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Tompkins Financl SEC Filings

TMP NYSE

Welcome to our dedicated page for Tompkins Financl SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Tompkins Financial Corporation (NYSE American: TMP) SEC filings page provides access to the company’s official regulatory disclosures as a banking and financial services company headquartered in Ithaca, New York. Through these documents, investors can review how Tompkins Financial reports on its commercial banking operations, wealth management services under the Tompkins Financial Advisors brand, and capital and liquidity position.

Tompkins Financial files Annual Reports on Form 10-K and Quarterly Reports on Form 10-Q, which typically include detailed discussions of net interest income, net interest margin, loan and deposit trends, fee-based services revenues, noninterest expense, asset quality, capital ratios, and risk factors. These periodic reports also describe the company’s regional footprint in the Central, Western, and Hudson Valley regions of New York and the Southeastern region of Pennsylvania.

The company’s Current Reports on Form 8-K highlight material events, such as quarterly earnings announcements, dividend declarations, stock repurchase program authorizations, executive compensation arrangements, and significant transactions. For example, Tompkins Financial used Form 8-K to disclose the stock purchase agreement and completion of the sale of Tompkins Insurance Agencies, Inc. to an affiliate of Arthur J. Gallagher & Co., as well as to report changes to supplemental executive retirement plans for senior executives.

On this page, users can also review filings related to dividends and capital actions, including Board decisions on regular quarterly cash dividends and authorizations of share repurchase programs. In addition, SEC filings contain the "Safe Harbor" and risk factor references that explain the forward-looking nature of certain statements and direct readers to more detailed risk discussions in Forms 10-K and 10-Q.

Stock Titan enhances these filings with AI-powered summaries that help explain the key points in lengthy documents, highlight important changes from prior periods, and make it easier to locate information on earnings, capital, liquidity, and governance. Real-time updates from EDGAR, along with access to relevant Forms 4 and proxy materials when filed, allow investors to track Tompkins Financial’s regulatory reporting and corporate actions in one place.

Rhea-AI Summary

Tompkins Financial Corporation (TMP) director Helen Eaton reported two non-cash acquisitions of phantom stock that convert economically into common shares. On 10/03/2025 Ms. Eaton received 188.855 and 132.389 phantom shares, which together represent 321.244 underlying common shares. Each phantom share is the economic equivalent of one share of common stock and is held in a rabbi trust pending distribution under the Amended and Restated Retainer Plan for Eligible Directors. The filing shows these awards have an attributed price of $65.5264 per share for reporting purposes and that the reporting person has no voting or investment power over the shares prior to distribution. The transactions are recorded as acquisitions (non‑derivative via phantom awards) and increase the reported beneficial ownership to 2,532.244 common shares following the second award.

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Rhea-AI Summary

Heidi M. Davidson, a director of Tompkins Financial Corporation (TMP), reported receipt of director deferred-compensation units on 10/03/2025. She was credited with 132.389 and 188.855 units of Phantom Stock, each unit representing the economic equivalent of one share of common stock and held in a rabbi trust until distribution. The reported derivative entries list a per-share reference price of $65.5264 and show the awards as exercisable beginning 01/01/2041 with expiration on 01/01/2047. The reporting person has no voting or investment power over these units prior to distribution. The transactions are reported as direct beneficial ownership following the acquisition.

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Tompkins Financial Corporation (TMP) reported that director Daniel J. Fessenden was awarded 469.795 units of phantom stock on 10/03/2025. Each phantom share is the economic equivalent of one common share and the award was recorded at a price of $65.5264 per share, increasing the reporting person’s beneficial ownership to 11,209.778 shares of common stock.

The phantom shares are deferred compensation held in a rabbi trust and will be distributed only upon the occurrence of specified events in the Amended and Restated Retainer Plan for Eligible Directors; the reporting person has no voting or investment power over these units prior to distribution.

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Janet M. Coletti, a director of Tompkins Financial Corporation (TMP), received deferred compensation in the form of 151.084 phantom shares on 10/03/2025. Each phantom share is economically equivalent to one share of common stock and is held in a rabbi trust pending distribution under the Amended and Restated Retainer Plan for Eligible Directors. The filing shows an implied per-share value of $65.5264 for the phantom stock and reports 684.48 common shares beneficially owned by the reporting person after the transaction. The reporting person has no voting or investment power over these phantom shares prior to distribution.

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TOMPKINS FINANCIAL CORP (TMP) reported that director Nancy E. Catarisano received awards of deferred "phantom stock" under the company’s Amended and Restated Retainer Plan for Eligible Directors. The filing shows two grants of phantom stock: 132.389 and 306.746 units, each tied to one share of common stock and recorded at a per-share economic value of $65.5264. Phantom stock represents deferred stock compensation held in a rabbi trust and is the economic equivalent of common shares pending distribution upon plan-specified events. The reporting person does not have voting or investment power over these units before distribution.

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FAQ

What is the current stock price of Tompkins Financl (TMP)?

The current stock price of Tompkins Financl (TMP) is $83.38 as of February 4, 2026.

What is the market cap of Tompkins Financl (TMP)?

The market cap of Tompkins Financl (TMP) is approximately 1.2B.
Tompkins Financl

NYSE:TMP

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1.19B
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7.66%
68.13%
0.73%
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