UP Fintech (TIGR) key personnel discloses options and ADS holdings

Rhea-AI Filing Summary

UP Fintech Holding Ltd key personnel Dong Ming filed an initial ownership report showing existing equity interests. He holds employee stock options to acquire 112,500 Class A Ordinary Shares at an exercise price of $0.20 per share, expiring on December 31, 2028. The filing also reports direct holdings of 74,989 American Depositary Shares (ADSs) and indirect holdings, through Juvenamster Capital Holding Limited, of 1,397,666 ADSs and 9,950,000 Class A Ordinary Shares. Each ADS represents fifteen Class A Ordinary Shares.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Dong Ming

(Last) (First) (Middle)

NO. 16 TAIYANGGONG MIDDLE ROAD

(Street)

BEIJING CHINA 100020

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
UP Fintech Holding Ltd [ TIGR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Key Personnel

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares(1)	74,989	D
American Depositary Shares	1,397,666	I	By Juvenamster Capital Holding Limited
Class A Ordinary Shares	9,950,000	I	By Juvenamster Capital Holding Limited

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	01/01/2023	12/31/2028	Class A Ordinary Shares	112,500	$0.2	D

Explanation of Responses:

1. Each American Depositary Share ("ADS") represents fifteen (15) Class A Ordinary Shares of the Issuer.

	/s/Ming Dong	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the UP Fintech (TIGR) Form 3 filing by Dong Ming show?

The Form 3 shows Dong Ming’s initial ownership in UP Fintech, including options for 112,500 Class A shares at $0.20 and sizeable ADS and ordinary share holdings, both directly and via Juvenamster Capital Holding Limited.

How many stock options does Dong Ming hold in UP Fintech (TIGR)?

Dong Ming holds employee stock options over 112,500 Class A Ordinary Shares at a $0.20 exercise price, expiring December 31, 2028. These options give him the right, but not obligation, to buy shares at that fixed price before expiration.

What American Depositary Share holdings are reported for UP Fintech (TIGR)?

The filing reports 74,989 ADSs held directly by Dong Ming and 1,397,666 ADSs held indirectly through Juvenamster Capital Holding Limited. Each ADS represents fifteen Class A Ordinary Shares of UP Fintech, providing U.S. investors exposure to the company.

What indirect Class A Ordinary Share stake in UP Fintech (TIGR) is disclosed?

Independently from the ADS position, the Form 3 discloses 9,950,000 Class A Ordinary Shares held indirectly through Juvenamster Capital Holding Limited. This indicates a large underlying economic interest associated with Dong Ming via that holding entity.