TFS Financial insider LaRocca files Form 3

TFS Financial CORP filed an initial Form 3 for James E. LaRocca, who serves as an Accounting and Finance Officer.

Accepted by SEC EDGAR 06/30/2026 - 11:14 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

TFS Financial CORP filed an initial Form 3 for James E. LaRocca, who serves as an Accounting and Finance Officer. This filing establishes his status as an officer subject to insider reporting rules. The Form 3 does not list any buy, sell, or other share transactions, and no derivative holdings are reported in this excerpt.

Key Figures

Share purchases reported: 0 shares Share sales reported: 0 shares Derivative exercises: 0 shares +1 more

4 metrics

Share purchases reported 0 shares Buy transactions in Form 3 transaction summary

Share sales reported 0 shares Sell transactions in Form 3 transaction summary

Derivative exercises 0 shares ExerciseShares in transaction summary

Total net buy/sell direction neutral NetBuySellDirection from transaction summary

Key Terms

Form 3, Accounting and Finance Officer, insider reporting rules

3 terms

Form 3 regulatory

"filed an initial Form 3 for James E. LaRocca"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Accounting and Finance Officer financial

"serves as an Accounting and Finance Officer"

insider reporting rules regulatory

"status as an officer subject to insider reporting rules"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the TFSL Form 3 filing for James E. LaRocca show?

The Form 3 for TFSL reports that James E. LaRocca is an Accounting and Finance Officer. It serves as his initial insider ownership statement and, in this excerpt, shows no reported transactions or derivative positions.

Did James E. LaRocca buy or sell TFSL shares in this Form 3?

No, this Form 3 for TFSL shows no buy or sell transactions by James E. LaRocca. The transaction summary lists zero purchases, zero sales, and zero derivative exercises in the reported data.

What is James E. LaRocca’s role at TFS Financial CORP (TFSL)?

James E. LaRocca is identified as an Accounting and Finance Officer at TFS Financial CORP. That designation means he is treated as a company officer and must comply with insider reporting obligations under SEC rules.

Does the TFSL Form 3 show any derivative securities for James E. LaRocca?

No, the derivative section in this TFSL Form 3 excerpt is empty. The derivativeSummary shows no remaining derivative positions, and the transactionSummary lists zero derivative transactions for the reporting person.

Why is TFS Financial CORP (TFSL) filing a Form 3 for James E. LaRocca?

A Form 3 is filed when someone becomes an insider such as an officer or director. TFS Financial CORP filed this Form 3 to record James E. LaRocca’s status as an Accounting and Finance Officer subject to insider reporting rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

LaRocca James E

(Last) (First) (Middle)

7007 BROADWAY AVE

(Street)

CLEVELAND OHIO 44105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/29/2026

3. Issuer Name and Ticker or Trading Symbol
TFS Financial CORP [ TFSL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Accounting and Finance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Susanne N. Miller, Pursuant to Power of Attorney	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)