Tiger Brokers files Form 144 to sell 10,000 ADS

Tiger Brokers (TIGR) submitted a Form 144 notice to sell 10,000 American Depositary Shares (each representing 15 Class A ordinary shares) with a filing date of 06/25/2026.

Rhea-AI Filing Summary

Tiger Brokers (TIGR) submitted a Form 144 notice to sell 10,000 American Depositary Shares (each representing 15 Class A ordinary shares) with a filing date of 06/25/2026. The ADS lots were acquired under the issuer's Equity Incentive Plan as director compensation on 04/15/2021 and 04/15/2022.

Insights

Securities Counsel

Rule 144 notice for resale of ADSs acquired as director compensation.

The filing lists 10,000 ADS to be sold and states the ADS were acquired under the issuer's Equity Incentive Plan on 04/15/2021 and 04/15/2022. The notice identifies the securities as ADSs (each representing 15 Class A ordinary shares).

Timing and method of sale are not specified in the excerpt; transferability and sale mechanics remain governed by Rule 144 conditions and any issuer lock-up or contractual limits disclosed elsewhere. Subsequent filings may clarify sale execution and purchaser type.

Equity Capital Markets Analyst

Small, routine resale filing by a director-held equity award.

The document shows two award lots—5,333 ADS from 04/15/2021 and 4,667 ADS from 04/15/2022—totaling 10,000 ADS. The ADS trade on NASDAQ as noted in the excerpt.

This kind of Form 144 is typically administrative; the excerpt does not state proceeds, pricing, or whether sales will be block trades or open‑market transactions. Market impact would depend on execution method and timing.

Key Figures

ADS to be sold: 10,000 ADS ADS acquired on 04/15/2021: 5,333 ADS ADS acquired on 04/15/2022: 4,667 ADS +2 more

5 metrics

ADS to be sold 10,000 ADS Form 144 filing dated 06/25/2026

ADS acquired on 04/15/2021 5,333 ADS Acquired under Equity Incentive Plan as director compensation

ADS acquired on 04/15/2022 4,667 ADS Acquired under Equity Incentive Plan as director compensation

ADS ratio 1 ADS = 15 Class A ordinary shares Securities description in filing

Exchange NASDAQ Trading venue listed in filing

Key Terms

American Depositary Shares, Rule 144, Equity Incentive Plan

3 terms

American Depositary Shares financial

"American Depositary Shares (each representing 15 Class A Ordinary Shares)"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Equity Incentive Plan financial

"Acquired under the Issuer's Equity Incentive Plan as compensation for service as a director"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Tiger Brokers' (TIGR) Form 144 filing announce?

It reports an intention to sell 10,000 ADS with a filing date of 06/25/2026. The ADS were acquired as director compensation on 04/15/2021 and 04/15/2022, and trade on NASDAQ.

How many ADS were acquired under Tiger Brokers' Equity Incentive Plan?

The excerpt shows two award lots: 5,333 ADS acquired on 04/15/2021 and 4,667 ADS acquired on 04/15/2022, which together equal 10,000 ADS listed for resale on the Form 144.

Do the Form 144 details state how the ADS will be sold?

The provided excerpt does not describe sale method or price. It lists the securities, acquisition dates, and that they were equity compensation; execution mechanics, pricing, and purchaser type are not included in this excerpt.

What regulatory condition governs the resale noted in this TIGR Form 144?

Resales under this filing are reported under Rule 144, which governs restricted and control securities. The excerpt identifies the securities and acquisition basis; specific Rule 144 vesting or volume condition details are not included here.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/25/2026 - 06:24 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002107270
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UP FINTECH HOLDING LIMITED
SEC File Number	001-38833
Address of Issuer	1 Raffles Place #35-61 One Raffles Place Singapore SINGAPORE 048616
Phone	852-27602579
Name of Person for Whose Account the Securities are To Be Sold	Liu Jian
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depositary Shares (each representing 15 Class A Ordinary Shares)	Tiger Brokers (NZ) Limited Level 27 151 Queen Street, Auckland Central Auckland Q2 1010	10000	46400	178700661	06/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American Depositary Shares (each representing 15 Class A Ordinary Shares)	04/15/2021	Acquired under the Issuer's Equity Incentive Plan as compensation for service as a director	Issuer			5333	04/15/2021	No cash consideration; equity compensation for service as a director
American Depositary Shares (each representing 15 Class A Ordinary Shares)	04/15/2022	Acquired under the Issuer's Equity Incentive Plan as compensation for service as a director	Issuer			4667	04/15/2022	No cash consideration; equity compensation for service as a director

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold are American Depositary Shares, each representing 15 Class A ordinary shares. Aggregate market value is based on the price of US$4.64 per ADS on June 24, 2026.
Date of Notice	06/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Jian Liu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)