TOP SHIPS CFO files initial Form 3 statement

TOP SHIPS INC. director and Chief Financial Officer Tsirikos Alexandros has filed an initial Form 3 insider ownership statement.

Accepted by SEC EDGAR 04/01/2026 - 04:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

TOP SHIPS INC. director and Chief Financial Officer Tsirikos Alexandros has filed an initial Form 3 insider ownership statement. This filing establishes his status as a reporting person for the company under SEC rules and does not list any share transactions or holdings.

Key Figures

Buy transactions: 0 transactions Sell transactions: 0 transactions Derivative transactions: 0 transactions +1 more

4 metrics

Buy transactions 0 transactions BuyCount in transaction summary

Sell transactions 0 transactions SellCount in transaction summary

Derivative transactions 0 transactions derivativeTransactionCount in transaction summary

Net buy/sell direction neutral netBuySellDirection in transaction summary

Key Terms

Form 3, Chief Financial Officer, reporting person, derivative transactions

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Financial Officer financial

""officer_title": "Chief Financial Officer""

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

reporting person regulatory

""reportingPersons": [ { "name": "Tsirikos Alexandros""

derivative transactions financial

""derivativeTransactionCount": 0,"

Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the TOPS Form 3 filed by Tsirikos Alexandros show?

The Form 3 for TOP SHIPS INC. shows that Tsirikos Alexandros, the Chief Financial Officer and a director, became a reporting insider. The filing reports no share transactions or derivative positions and lists no holdings at the time of this statement.

Did the TOPS CFO buy or sell any shares in this Form 3 filing?

No, the Form 3 for TOP SHIPS INC. reports no share purchases or sales. The transaction summary shows zero buy, sell, acquire, dispose, exercise, gift, tax withholding, or restructuring events, indicating only an initial insider status declaration.

Does the TOPS Form 3 by Tsirikos Alexandros report any option exercises?

No, the filing reports no option or other derivative exercises. The exerciseCount and derivativeTransactionCount are both zero, and the derivativeSummary is empty, indicating no derivative positions or exercises disclosed in this initial ownership statement.

What role does Tsirikos Alexandros hold at TOP SHIPS INC. in this filing?

In this Form 3, Tsirikos Alexandros is identified as both a director and an officer of TOP SHIPS INC., serving as Chief Financial Officer. This designation subjects him to ongoing insider reporting obligations under SEC Section 16 rules for future transactions.

Does the TOPS Form 3 include any indirect or entity-held ownership details?

No, this Form 3 does not list any direct or indirect holdings. The transaction summary shows zero holding entries, and there are no derivative positions disclosed, meaning no entity-held or indirect ownership details appear in the available data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Tsirikos Alexandros

(Last) (First) (Middle)

20 IOULIOU KAISARA STR.

(Street)

PAIANIA ATHENS 19002

(City) (State) (Zip)

GREECE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
TOP SHIPS INC. [ TOPS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Alexandros Tsirikos	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)