Tompkins Financial director reports stock retainer share award

Tompkins Financial Corp director reports routine equity compensation.

Rhea-AI Filing Summary

Tompkins Financial Corp director reports routine equity compensation. On 01/06/2026, a director acquired 291 shares of Tompkins Financial Corp common stock at a price of $72.2014 per share. These shares were elected to be received in lieu of cash retainers under the company’s Second Amended and Restated Retainer Plan for Eligible Directors and its wholly owned subsidiaries. Following this transaction, the director beneficially owns 1,513 shares of common stock, held directly. The filing reports no derivative security transactions.

Insider Trade Summary

Grant/Award: 291 shares

Grant/Award 1 txn

Insider Lee Angela B

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	291	$72.2014	$21K

Holdings After Transaction: Common Stock — 1,513 shares (Direct)

Footnotes (1)

1. F1. Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Tompkins Financial Corp (TMP) report in this Form 4?

A Tompkins Financial Corp director reported acquiring 291 shares of common stock on 01/06/2026, as disclosed in a Form 4 filing.

How many Tompkins Financial Corp (TMP) shares did the director acquire and at what price?

The director acquired 291 shares of Tompkins Financial Corp common stock at a price of $72.2014 per share.

How many Tompkins Financial Corp (TMP) shares does the director own after this transaction?

After the reported transaction, the director beneficially owns 1,513 shares of Tompkins Financial Corp common stock, held directly.

What was the nature of the Tompkins Financial Corp (TMP) shares received by the director?

The 291 shares represent common stock that the director elected to receive in lieu of cash retainers under the company’s retainer plan for eligible directors.

Did this Tompkins Financial Corp (TMP) Form 4 include any derivative securities?

No. The table for derivative securities shows no reported transactions in options, warrants, or other derivative instruments.

What board relationship does the reporting person have with Tompkins Financial Corp (TMP)?

The Form 4 identifies the reporting person’s relationship to Tompkins Financial Corp as a Director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/07/2026 - 10:18 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Angela B

(Last) (First) (Middle)

PO BOX 460

(Street)

ITHACA NY 14851

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/06/2026		A		291(1)	A	$72.2014	1,513	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

	/s/ Angela B. Lee	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.