Generation Essentials faces NYSE $1 price warning

TGE has six months to lift its NYSE share price back above US$1.00 or face potential suspension and delisting procedures.

Available on EDGAR 09/11/2026 - 05:01 PM EDT Accepted by SEC EDGAR 09/11/2026 - 05:01 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Generation Essentials Group (TGE) reported that it received a notice from the New York Stock Exchange stating its Class A ordinary shares are below compliance because the 30 trading-day average closing price fell under US$1.00.

The company has a six-month Cure Period to regain compliance by achieving both a closing price and a 30 trading‑day average closing price of at least US$1.00 on specified measurement dates, failing which the NYSE will begin suspension and delisting procedures. Management states it will monitor market conditions, consider measures to address the low trading price, and continue previously announced share repurchase programs, under which 284,538 Class A ordinary shares had been repurchased as of September 11, 2026.

Positive

• 284,538 Class A ordinary shares have been repurchased under existing programs as of September 11, 2026, and the board plans to continue these programs, signaling confidence in the company’s long-term strategy and business fundamentals.

Negative

• TGE is below NYSE compliance because its 30 trading-day average closing price is under US$1.00 per Class A ordinary share, creating a risk of suspension and delisting if compliance is not regained within six months.

Key Figures

Minimum share price requirement: US$1.00 per Class A ordinary share Compliance measurement period: 30 trading days Cure Period length: 6 months +3 more

6 metrics

Minimum share price requirement US$1.00 per Class A ordinary share NYSE’s Section 802.01C minimum average closing price standard

Compliance measurement period 30 trading days Average closing price period used to assess NYSE price compliance

Cure Period length 6 months Time from NYSE notice during which TGE can regain compliance

Repurchased shares 284,538 Class A ordinary shares Total repurchased under existing programs as of September 11, 2026

Closing price threshold US$1.00 per share Required closing price on the last trading day of a measurement month

Average price threshold US$1.00 per share Required 30 trading-day average closing price to regain compliance

Key Terms

Cure Period, average closing price, suspension and delisting procedures, share repurchase programs, +2 more

6 terms

Cure Period regulatory

"The Company has six months (the “Cure Period”) following receipt of the notice"

A cure period is a set amount of time given to a borrower, counterparty, or contracting party to fix a missed payment, breach, or other problem before more serious consequences—like penalties, higher interest, or contract termination—kick in. For investors, it matters because it creates a short grace window that can prevent immediate losses and influence the timing and likelihood of recovery; think of it like a few extra days to pay a bill before a service is cut off.

average closing price financial

"if the average closing price of its security ... is less than US$1.00"

The average closing price is the arithmetic mean of a security’s end-of-day prices over a chosen period, found by adding each day’s closing price and dividing by the number of days. It smooths out daily ups and downs to show a typical market value—like averaging daily temperatures to understand a month’s climate—and helps investors spot trends, judge whether a stock is generally rising or falling, and make clearer buy or sell decisions.

suspension and delisting procedures regulatory

"the NYSE will commence suspension and delisting procedures"

share repurchase programs financial

"plans to continue the execution of its share repurchase programs"

A share repurchase program is when a company uses its cash to buy back its own stock from the market, reducing the number of shares held by outside investors. For investors this matters because fewer shares can increase each remaining share’s portion of profits and often supports the stock price, like slicing the same pie into fewer pieces so each piece is larger, and it also signals how management prioritizes returning cash versus other uses.

special purpose acquisition company (SPAC) financial

"TGE is a special purpose acquisition company (SPAC) sponsor manager"

A special purpose acquisition company (SPAC) is a company formed solely to raise money from public investors with the goal of merging with or buying a private business so that the private firm becomes publicly traded. Think of it like a pooled investment that gives investors a ticket to an untargeted future deal — it can offer faster access to high-growth companies but also means investors are relying on the SPAC’s managers to find a good deal and face risks if the target underperforms or no deal occurs.

forward-looking statements regulatory

"This press release contains statements that may constitute “forward-looking” statements"

Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Why did The Generation Essentials Group (TGE) receive a non-compliance notice from the NYSE?

TGE received the notice because its average closing price for Class A ordinary shares over a 30 trading-day period fell below US$1.00, triggering NYSE Section 802.01C minimum share price compliance standards.

How long does TGE have to regain NYSE compliance with the US$1.00 share price requirement?

TGE has a six-month Cure Period from receipt of the NYSE notice to regain compliance by meeting the US$1.00 minimum closing and 30 trading-day average closing price requirements.

What conditions must TGE meet to regain NYSE share price compliance?

TGE can regain compliance if, on the last trading day of any calendar month in the Cure Period, it has a closing price of at least US$1.00 and a 30 trading-day average closing price of at least US$1.00 for its Class A ordinary shares.

