It reports proposed sales of restricted stock and performance shares by an affiliate. The filing lists four tranches with specific grant dates and share counts and names Morgan Stanley Smith Barney LLC Executive Financial Services as the filer dated 05/06/2026.

Which securities are listed in the TFSL submission?

The submission lists Restricted Stock and Performance Shares granted on specific dates. It includes tranches dated 12/10/2020, 12/11/2017, and 12/26/2017 with stated share counts for each tranche.

How many shares are shown for each tranche in the filing?

The filing shows four tranche counts: 1,661, 332, 783, and 3,824 shares tied to the listed grant dates. These numbers appear under the Securities To Be Sold section of the filing.

Who is listed as the filer on the TFSL Form 144?

The filer is stated as Morgan Stanley Smith Barney LLC Executive Financial Services with an address at 1 New York Plaza, 8th Floor, New York, NY. That entity is identified in the Filer Information section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 04:10 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001820740
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	TFS FINANCIAL CORPORATION
SEC File Number	001-33390
Address of Issuer	7007 Broadway Avenue Cleveland OHIO 44105
Phone	(216) 441-6000
Name of Person for Whose Account the Securities are To Be Sold	ANDREW RUBINO
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6600	100205.82	280570799	05/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/10/2020	Restricted Stock	Issuer			1661	12/10/2020	Not Applicable
Common	12/11/2017	Restricted Stock	Issuer			332	12/11/2017	Not Applicable
Common	12/26/2017	Restricted Stock	Issuer			783	12/26/2017	Not Applicable
Common	12/26/2017	Performance Shares	Issuer			3824	12/26/2017	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Andrew J Rubino
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)