Tonix director granted 22,700 stock options

Tonix Pharmaceuticals Holding Corp. director James Treco received a grant of stock options as part of equity compensation.

Rhea-AI Filing Summary

Tonix Pharmaceuticals Holding Corp. director James Treco received a grant of stock options as part of equity compensation. He was awarded options covering 22,700 shares of common stock at an exercise price of $13.28 per share, expiring in 2036.

The options were granted under the company’s 2026 Stock Incentive Plan and will vest on the earlier of the one-year anniversary of the May 12, 2026 grant date or the company’s 2027 Annual Meeting of Stockholders. Following this award, Treco holds options for 22,700 shares directly.

Insider Trade Summary

Grant/Award: 22,700 shares

Grant/Award 1 txn

Insider Treco James

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option	22,700	$0.00	$0.00

Holdings After Transaction: Stock Option — 22,700 contracts (Direct)

Footnotes (1)

1. F1. The option was granted pursuant to the Issuer's 2026 Stock Incentive Plan, and vests on the earlier of the one year anniversary of the grant date and the Issuer's 2027 Annual Meeting of Stockholders.

Key Figures

Option grant size: 22,700 shares Exercise price: $13.28 per share Expiration date: 2036-05-12 +2 more

5 metrics

Option grant size 22,700 shares Stock option award underlying Tonix common stock

Exercise price $13.28 per share Conversion or exercise price of stock options

Expiration date 2036-05-12 Stock options expire on this date

Vesting trigger Earlier of 1 year or 2027 meeting One-year anniversary of grant or 2027 Annual Meeting

Shares after grant 22,700 derivative shares Total stock options held following transaction

Key Terms

Stock Option, 2026 Stock Incentive Plan, Annual Meeting of Stockholders, Grant, award, or other acquisition

4 terms

Stock Option financial

"security_title: "Stock Option""

A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.

2026 Stock Incentive Plan financial

"The option was granted pursuant to the Issuer's 2026 Stock Incentive Plan"

Annual Meeting of Stockholders financial

"vests on the earlier of the one year anniversary ... and the Issuer's 2027 Annual Meeting of Stockholders"

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Tonix Pharmaceuticals (TNXP) director James Treco report on this Form 4?

James Treco reported receiving a grant of stock options. The award covers 22,700 shares of Tonix Pharmaceuticals common stock as equity compensation, documented as a derivative acquisition rather than an open-market purchase or sale.

How many Tonix Pharmaceuticals (TNXP) shares are covered by James Treco’s new stock options?

The stock option grant covers 22,700 underlying shares of Tonix Pharmaceuticals common stock. These options represent Treco’s reported derivative holdings following the transaction and were issued as a compensation award rather than bought in the market.

What is the exercise price and expiration date of James Treco’s Tonix (TNXP) stock options?

The options have an exercise price of $13.28 per share and expire in 2036. This means Treco can choose to exercise the options at $13.28 any time before the stated expiration date, subject to vesting conditions being met.

When do James Treco’s Tonix Pharmaceuticals (TNXP) stock options vest?

The options vest on the earlier of the one-year anniversary of the May 12, 2026 grant date or Tonix Pharmaceuticals’ 2027 Annual Meeting of Stockholders. Vesting must occur before the options can be exercised for common shares.

Were James Treco’s Tonix (TNXP) stock options an open-market purchase?

No, the Form 4 identifies the transaction as a grant or award acquisition. The options were issued at a $0.00 transaction price under the 2026 Stock Incentive Plan, indicating compensation rather than an open-market share purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/14/2026 - 05:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Treco James

(Last) (First) (Middle)

C/O TONIX PHARMACEUTICALS HOLDING CORP

200 CONNELL DRIVE, SUITE 3100

(Street)

BERKELEY HEIGHTS NEW JERSEY 07922

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Tonix Pharmaceuticals Holding Corp. [ TNXP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	$13.28	05/12/2026		A		22,700		05/12/2027(1)	05/12/2036	Common Stock	22,700	$0.00(1)	22,700	D

Explanation of Responses:

1. The option was granted pursuant to the Issuer's 2026 Stock Incentive Plan, and vests on the earlier of the one year anniversary of the grant date and the Issuer's 2027 Annual Meeting of Stockholders.

	/s/ Jessica Morris, Attorney-in-Fact	05/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)