Tompkins Financial (TMP) director receives 219-share stock retainer award

Rhea-AI Filing Summary

Lee Angela B reported acquisition or exercise transactions in this Form 4 filing.

Tompkins Financial Corp director Angela B. Lee received a grant of 219 shares of common stock at $95.92 per share. These shares were taken in lieu of cash retainers under the company’s retainer plan for eligible directors. After this award, she directly holds 1,994 common shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lee Angela B

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	219	$95.92	$21K

Holdings After Transaction: Common Stock — 1,994 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 219 shares Grant price: $95.92 per share Shares held after: 1,994 shares

3 metrics

Shares granted 219 shares Common Stock grant to director on 2026-07-01

Grant price $95.92 per share Transaction price per share for stock award

Shares held after 1,994 shares Director’s direct common stock holdings after grant

Key Terms

Grant, award, or other acquisition, Common Stock, Second Amended and Restated Retainer Plan for Eligible Directors

3 terms

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Common Stock financial

"security_title: "Common Stock" for the reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Second Amended and Restated Retainer Plan for Eligible Directors financial

"Represents shares elected in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 08:20 AM Accepted by SEC EDGAR 07/06/2026 - 08:20 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Angela B

(Last) (First) (Middle)

PO BOX 460

(Street)

ITHACA NEW YORK 14851

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		219(1)	A	$95.92	1,994	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock elected to be received by the reporting person in lieu of cash retainers pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.

	/s/ Angela B. Lee	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Angela B. Lee report in this Form 4 for TOMPKINS FINANCIAL CORP (TMP)?

Angela B. Lee reported receiving 219 shares of Tompkins Financial common stock. The shares were granted as compensation in lieu of cash retainers under the company’s director retainer plan, increasing her direct holdings to 1,994 shares after the transaction.

Was the Angela B. Lee transaction in TMP stock a market purchase or a grant?

The transaction was a grant, not a market purchase. The Form 4 describes it as a "Grant, award, or other acquisition," with shares received as compensation under the director retainer plan rather than bought on the open market.

How many TOMPKINS FINANCIAL (TMP) shares does Angela B. Lee hold after this Form 4?

After the reported grant, Angela B. Lee directly holds 1,994 shares of Tompkins Financial common stock. This total includes the 219 shares she elected to receive instead of cash retainers under the company’s Second Amended and Restated Retainer Plan.

At what price was the stock award to Angela B. Lee in TMP valued?

The 219-share grant to Angela B. Lee was valued at $95.92 per share. This price is shown as the transaction price per share for the common stock awarded under the company’s director retainer plan, reflecting the basis used for the compensation.

Why did Angela B. Lee receive TOMPKINS FINANCIAL (TMP) shares instead of cash?

Angela B. Lee elected to receive common stock in lieu of cash retainers. The footnote explains the award came under the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its wholly owned subsidiaries.