Tompkins Financial EVP reports 230-share stake

Tompkins Financial Corp executive officer John E. Huhtala reported his existing ownership of the company’s common stock in a Form 3 insider filing.

Rhea-AI Filing Summary

Tompkins Financial Corp executive officer John E. Huhtala reported his existing ownership of the company’s common stock in a Form 3 insider filing. Huhtala, who serves as EVP and President of TCB CNY, holds 230 shares of Tompkins Financial common stock as a direct owner.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Huhtala John E

Role EVP, President of TCB CNY

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 230 shares (Direct)

Key Figures

Direct common shares held: 230 shares

1 metrics

Direct common shares held 230 shares Total shares following reported position

Key Terms

Common Stock, direct ownership, Form 3

3 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

direct ownership financial

"ownership_type: "direct", ownership_code: "D""

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Tompkins Financial (TMP) Form 3 filing show for John E. Huhtala?

The Form 3 filing shows that executive officer John E. Huhtala holds 230 shares of Tompkins Financial common stock. This is a disclosure of his current direct ownership position, not a report of a new purchase or sale.

How many Tompkins Financial (TMP) shares does John E. Huhtala directly own?

John E. Huhtala directly owns 230 shares of Tompkins Financial common stock. This amount is listed as his total shares following the reported position and represents his disclosed direct equity stake in the company.

What is John E. Huhtala’s role at Tompkins Financial (TMP)?

John E. Huhtala is an executive officer at Tompkins Financial, serving as EVP and President of TCB CNY. His Form 3 filing links this leadership role with disclosure of his direct ownership of 230 common shares.

Does the Tompkins Financial (TMP) Form 3 indicate any recent insider trades?

The Form 3 does not indicate recent insider trades. It classifies the entry as a holding, with transaction shares not specified, and shows Huhtala’s total direct ownership as 230 common shares following the reported position.

Is John E. Huhtala’s Tompkins Financial (TMP) ownership direct or indirect?

John E. Huhtala’s ownership is reported as direct. The filing labels the 230 shares of Tompkins Financial common stock with a direct ownership code, meaning they are held in his own name rather than through an intermediary entity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:41 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Huhtala John E

(Last) (First) (Middle)

PO BOX 460

118 E. SENECA ST

(Street)

ITHACA NEW YORK 14851

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/28/2026

3. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, President of TCB CNY

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	230	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ John E. Huhtala	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)