Welcome to our dedicated page for Turning Pt Brands SEC filings (Ticker: TPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Turning Point Brands, Inc. (NYSE: TPB) SEC filings page provides direct access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware-incorporated manufacturer, marketer and distributor of Other Tobacco Products and modern oral nicotine products, Turning Point Brands uses these filings to report its financial condition, segment performance and material corporate events.
Core periodic reports such as the Form 10-K annual report and Form 10-Q quarterly reports contain detailed information on Zig-Zag and Stoker’s segment results, Modern Oral net sales, gross profit, liquidity, debt structure and risk factors related to tobacco and nicotine regulation. Investors can review how the company presents non-GAAP measures like Adjusted EBITDA and Adjusted Net Income alongside GAAP results, with reconciliations included in the filings or attached exhibits.
Current reports on Form 8-K document significant events, including quarterly earnings releases, changes to at-the-market equity offering programs, and other corporate actions. For example, TPB has filed 8-Ks describing its second and third quarter results and amendments to its ATM prospectus supplement, as well as legal opinions related to additional common stock that may be sold under its shelf registration statement.
Users can also monitor Form 4 insider transaction reports, proxy statements on Schedule 14A and other specialized forms to understand executive and director share activity, governance matters and compensation policies. Real-time updates from EDGAR ensure that new filings appear promptly, while AI-powered summaries help explain complex documents, highlight key figures and clarify segment trends so readers can navigate lengthy reports more efficiently.
Whether you are researching TPB’s Modern Oral growth, its capital structure, or the regulatory environment for its tobacco and nicotine products, this filings page serves as a centralized resource for the company’s official SEC disclosures and AI-assisted analysis.
Turning Point Brands, Inc. (TPB) filed a notice of proposed sale of restricted stock under Rule 144. The filing covers the planned sale of 1,000 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an indicated aggregate market value of $101,000.00. The securities were acquired as restricted stock vesting under a registered plan from the issuer on 05/08/2024, in connection with services rendered. The notice states that the seller does not know of any undisclosed material adverse information about the issuer’s current or prospective operations.
Turning Point Brands (TPB) reported insider activity by a director, who sold common stock over three consecutive days. On 11/11/2025, the director sold 15,000 shares at a weighted average price of $99.89. On 11/12/2025, 21,069 shares were sold at a weighted average price of $100.02. On 11/13/2025, 10,401 shares were sold at a weighted average price of $99.03. The reported prices reflect multiple trades within disclosed ranges.
Following the transactions, beneficial ownership reported in Column 5 progressed to 315,186, then 290,765, and finally 280,368 shares, all held directly. The filing also lists outstanding stock options with various exercise prices and expirations under the company’s equity plan.
TPB filed a Rule 144 notice for a proposed sale of up to 50,000 shares of common stock through UBS Financial Services on the NYSE, with an aggregate market value of $4,950,000. The approximate sale date is 11/11/2025.
The shares were acquired via restricted stock releases on 02/14/2023 and 05/25/2023, and stock option exercises on 06/15/2017, 09/17/2018, and 09/18/2018, totaling 50,000 shares. Shares outstanding were 19,070,757; this is a baseline figure, not the amount being offered.
Turning Point Brands (TPB) amended its at-the-market (ATM) equity program, increasing the aggregate dollar amount of common stock that may be sold by $200,000,000 through B. Riley Securities and Barclays Capital. The ATM is conducted under the company’s Form S-3 shelf (File No. 333-274825) and related prospectus supplement.
The prospectus supplement originally permitted up to $100,000,000, and the company has sold $99,999,137 of common stock to date pursuant to the sales agreement. A Milbank LLP legal opinion was provided in connection with the additional capacity. The sales agreement is filed as an exhibit, along with the legal opinion and related consent.
Turning Point Brands (TPB) amended its at-the-market (ATM) equity program, increasing the aggregate dollar amount of common stock that may be sold by $200,000,000 through B. Riley Securities and Barclays Capital. The ATM is conducted under the company’s Form S-3 shelf (File No. 333-274825) and related prospectus supplement.
The prospectus supplement originally permitted up to $100,000,000, and the company has sold $99,999,137 of common stock to date pursuant to the sales agreement. A Milbank LLP legal opinion was provided in connection with the additional capacity. The sales agreement is filed as an exhibit, along with the legal opinion and related consent.
Turning Point Brands (TPB) amended its prospectus supplement to expand its at-the-market (ATM) program, registering up to an additional $200,000,000 of common stock to be sold from time to time through B. Riley Securities and Barclays. The filing notes prior ATM sales for gross proceeds of $99,999,137 under the earlier $100,000,000 capacity. Sales will be conducted as an “at the market offering” under Rule 415.
The agents’ commission is up to 3.0% of gross proceeds. The company currently intends to use net proceeds for general corporate purposes, including investment in white nicotine pouch brands, sales force expansion, trade programs, online presence, international expansion, marketing and regulatory capabilities, and U.S. manufacturing build-out. TPB’s common stock trades on the NYSE under “TPB”; the last reported price on November 3, 2025 was $93.64 per share. The table illustrates that, assuming an offering price of $93.64, an additional 2,135,839 shares could be sold under this amendment.
