TIPT (NASDAQ: TIPT) affiliate files Form 144 listing RSUs and prior sales

Rhea-AI Filing Summary

TIPT filing: a Form 144 notice was filed reporting a proposed sale of common stock by an affiliate through J.P. Morgan Securities LLC. The excerpt lists RSU-related amounts of 15,660 (dated 02/24/2025) and 13,532 (dated 02/23/2026). The excerpt also records prior sales dated 12/22/2025 showing quantities of 2,030 and 36,946 common shares.

Insights

Corporate Governance Analyst

Form 144 shows an affiliate intends to sell common shares; RSU quantities and recent sales are listed.

The filing lists two RSU-related amounts: 15,660 dated 02/24/2025 and 13,532 dated 02/23/2026, and identifies J.P. Morgan Securities LLC as the broker-dealer. These lines appear under "Securities To Be Sold" and broker details in the excerpt.

Previous transactions are shown for 12/22/2025 with reported quantities of 2,030 and 36,946 common shares. Timing and cash‑flow treatment are not detailed further in the provided excerpt; subsequent filings would clarify sale mechanics and proceeds.

FAQ

What does TIPT's Form 144 disclose about planned insider sales?

The Form 144 discloses a proposed sale of common stock through J.P. Morgan Securities LLC. The excerpt lists RSU-related amounts of 15,660 and 13,532 with corresponding dates in 2025 and 2026.

Who is listed as the broker for the TIPT sale in the Form 144?

The filing names J.P. Morgan Securities LLC at 270 Park Avenue, New York, as the broker-dealer handling the transaction. That broker detail appears in the "Securities Information" lines of the excerpt.

Does the Form 144 show recent sales by insiders of TIPT shares?

Yes; the excerpt records transactions dated 12/22/2025 showing quantities of 2,030 and 36,946 common shares under "Securities Sold During The Past 3 Months." The excerpt provides these numbers but not proceeds or prices.

Are the RSUs in the TIPT Form 144 already vested or still issuable?

The excerpt lists RSU quantities with dates (02/24/2025 and 02/23/2026) but does not state vesting status. The filing shows the RSU line items without explicit vesting or settlement language in the provided text.

Does the Form 144 state who receives sale proceeds for TIPT transactions?

The excerpt identifies the broker and quantities but does not specify who receives proceeds. The filing lines show "Issuer" and broker details; explicit cash‑flow treatment is not provided in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 04:26 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001580685
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	TIPTREE INC
SEC File Number	001-33549
Address of Issuer	660 STEAMBOAT ROAD 2nd Floor Greenwich CONNECTICUT 06830
Phone	212-446-1410
Name of Person for Whose Account the Securities are To Be Sold	Neil Rifkind
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 270 Park Avenue - 10h Floor New York NY 10017	29192	492177	37823734	03/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/24/2025	RSU's	Issuer			15660	02/24/2025	NA
Common	02/23/2026	RSU's	Issuer			13532	02/23/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Neil Rifkind 660 STEAMBOAT ROAD 2nd Floor Greenwich CT 06830	Common	12/22/2025	2030	36946

144: Remarks and Signature

Remarks
Date of Notice	03/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Neil Rifkind.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)