STOCK TITAN

Tiptree CEO Michael Gene Barnes buys 30,930 shares

Upon request, Barnes undertook to provide full information on the share counts and prices for the individual purchases.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Tiptree Inc. Chairman and CEO Michael Gene Barnes, who is also a director and ten percent owner, purchased 30,930 shares of common stock on October 23, 2026, under a Rule 10b5-1 trading plan. The purchases were executed at prices ranging from $16.21 to $16.25 per share; the reported weighted-average price was $16.24. Barnes held 10,116,358 shares directly following the transaction.

Insider Barnes Michael Gene
Role Chairman and CEO
Bought 30,930 shs ($502K)
Type Security Shares Price Value
Purchase Common Stock F1 30,930 $16.24 $502K
Holdings After Transaction: Common Stock — 10,116,358 shares (Direct)
Footnotes (1)
  1. F1. This purchase was executed in multiple purchases at prices ranging from $16.21 to $16.25, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Shares purchased 30,930 shares October 23, 2026
Weighted-average price $16.24 per share Reported price for the purchases
Purchase price range $16.21 to $16.25 per share Multiple purchases; inclusive
Direct shares following transaction 10,116,358 shares Following the October 23, 2026 purchase
Rule 10b5-1 trading plan regulatory
"the purchase reported under a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported above reflects the weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

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How many TIPT shares did Michael Gene Barnes buy, and at what price?

Michael Gene Barnes purchased 30,930 TIPT common shares on October 23, 2026, at a reported weighted-average price of $16.24 per share. The purchases were made under a Rule 10b5-1 trading plan and ranged from $16.21 to $16.25 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barnes Michael Gene

(Last)(First)(Middle)
C/O TIPTREE INC.
660 STEAMBOAT ROAD

(Street)
GREENWICH CONNECTICUT 06830

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TIPTREE INC. [ TIPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/23/2026P30,930A$16.24(1)10,116,358D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This purchase was executed in multiple purchases at prices ranging from $16.21 to $16.25, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Remarks:
Exhibit List: Exhibit 24-Power of Attorney
/s/ Siew Kwok, as Attorney-in-fact for Michael Barnes10/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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