Turning Point Brands (TPB) amended its prospectus supplement to expand its at-the-market (ATM) program, registering up to an additional $200,000,000 of common stock to be sold from time to time through B. Riley Securities and Barclays. The filing notes prior ATM sales for gross proceeds of $99,999,137 under the earlier $100,000,000 capacity. Sales will be conducted as an “at the market offering” under Rule 415.
The agents’ commission is up to 3.0% of gross proceeds. The company currently intends to use net proceeds for general corporate purposes, including investment in white nicotine pouch brands, sales force expansion, trade programs, online presence, international expansion, marketing and regulatory capabilities, and U.S. manufacturing build-out. TPB’s common stock trades on the NYSE under “TPB”; the last reported price on November 3, 2025 was $93.64 per share. The table illustrates that, assuming an offering price of $93.64, an additional 2,135,839 shares could be sold under this amendment.
Turning Point Brands (TPB) reported stronger Q3 2025 results. Net sales were $118.98 million versus $90.70 million a year ago, with operating income of $25.89 million. Net income attributable to TPB rose to $21.08 million and diluted EPS was $1.13 versus $0.68 last year. For the first nine months, net sales reached $342.05 million and diluted EPS was $2.70.
The balance sheet showed higher liquidity and scale: cash was $201.19 million and total assets were $742.85 million. Notes payable and long‑term debt were $293.36 million, and stockholders’ equity was $358.15 million. Operating cash flow for the nine months was $32.52 million.
Financing actions included redeeming $250.0 million of 2026 notes, issuing $300.0 million of 2032 notes at 7.625%, and raising $97.50 million through an at‑the‑market offering. The company completed the disposition of its former CDS segment on January 2, 2025, receiving a 49% stake in GWO; no discontinued operations impacted 2025. PMTA-related costs were $0.5 million in Q3 2025 and $3.7 million year‑to‑date.
Turning Point Brands (TPB) reported stronger Q3 2025 results. Net sales were $118.98 million versus $90.70 million a year ago, with operating income of $25.89 million. Net income attributable to TPB rose to $21.08 million and diluted EPS was $1.13 versus $0.68 last year. For the first nine months, net sales reached $342.05 million and diluted EPS was $2.70.
The balance sheet showed higher liquidity and scale: cash was $201.19 million and total assets were $742.85 million. Notes payable and long‑term debt were $293.36 million, and stockholders’ equity was $358.15 million. Operating cash flow for the nine months was $32.52 million.
Financing actions included redeeming $250.0 million of 2026 notes, issuing $300.0 million of 2032 notes at 7.625%, and raising $97.50 million through an at‑the‑market offering. The company completed the disposition of its former CDS segment on January 2, 2025, receiving a 49% stake in GWO; no discontinued operations impacted 2025. PMTA-related costs were $0.5 million in Q3 2025 and $3.7 million year‑to‑date.
Turning Point Brands, Inc. filed an amended current report to update a previously issued earnings press release. The amendment corrects the Adjusted Diluted EPS figure that was reported for the third quarter ended September 30, 2025. No other information from the original report or press release was changed, and the updated press release is included as an exhibit for reference.
Turning Point Brands, Inc. filed an amended current report to update a previously issued earnings press release. The amendment corrects the Adjusted Diluted EPS figure that was reported for the third quarter ended September 30, 2025. No other information from the original report or press release was changed, and the updated press release is included as an exhibit for reference.
Turning Point Brands, Inc. furnished an update saying it issued a press release with its financial results for the third quarter ended September 30, 2025. The press release, dated November 5, 2025, is attached as Exhibit 99.1 and contains the detailed quarterly figures.
The company notes that this information, including the exhibit, is being furnished rather than filed under securities laws, which affects how it is treated for certain liability and incorporation-by-reference purposes.
Turning Point Brands, Inc. furnished an update saying it issued a press release with its financial results for the third quarter ended September 30, 2025. The press release, dated November 5, 2025, is attached as Exhibit 99.1 and contains the detailed quarterly figures.
The company notes that this information, including the exhibit, is being furnished rather than filed under securities laws, which affects how it is treated for certain liability and incorporation-by-reference purposes.
Turning Point Brands (TPB): Schedule 13G/A Amendment No. 3 filed by Divisadero Street Capital Management, LP and affiliates regarding common stock ownership. The group reports beneficial ownership of 1,502,685 shares, representing 8.3% of the class, with shared voting and dispositive power. The event date triggering the filing is 10/16/2025.
Within the group, Divisadero Street Partners, L.P. is listed with 1,223,754 shares (6.8%) under shared voting and dispositive power. The securities are directly owned by advisory clients of Divisadero Street Capital Management, LP. The certification states the holdings were not acquired to change or influence control of the issuer.
Turning Point Brands, Inc. Schedule 13G/A shows that Divisadero-related reporting persons collectively report beneficial ownership of 1,119,661 shares of common stock, representing 6.2% of the class. The filing lists five reporting entities and individuals: Divisadero Street Capital Management, LP, William Zolezzi, Divisadero Street Partners, L.P., Divisadero Street Partners GP, LLC, and Divisadero Street Capital, LLC. Divisadero Street Partners, L.P. and its GP are identified in the filing as subject to an exit filing per Item 2. Ownership is reported as shared voting and dispositive power; no sole voting or dispositive power is claimed. The filing states the securities are owned directly by advisory clients of Divisadero Street Capital Management, LP and that none of those clients alone hold more than 5% of the class.