TFSL (NASDAQ: TFSL) Form 144 lists restricted stock and performance shares
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
TFSL notice of proposed sales under Rule 144: a broker/issuer filing lists multiple tranches of restricted stock and performance shares proposed for sale. The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as filer and shows the filing date 05/06/2026.
Positive
- None.
Negative
- None.
Key Figures
Filing date: 05/06/2026
Tranche 1 shares: 1,661 shares
Tranche 2 shares: 332 shares
+2 more
5 metrics
Filing date
05/06/2026
Form 144 filing date shown in header
Tranche 1 shares
1,661 shares
Restricted Stock dated 12/10/2020
Tranche 2 shares
332 shares
Restricted Stock dated 12/11/2017
Tranche 3 shares
783 shares
Restricted Stock dated 12/26/2017
Tranche 4 shares
3,824 shares
Performance Shares dated 12/26/2017
Key Terms
Restricted Stock, Performance Shares, Issuer
3 terms
Restricted Stock financial
"Securities To Be Sold — Restricted Stock appears tied to grant dates and tranche counts"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Issuer regulatory
"Securities To Be Sold — several rows label the transaction party as Issuer"
FAQ
What does the TFSL Form 144 filing show?
It reports proposed sales of restricted stock and performance shares by an affiliate. The filing lists four tranches with specific grant dates and share counts and names Morgan Stanley Smith Barney LLC Executive Financial Services as the filer dated 05/06/2026.
Which securities are listed in the TFSL submission?
The submission lists Restricted Stock and Performance Shares granted on specific dates. It includes tranches dated 12/10/2020, 12/11/2017, and 12/26/2017 with stated share counts for each tranche.
Who is listed as the filer on the TFSL Form 144?
The filer is stated as Morgan Stanley Smith Barney LLC Executive Financial Services with an address at 1 New York Plaza, 8th Floor, New York, NY. That entity is identified in the Filer Information section.