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Tmc The Metals Company Inc SEC Filings

TMCWW NASDAQ

Welcome to our dedicated page for Tmc The Metals Company SEC filings (Ticker: TMCWW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Tmc The Metals Company's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Tmc The Metals Company's regulatory disclosures and financial reporting.

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TMC the metals Co Inc. Chief Financial Officer Craig Shesky reported selling a total of 345,619 common shares of TMC in open-market transactions on March 24–26, 2026 at average prices around $4.53–$4.74 per share. According to the filing, these sales were executed as automatic “sell to cover” transactions to satisfy tax withholding obligations arising from the vesting of restricted stock units granted on March 20, 2023, March 20, 2024 and March 20, 2025, and are described as non-discretionary. Following these transactions, Shesky directly holds 1,425,841 common shares of TMC.

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TMC the metals Co Inc. Chief Financial Officer Craig Shesky reported selling a total of 345,619 common shares of TMC in open-market transactions on March 24–26, 2026 at average prices around $4.53–$4.74 per share. According to the filing, these sales were executed as automatic “sell to cover” transactions to satisfy tax withholding obligations arising from the vesting of restricted stock units granted on March 20, 2023, March 20, 2024 and March 20, 2025, and are described as non-discretionary. Following these transactions, Shesky directly holds 1,425,841 common shares of TMC.

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TMC director Craig Shesky reported the sale of Common Stock in two transactions on 03/24/2026 and 03/25/2026.

The filing shows 51,941 shares sold on 03/24/2026 for $246,107.65 and 78,186 shares sold on 03/25/2026 for $358,297.02. The excerpt also records vesting of 215,492 restricted stock units on 03/20/2026 granted under the issuer's equity compensation plan.

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Rhea-AI Summary

TMC director Craig Shesky reported the sale of Common Stock in two transactions on 03/24/2026 and 03/25/2026.

The filing shows 51,941 shares sold on 03/24/2026 for $246,107.65 and 78,186 shares sold on 03/25/2026 for $358,297.02. The excerpt also records vesting of 215,492 restricted stock units on 03/20/2026 granted under the issuer's equity compensation plan.

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TMC the metals Co Inc. affiliate transaction report: a holder disclosed a sale of 51,941 shares of Common Stock on 03/24/2026 for $246,107.65. The filing also shows restricted stock units vested on 03/20/2026 granted under the issuer's equity compensation plan.

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TMC the metals Co Inc. affiliate transaction report: a holder disclosed a sale of 51,941 shares of Common Stock on 03/24/2026 for $246,107.65. The filing also shows restricted stock units vested on 03/20/2026 granted under the issuer's equity compensation plan.

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TMC the metals Co Inc. Chief Financial Officer Craig Shesky exercised restricted stock units into 562,539 common shares on March 20, 2026. These RSUs come from long-term incentive grants made in 2023, 2024, and 2025 that vest over three years. After these conversions, he directly holds 1,771,460 common shares and continues to participate in the company’s multi-year RSU vesting program tied to ongoing service.

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TMC the metals Co Inc. Chief Financial Officer Craig Shesky exercised restricted stock units into 562,539 common shares on March 20, 2026. These RSUs come from long-term incentive grants made in 2023, 2024, and 2025 that vest over three years. After these conversions, he directly holds 1,771,460 common shares and continues to participate in the company’s multi-year RSU vesting program tied to ongoing service.

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TMC the metals Co Inc. submitted a Form 144 notice regarding the proposed sale of 51,941 shares of Common Stock that vested as restricted stock unit awards on 03/20/2026. The filing lists these shares as securities to be sold and notes they were granted under the issuer's equity compensation plan.

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TMC the metals Co Inc. submitted a Form 144 notice regarding the proposed sale of 51,941 shares of Common Stock that vested as restricted stock unit awards on 03/20/2026. The filing lists these shares as securities to be sold and notes they were granted under the issuer's equity compensation plan.

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TMC the metals company Inc. reported that the U.S. National Oceanic and Atmospheric Administration (NOAA) has determined the consolidated application filed by its subsidiary, TMC USA, for an exploration license and commercial recovery permit under the Deep Seabed Hard Mineral Resources Act is in substantial compliance with U.S. regulations.

The application, the first submitted under NOAA’s new consolidated process, covers about 65,000 km2 of polymetallic nodule areas in the Clarion Clipperton Zone, compared with 25,000 km2 in TMC USA’s initial 2025 commercial recovery permit bid. TMC noted this process is intended to streamline review by using exploration-phase data, and that public comment periods for related exploration license applications TMC USA A and B have been completed.

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TMC the metals company Inc. reported that the U.S. National Oceanic and Atmospheric Administration (NOAA) has determined the consolidated application filed by its subsidiary, TMC USA, for an exploration license and commercial recovery permit under the Deep Seabed Hard Mineral Resources Act is in substantial compliance with U.S. regulations.

The application, the first submitted under NOAA’s new consolidated process, covers about 65,000 km2 of polymetallic nodule areas in the Clarion Clipperton Zone, compared with 25,000 km2 in TMC USA’s initial 2025 commercial recovery permit bid. TMC noted this process is intended to streamline review by using exploration-phase data, and that public comment periods for related exploration license applications TMC USA A and B have been completed.

