[144] Turning Point Brands, Inc. SEC Filing

Rhea-AI Filing Summary

TPB filed a Rule 144 notice for a proposed sale of up to 50,000 shares of common stock through UBS Financial Services on the NYSE, with an aggregate market value of $4,950,000. The approximate sale date is 11/11/2025.

The shares were acquired via restricted stock releases on 02/14/2023 and 05/25/2023, and stock option exercises on 06/15/2017, 09/17/2018, and 09/18/2018, totaling 50,000 shares. Shares outstanding were 19,070,757; this is a baseline figure, not the amount being offered.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	50000	4950000	19070757	11/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	05/25/2023	restricted stock release	issuer			1106	05/25/2023	n/a
common	02/14/2023	restricted stock release	issuer			4908	02/14/2023	n/a
common	09/18/2018	stock option exercise	issuer			11107	09/18/2018	n/a
common	09/17/2018	stock option exercise	issuer			5467	09/17/2018	n/a
common	06/15/2017	stock option exercise	issuer			27412	06/15/2017	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does TPB’s Form 144 disclose?

It discloses a proposed sale of up to 50,000 shares of common stock under Rule 144.

What is the aggregate market value of the proposed TPB share sale?

The filing lists an aggregate market value of $4,950,000 for the shares to be sold.

When is the approximate sale date for the TPB shares?

The approximate date of sale is 11/11/2025.

On which exchange will the TPB shares be sold and through which broker?

Sales are listed for the NYSE through UBS Financial Services.

How many TPB shares are outstanding?

The filing lists 19,070,757 shares outstanding.

How were the TPB shares to be sold originally acquired?

They were acquired via restricted stock releases (02/14/2023, 05/25/2023) and stock option exercises (06/15/2017, 09/17/2018, 09/18/2018).

What class of securities is covered in the TPB Form 144?

The filing covers common stock.