What happens if TGE does not regain compliance by the end of the Cure Period?

If by the end of the six-month Cure Period TGE does not achieve both the US$1.00 closing price and US$1.00 30 trading-day average, the NYSE will commence suspension and delisting procedures for its Class A ordinary shares.

How many shares has TGE repurchased under its share repurchase programs?

As of September 11, 2026, TGE has repurchased 284,538 Class A ordinary shares under its existing share repurchase programs, which the board plans to continue executing.

What measures does TGE plan to consider in response to the NYSE non-compliance notice?

TGE states that it will monitor market conditions for its listed securities and consider various measures to cure the non-compliance related to its trading price and avoid any potential delisting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of September 2026

Commission File Number: 001-42686

The Generation Essentials Group

(Translation of registrant’s name into English)

66 rue Jean-Jacques Rousseau

75001 Paris

France

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒      Form 40-F ☐

EXHIBIT INDEX

Exhibit No.		Description
99.1		Press Release – The Generation Essential Group’s Receipt of NYSE Letter Regarding Class A Ordinary Shares Trading Price

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	The Generation Essentials Group
	By :	/s/ Feridun Hamdullahpur
	Name:	Dr. Feridun Hamdullahpur
	Title :	Director

Date: September 11, 2026

2

Exhibit 99.1

The Generation Essential Group’s Receipt of NYSE Letter Regarding Class A Ordinary Shares Trading Price

NEW YORK & LONDON -- The Generation Essentials Group (NYSE: TGE; LSE: TGE) (“TGE” or the “Company”), today announced that it has received a letter from the New York Stock Exchange (the “NYSE”), notifying the Company that it is below compliance standards due to the trading price of the Company’s Class A ordinary shares.

Pursuant to Section 802.01C of the NYSE’s Listed Company Manual, a company will be considered to be below compliance standards if the average closing price of its security as reported on the consolidated tape is less than US$1.00 over a consecutive 30 trading-day period. The Company has six months (the “Cure Period”) following receipt of the notice to regain compliance with the minimum share price requirement. The Company can regain compliance at any time during the Cure Period if on the last trading day of any calendar month during the Cure Period the Company has a closing share price of at least US$1.00 per Class A ordinary share and an average closing share price of at least US$1.00 per Class A ordinary share over the 30 trading-day period ending on the last trading day of that month. In the event that at the expiration of the six-month Cure Period, both a US$1.00 per Class A ordinary share closing share price on the last trading day of the Cure Period and a US$1.00 per Class A ordinary share average closing share price over the 30 trading-day period ending on the last trading day of the Cure Period are not attained, the NYSE will commence suspension and delisting procedures.

The Company intends to monitor the market conditions of its listed securities and will consider various measures to cure the non-compliance caused by adverse effects on its trading price and avoid any potential delisting.

The Company’s board of directors remains fully confident in its long-term strategy, business fundamentals and growth prospects and plans to continue the execution of its share repurchase programs as previously announced.

As of September 11, 2026, the Company has repurchased 284,538 Class A ordinary shares under the existing repurchase programs.

About The Generation Essentials Group

The Generation Essentials Group (NYSE: TGE; LSE: TGE), jointly established by AMTD Group, AMTD IDEA Group (NYSE: AMTD; SGX: HKB) and AMTD Digital Inc. (NYSE: HKD), is headquartered in France and focuses on global strategies and developments in multi-media, entertainment, and cultural affairs worldwide as well as hospitality and VIP services. TGE comprises L’Officiel, The Art Newspaper, movie and entertainment projects. Collectively, TGE is a diversified portfolio of media and entertainment businesses, and a global portfolio of premium properties. Also, TGE is a special purpose acquisition company (SPAC) sponsor manager, with its first SPAC successfully raised and priced on December 18, 2025.

Safe Harbor Statement

This press release contains statements that may constitute “forward-looking” statements pursuant to the “safe harbor” provisions of the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology such as “will,” “expects,” “anticipates,” “aims,” “future,” “intends,” “plans,” “believes,” “estimates,” “likely to,” and similar statements. Statements that are not historical facts, including statements about the beliefs, plans, and expectations of The Generation Essentials Group, are forward-looking statements. Forward-looking statements involve inherent risks and uncertainties. Further information regarding these and other risks is included in the filings of The Generation Essentials Group with the SEC. All information provided in this press release is as of the date of this press release, and The Generation Essentials Group does not undertake any obligation to update any forward-looking statement, except as required under applicable law.

For more information, please contact:

IR Office

The Generation Essentials Group

EMAIL: ir@tge.media

Filing Exhibits & Attachments

1 document

Press Releases

• EX-99.1 PRESS RELEASE - THE GENERATION ESSENTIAL GROUP'S RECEIPT OF NYSE LETTER REGARDIN 7.0 KB