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TMC the metals company’s Chief Financial Officer Craig Shesky reported an insider transaction involving stock options and special share classes. On February 10, 2026, he exercised stock options to acquire 63,204 common shares for cash at an exercise price of $0.65 per share, bringing his directly held common shares to 1,208,921.

Under the option terms, he was also issued, for no additional consideration, multiple series of Special Shares: 1,379 Class A, 2,758 each of Classes B and C, 5,516 each of Classes D, E and F, and 6,895 each of Classes G and H. These Special Shares each automatically convert into common shares on a one-for-one basis if the stock trades at or above specified price thresholds ranging from $15.00 for Class A to $200.00 for Class H over defined 20-out-of-30 trading-day periods, or upon certain change-of-control events.

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Rhea-AI Summary

TMC the metals company’s Chief Financial Officer Craig Shesky reported an insider transaction involving stock options and special share classes. On February 10, 2026, he exercised stock options to acquire 63,204 common shares for cash at an exercise price of $0.65 per share, bringing his directly held common shares to 1,208,921.

Under the option terms, he was also issued, for no additional consideration, multiple series of Special Shares: 1,379 Class A, 2,758 each of Classes B and C, 5,516 each of Classes D, E and F, and 6,895 each of Classes G and H. These Special Shares each automatically convert into common shares on a one-for-one basis if the stock trades at or above specified price thresholds ranging from $15.00 for Class A to $200.00 for Class H over defined 20-out-of-30 trading-day periods, or upon certain change-of-control events.

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TMC the metals company director and 10% owner Andrei Karkar reported an option exercise and related equity awards. On February 6, 2026, he exercised stock options to buy 31,602 common shares for cash at an exercise price of $0.65 per share, increasing his direct common share holdings to 425,611.

Under the option terms, he also received for no additional consideration 689 Class A, 1,379 Class B, 1,379 Class C, 2,758 Class D, 2,758 Class E, 2,758 Class F, 3,447 Class G and 3,447 Class H Special Shares, which each convert one-for-one into common shares if specified trading price thresholds from $15.00 up to $200.00 are met or upon certain change-of-control events. The filing also shows 60,953,495 common shares held indirectly through ERAS Capital LLC, where Karkar is managing member and shares voting and dispositive power while disclaiming beneficial ownership beyond his pecuniary interest.

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TMC the metals company director and 10% owner Andrei Karkar reported an option exercise and related equity awards. On February 6, 2026, he exercised stock options to buy 31,602 common shares for cash at an exercise price of $0.65 per share, increasing his direct common share holdings to 425,611.

Under the option terms, he also received for no additional consideration 689 Class A, 1,379 Class B, 1,379 Class C, 2,758 Class D, 2,758 Class E, 2,758 Class F, 3,447 Class G and 3,447 Class H Special Shares, which each convert one-for-one into common shares if specified trading price thresholds from $15.00 up to $200.00 are met or upon certain change-of-control events. The filing also shows 60,953,495 common shares held indirectly through ERAS Capital LLC, where Karkar is managing member and shares voting and dispositive power while disclaiming beneficial ownership beyond his pecuniary interest.

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TMC The Metals Company Inc. reported that its wholly owned subsidiary, The Metals Company USA, LLC, has submitted a consolidated application to the U.S. National Oceanic and Atmospheric Administration (NOAA). The application seeks both an exploration license and a commercial recovery permit for polymetallic nodules in international waters of the Clarion Clipperton Zone in the Pacific Ocean.

The company notes that this was filed under NOAA’s new consolidated application and review process and represents the first submission of its kind. Details of the application and related forward-looking statements are described further in a press release furnished as an exhibit.

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TMC The Metals Company Inc. reported that its wholly owned subsidiary, The Metals Company USA, LLC, has submitted a consolidated application to the U.S. National Oceanic and Atmospheric Administration (NOAA). The application seeks both an exploration license and a commercial recovery permit for polymetallic nodules in international waters of the Clarion Clipperton Zone in the Pacific Ocean.

The company notes that this was filed under NOAA’s new consolidated application and review process and represents the first submission of its kind. Details of the application and related forward-looking statements are described further in a press release furnished as an exhibit.

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TMC the metals Co Inc. (TMCWW) filed a Form 144 to notify a proposed sale of 1,591,485 common shares through Merrill Lynch with an aggregate market value of $9,185,980.34. The filing states the issuer has 406,392,921 shares outstanding and lists an approximate sale date of 09/22/2025 on NASDAQ. The shares to be sold were acquired entirely through vesting of restricted stock unit awards granted under the issuer's equity compensation plan on multiple dates from 02/09/2022 to 03/20/2025, and the sum of those vested tranches equals the number of shares proposed for sale. The filing contains no information about the seller's relationship to the issuer beyond the acquisition method, and no sales in the past three months are reported.

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FAQ

How many Tmc The Metals Company (TMCWW) SEC filings are available on StockTitan?

StockTitan tracks 39 SEC filings for Tmc The Metals Company (TMCWW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Tmc The Metals Company (TMCWW)?

The most recent SEC filing for Tmc The Metals Company (TMCWW) was filed on March 26, 2026.