Tiptree director awarded 1,144 shares in stock grant

Tiptree Inc. director Lesley Goldwasser received a stock grant of 1,144 shares of Common Stock as part of board compensation.

Rhea-AI Filing Summary

Tiptree Inc. director Lesley Goldwasser received a stock grant of 1,144 shares of Common Stock as part of board compensation. The shares represent the stock component of the director’s annual retainer fee, which is paid quarterly in arrears.

Following this non-cash grant, Goldwasser directly holds 115,554 Tiptree shares. The award is classified as a non-derivative acquisition with no purchase price, reflecting routine equity-based compensation rather than an open-market share purchase or sale.

Insider Trade Summary

Grant/Award: 1,144 shares

Grant/Award 1 txn

Insider Goldwasser Lesley

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,144	$0.00	$0.00

Holdings After Transaction: Common Stock — 115,554 shares (Direct)

Footnotes (1)

1. F1. Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Key Figures

Stock grant: 1,144 shares Grant price: $0.0000 per share Holdings after grant: 115,554 shares

3 metrics

Stock grant 1,144 shares Non-derivative award of Common Stock to director

Grant price $0.0000 per share Equity award with no cash paid, part of retainer

Holdings after grant 115,554 shares Director’s direct Tiptree Common Stock ownership post-award

Key Terms

annual retainer fee, non-derivative, Common Stock, Grant, award, or other acquisition

4 terms

annual retainer fee financial

"Represents the stock component of the director's annual retainer fee"

non-derivative financial

"The 1,144-share acquisition is reported as a non-derivative transaction"

Common Stock financial

"Security title for the reported grant is Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"Transaction code A is described as Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Tiptree (TIPT) director Lesley Goldwasser report in this Form 4?

Lesley Goldwasser reported receiving 1,144 Tiptree Common Stock shares as a stock grant. This grant is the stock portion of her annual director retainer, paid quarterly in arrears, and reflects routine equity compensation rather than an open-market transaction.

How many Tiptree (TIPT) shares does Lesley Goldwasser own after this grant?

After the grant, Lesley Goldwasser directly holds 115,554 Tiptree Common Stock shares. This figure includes the newly awarded 1,144-share stock component of her annual director retainer, highlighting her ongoing equity stake aligned with shareholder interests through board service compensation.

Was cash paid for the 1,144 Tiptree (TIPT) shares granted to the director?

No cash was paid for these 1,144 shares; the reported price per share is $0.0000. The shares represent a non-cash equity award, functioning as the stock component of the director’s annual retainer fee, which is structured to be paid quarterly in arrears.

Is this Tiptree (TIPT) Form 4 filing an open-market purchase or sale?

This filing does not show an open-market purchase or sale. It records a non-derivative acquisition coded as a grant or award, where 1,144 shares of Common Stock were issued to the director as part of her annual retainer fee compensation in stock.

How is the director’s annual retainer paid according to this Tiptree (TIPT) filing?

The director’s annual retainer includes a stock component paid in Tiptree shares. According to the disclosure, this stock portion is paid quarterly in arrears, and the 1,144-share grant reported here represents one such quarterly installment of that compensation structure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/06/2026 - 04:01 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldwasser Lesley

(Last) (First) (Middle)

C/O TIPTREE INC.

660 STEAMBOAT ROAD

(Street)

GREENWICH CONNECTICUT 06830

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TIPTREE INC. [ TIPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/02/2026		A		1,144(1)	A	$0	115,554	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

	/s/ Siew Kwok as Attorney-in-Fact for Lesley Goldwasser	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)