Welcome to our dedicated page for Tomi Environmental Solutions I SEC filings (Ticker: TOMZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TOMI Environmental Solutions, Inc. (NASDAQ: TOMZ) files a range of reports and disclosures with the U.S. Securities and Exchange Commission that document its business activities, financing arrangements, and listing status as a global decontamination and infection prevention company. These SEC filings provide detailed information on how TOMI supports its SteraMist and Binary Ionization Technology (BIT) platform, as well as key corporate decisions and compliance matters.
Among the company’s recent filings are multiple Form 8-K current reports. One 8-K describes deficiency letters from Nasdaq regarding the minimum bid price requirement and minimum stockholders’ equity requirement for continued listing on The Nasdaq Capital Market, explaining the timeframes and potential paths to regain compliance. Another 8-K outlines an Equity Purchase Agreement with Hudson Global Ventures, LLC, under which TOMI has the right, but not the obligation, to sell shares of common stock over a defined commitment period, subject to Nasdaq rules and registration requirements.
Additional 8-K filings cover topics such as the filing of a universal shelf registration statement on Form S-3, entry into an equity line of credit facility, submission of matters to a vote of shareholders at the annual meeting, and the appointment or resignation of directors. TOMI also files periodic reports that include financial statements, balance sheet details, and discussions of revenue, margins, backlog, and liquidity related to its disinfection and decontamination operations.
On this page, Stock Titan provides access to TOMZ’s SEC filings as they are made available on EDGAR. Users can review 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and other documents to understand TOMI’s financial condition, capital structure, governance decisions, and developments affecting its SteraMist and BIT-based business.
TOMI Environmental Solutions (TOMZ) reported an initial insider ownership filing. A company director filed a Form 3 effective 09/11/2025 and reported no securities beneficially owned. The filing was made by one reporting person and marks the individual’s relationship as Director. This is a routine disclosure of insider ownership and does not announce any transactions.
Insider award and holdings update: The Chief Financial Officer of TOMI Environmental Solutions, Inc. acquired a one-time sign-on grant of 100,000 time-based restricted stock units (RSUs) on 10/06/2025. The RSUs vest in three equal installments on 06/17/2025, 06/17/2026, and 06/17/2027, and each RSU converts to one share upon vesting. Following the grant the reporting person beneficially owns 100,000 shares in total, consisting of 66,667 unvested RSUs and 33,333 shares of common stock.
The transaction was reported on 10/08/2025 using Transaction Code V (grant or award). The grant price reported is $0, reflecting a time-based equity award rather than a purchase. The filing is a Form 4 by one reporting person who is an officer (CFO) and director.
Paul Harold, identified as a director of TOMI Environmental Solutions, Inc. (TOMZ), reported beneficial ownership following an event dated 09/25/2025. He holds 61,300 shares of common stock directly and owns 3,125 common stock purchase options exercisable from 02/03/2016 and expiring 02/03/2026 with an exercise price of $4.4. The filing is an initial Form 3 reporting these holdings under Section 16.
TOMI Environmental Solutions, Inc. reported changes to its Board of Directors. On September 11, 2025, the Board appointed Francesco Fragasso as a director, effective immediately, following a recommendation from the Nominating and Governance Committee.
Mr. Fragasso was also appointed to the Audit Committee, Compensation Committee, and Nominating and Governance Committee. The filing highlights his prior experience as Chief Financial Officer at Hamilton Thorne Ltd. and Fluence Corporation Ltd., as well as earlier senior finance roles at Desalitech, Novara Fuel Cells, MMN SpA, and Deloitte SpA. The company states there are no transactions between Mr. Fragasso and TOMI that would be reportable under related-party rules.
Also on September 11, 2025, Walter Johnsen resigned as a director, effective immediately. On September 16, 2025, the company issued a press release announcing Mr. Fragasso’s appointment, which is included as an exhibit.
TOMI Environmental Solutions reported recognized revenue of $1.03 million for the quarter ended June 30, 2025, a 66% decline from $3.01 million a year earlier, driven primarily by customers deferring capital projects. Service and training revenue rose 33% to $378,000 in the quarter and 46% to $955,000 for the six months, while product sales fell year-over-year.
Gross margin improved to 66% from 62%. The company recorded a net loss of $1.24 million for the quarter and a six-month loss of $1.49 million. Cash totaled $569,450 and accumulated deficit was $55.8 million, and management disclosed substantial doubt about the company’s ability to continue as a going concern. Convertible notes outstanding totaled $3.035 million (net $2.78 million). Subsequent events include regained Nasdaq minimum bid price compliance and additional convertible note proceeds.
TOMI Environmental Solutions, Inc. furnished a current report to note that it issued a press release covering its financial results for the second quarter ended June 30, 2025. The press release is included as Exhibit 99.1. The company states this information is furnished and not deemed filed under federal securities laws.
Schedule 13G filing for TOMI Environmental Solutions (TOMZ) discloses that John F. Nelson, a U.S. individual investor, beneficially owns 1,469,664 common shares, equating to 7.34 % of the outstanding class as of 30 Jun 2025. Nelson holds sole voting and dispositive power over the entire position—883,785 shares in a personal account and 585,879 shares in a self-directed IRA—while having no shared power. The filing is submitted on a passive basis under Rule 13d-1(c) and is signed on 23 Jul 2025 by attorney Stephen L. Morgan acting under power of attorney. No group status, subsidiaries, or control-changing intent is declared, and the filer certifies that the stake is not for influencing control of the issuer.