TKO Form 144: two 9,518-share 10b5-1 sales

Morgan Stanley Smith Barney LLC filing of a Form 144 discloses recent Rule 10b5-1 sales by Nicholas Khan.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC filing of a Form 144 discloses recent Rule 10b5-1 sales by Nicholas Khan. The filing lists two separate sales of 9,518 shares each on 04/06/2026 and 05/04/2026, with proceeds shown as $1,890,232.92 and $1,770,267.10 respectively.

The filing also shows a grant of 19,178 Restricted Stock Units dated 07/20/2021. The record lists the broker/dealer as Morgan Stanley Smith Barney LLC and identifies the securities as Common Stock traded on NYSE.

Insights

Securities Attorney

Form 144 lists two 10b5-1 sales by Nicholas Khan with broker details and proceeds.

The filing documents two Rule 10b5-1 sales of 9,518 shares each on 04/06/2026 and 05/04/2026, with proceeds of $1,890,232.92 and $1,770,267.10. It also lists a grant of 19,178 Restricted Stock Units dated 07/20/2021.

Caution: the filing is a notice of proposed sale under Rule 144 and reports mechanics; it does not by itself indicate trading intent beyond the 10b5-1 plan entries. Subsequent filings would show actual open-market execution details if different.

Equity Markets Analyst

Transactions are routine 10b5-1 sales; broker and proceeds are disclosed.

The entries show block sales processed through Morgan Stanley Smith Barney LLC with exact proceeds recorded for each trade. The filing includes the exchange ticker context with NYSE noted, but it does not state timing beyond the trade dates listed.

These are procedural disclosures; their informational value depends on any future filings that report additional open-market dispositions or remaining holdings.

Key Figures

Sale on 04/06/2026: 9,518 shares Sale on 05/04/2026: 9,518 shares Restricted Stock Units: 19,178 units

3 metrics

Sale on 04/06/2026 9,518 shares Proceeds <money>$1,890,232.92</money>

Sale on 05/04/2026 9,518 shares Proceeds <money>$1,770,267.10</money>

Restricted Stock Units 19,178 units Grant date <date>07/20/2021</date>

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for NICHOLAS KHAN 200 Fifth Ave, 7th Floor"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 19178 | 07/20/2021"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does TKO's Form 144 disclose about Nicholas Khan's recent sales?

The Form 144 discloses two Rule 10b5-1 sales of 9,518 shares each on 04/06/2026 and 05/04/2026. The filing shows proceeds of $1,890,232.92 and $1,770,267.10 for those respective sales.

How many Restricted Stock Units are shown in the filing for TKO?

The filing lists a grant of 19,178 Restricted Stock Units with an award date of 07/20/2021. This entry appears in the securities information section and is shown as Issuer-granted RSUs.

Which broker-dealer is named on the Form 144 for TKO transactions?

The Form 144 names Morgan Stanley Smith Barney LLC as the broker/dealer handling the reported transactions, with an address of 1 New York Plaza, New York, NY, and NYSE listed as the exchange.

Do the proceeds reported on Form 144 equal the sale prices shown?

The filing lists proceeds for each sale: $1,890,232.92 on 04/06/2026 and $1,770,267.10 on 05/04/2026. The document presents these as the gross proceeds associated with the reported 9,518-share sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/12/2026 - 04:41 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001821220
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	TKO GROUP HOLDINGS, INC.
SEC File Number	001-41797
Address of Issuer	200 Fifth Ave, 7th Floor New York NEW YORK 10010
Phone	6465588333
Name of Person for Whose Account the Securities are To Be Sold	NICHOLAS KHAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	19178	4098338.60	74967673	06/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/20/2021	Restricted Stock Units	Issuer			19178	07/20/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for NICHOLAS KHAN 200 Fifth Ave, 7th Floor New York NY 10010	Common	05/04/2026	9518	1770267.10
10b5-1 Sales for NICHOLAS KHAN 200 Fifth Ave, 7th Floor New York NY 10010	Common	04/06/2026	9518	1890232.92

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 7/20/2021 through 7/22/2024.
Date of Notice	06/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ NICHOLAS KHAN
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)